313 CMR 11.06
Procedures
(1) Advisory Rulings.
(a) Request for Advisory Ruling. Any person Owning an Interest in Real Property may, by
written request to the Division at the address posted on its website by certified mail or hand
delivery, request an Advisory Ruling as to:
1. whether such Person's property is located within an area regulated by St. 1992, c. 36
or 313 CMR 11.00; or
2. whether existing or proposed Structures, Uses or Activities on such Person's property
are permitted under St. 1992, c. 36 or 313 CMR 11.00 by virtue of the exemptions set
forth in 313 CMR 11.05.
(b) Information Required. Such written request shall identify the property by street address
and include:
1. a copy of the current Assessor's Map showing the location of the property or
reference to the applicable Assessor's Map by sheet and parcel number;
2. a copy of (or reference to) the most recent edition of the Massachusetts Geographic
Information System (MassGIS) map based on the United States Geological Survey
(USGS), 1 to 25,000 scale, quadrangle maps, showing the location of the property;
3. a copy of such Owner's deed as recorded in the applicable registry of deeds; and
4. copies of any plans, mortgage inspection plans and tape surveys of the property
which are available.
(c) Issuance of Advisory Ruling. Within 30 days of the Date of Submission of a Request
for Advisory Ruling, the Division may issue a written Advisory Ruling to the Person who
submitted the request, or in its sole discretion, the Division may notify such Person that a
Request for Watershed Determination of Applicability is required pursuant to 313 CMR
11.06(2).
(d) Remedy. The Person to whom an Advisory Ruling is issued shall have no right to
appeal such ruling, but may at such Person's election, submit a request for Watershed
Determination of Applicability or an Application for Variance in accordance with 313 CMR
11.06. A Person who has not been issued an Advisory Ruling within 30 days of the Date of
Submission may, at such Person's election, resubmit the request, or submit a request for
Watershed Determination of Applicability or an Application for Variance in accordance with
313 CMR 11.06.
(e) Authorization; limitations. Any Advisory Ruling hereunder shall be issued by the
Division pursuant to and subject to the limitations of M.G.L. c. 30A, § 8.
(2) Requests for Watershed Determinations of Applicability.
(a) Filing. Any Person Owning an Interest in Real Property who desires a Determination
as to whether or not:
1. such Person's property is located within an area regulated by St. 1992, c. 36 or
313 CMR 11.00;
2. proposed Structures, Uses or Activities on such Person's property are permitted under
St. 1992, c. 36 or 313 CMR 11.00;
3. a reconstruction, extension or structural change constitutes a substantial change or
enlargement or one which will degrade the quality of water under 313 CMR 11.05(2);
4. Alterations within areas described in 313 CMR 11.04(1)(a) and (b) in connection
with construction permitted under 313 CMR 11.05(3) are possible;
5. the maintenance, repair or replacement activities described in 313 CMR 11.05(9),
(10) or (11) will impair or materially impair the quality of the water in the Watersheds;
or
6. a new municipal Sewage Treatment Facility or new municipal water system will have
an adverse impact on water quality under 313 CMR 11.05(16),
may submit a Request for Watershed Determination of Applicability to the Regional Director
of the watershed in which such property is located. Submission for a Determination should
be addressed to the appropriate Reservoir office posted on the Division’s website.
Submissions are accepted via certified mail or hand delivery.
(b) Land Surveyor Determination. Any request for determination under 313 CMR
11.06(2)(a)1. shall be accompanied by a written determination of a land surveyor registered
with the Board of Registration of Professional Engineers and Land Surveyors of the
Commonwealth as to whether such Person's real property interests are located within areas
regulated by St. 1992, c. 36 or 313 CMR 11.00.
(c) Related Statement. Requests for Watershed Determinations other than those in
313 CMR 11.06(2)(a)1. shall include a detailed description of the Structures, Uses and
Activities which are proposed.
(d) Additional Materials. All surveys and additional materials or studies required to make
a determination, whether or not requested by the Division, shall be prepared and delivered
at the sole cost of the Person desiring the determination.
(e) Issuance of Applicability Decision. Within 60 days of the Date of Submission of such
request for Watershed Determination of Applicability, the Division shall issue a written
Applicability Decision to the Person who submitted such request, in form suitable for
recording in the registry of deeds or registration in the registry district of the land court where
the property is located (313 CMR 11.12), which shall contain a brief statement of the reasons
for the Decision. If the Division fails to issue the Applicability Decision within such 60 day
period, the Division shall be deemed to have:
1. concurred with the land surveyor's determination set forth in a request for
Determination under 313 CMR 11.06(2)(a)1.; or
2. determined that the proposed Structures, Uses and Activities on such Person's
property described in the request for Determination are permitted by St. 1992, c. 36 and
313 CMR 11.00; or
3. determined that such Structures, Uses and Activities will not impair or materially
impair the quality of water in the Watersheds.
(f) Appeal. A Person to whom the Division's Applicability Decision has been issued, who
seeks to appeal such Decision, shall file a Notice of Claim for an Adjudicatory Proceeding
with the Commissioner at the address posted on its website within 21 days from the Date of
Issuance of the Decision by the Division. The procedures for appeal before the
Commissioner shall be as set forth in 801 CMR 1.00: Standard Adjudicatory Rules of
Practice and Procedure. At the time of filing of such Notice of Claim, a copy shall also be
filed with the Division.
(3) Variances
(a) Variances. The Division may grant a variance from the provisions of St. 1992, c. 36 and
313 CMR 11.00 with respect to particular Structures, Uses and Activities, and shall grant,
upon request, a variance with respect to crossings of Tributaries and Bordering Vegetated
Wetlands, where the Division specifically finds that owing to circumstances relating to the
soil conditions, slope, or topography of the land affected by such Structures, Uses or
Activities, desirable relief may be granted without substantial detriment to the public good
and without impairing the quality of water in the Watersheds.
(b) Presumptions and Standards for Required Findings.
1. There shall be a presumption that granting a variance from the applicability of
St. 1992, c. 36 and 313 CMR 11.00 to specific Structures, Uses and Activities is contrary
to the achievement of the purpose of St. 1992, c. 36. This presumption may be rebutted
only by the submission of credible evidence by the Person submitting the application for
variance that such variance may be granted without substantial detriment to the public
good and without impairment of water quality in the Watersheds.
2. The standard of substantial detriment to the public good shall mean a factual
determination by the Division of the overall effect of the proposed Structure, Use or
Activity at a particular location in relation to the purpose of St. 1992, c. 36.
3. The standard of impairment of water quality shall mean:
a. the risk of water quality impairment presented by Structures, Uses and Activities
which are permissible under all other relevant federal, state and local laws, but would
not be permissible under 313 CMR 11.00 without a variance; and
b. the cumulative risk of water quality impairment from all Structures, Uses and
Activities allowed under current regulations over time.
(c) Applications. Any Person Owning an Interest in Real Property may make an application
for variance to the Division (see 313 CMR 11.12) by filing the same by certified mail or hand
delivery with the Division at the address posted on its website. A copy of the application for
variance shall be sent to DEP at the address specified on its website.
(d) Detailed Statement. The application for variance shall include a detailed description of
the Structures, Uses and Activities proposed on such Person's property. The application for
variance shall include detailed information regarding each specifically enumerated factor
stated in 313 CMR 11.06(3)(a). Detailed information regarding each factor shall be provided
as follows:
1. Soil Conditions. A map prepared at a minimum scale of 1"=100' indicating the soil
types as mapped by the USDA Natural Resources Conservation Service (“NRCS”) shall
be provided. Site specific soils data, including borings, test pits and percolation tests,
may be submitted including copies of all field logs, notes, observations, conclusions and
test methods employed. A detailed analysis of the soil characteristics of erodibility and
permeability shall be provided. Permeability should be described in terms of percolation
rate measured as minutes per inch as specified in 310 CMR 15.00: The State
Environmental Code, Title 5: Standard Requirements for the Siting, Construction,
Inspection, Upgrade and Expansion of On-site Sewage Treatment and Disposal Systems
and for the Transport and Disposal of Septage.
2. Slope. Calculations of the ground slope at all lands within the areas that would be
subject to St. 1992, c. 36 if the variance were not granted shall be provided. The results
of such calculations shall be presented graphically on a map prepared at a scale of
1"=100' or larger, expressed as percent slope. Where applicable, the average slope of a
Tributary measured as the change in elevation divided by the distance in stream miles
from the upstream point of the Tributary at or near such Person's property to the
downstream point of the Tributary at or near such Person's property shall also be stated.
3. Topography. A topographical plan at a minimum scale of 1"=100' or larger showing
contour elevations at two foot intervals shall be submitted. Said plan shall be prepared
and stamped by a professional surveyor or engineer registered in the Commonwealth of
Massachusetts and shall show the location of all areas which would be subject to
St. 1992, c. 36 if the variance were not granted. The plan shall show the location of all
Ground Water, soil and percolation test locations. Such topographic information as
depth to the maximum annual high Ground Water table, depth to ledge or refusal, and
distances from all mapped and unmapped streams, ponds and water bodies shall also be
provided.
4. Water Quality. The application shall include a detailed analysis of the impacts on
Surface Water and, where applicable, Ground Water quality of any proposed Structure,
Use or Activity which would be allowed if the variance is granted. An evaluation of the
potential impact of such proposed Structure, Use or Activity on water quality by
reference to DEP’s Surface Water Quality Standards for Class A Surface Waters and
Outstanding Resource Waters of the Commonwealth, set forth in 314 CMR 4.00:
Massachusetts Surface Water Quality Standards, and/or where applicable, the
Massachusetts Ground Water Quality Standards, set forth in 314 CMR 5.00: Ground
Water Discharge Permit Program shall be provided. The application shall include the
water quality data and results to support each analysis and shall provide a detailed
description of any methodology employed in performing such analysis to show that water
quality will not be impaired by the Structure, Use and Activity for which the variance is
being requested, whether during construction or upon continued use or operation of such
Structure, Use or Activity.
5. Mitigating Measures. The application shall include an analysis of any mitigating
measures that will be used which would enable the Division to grant a variance without
substantial detriment to the public good and without impairing the quality of water in the
Watersheds.
(e) Additional Materials. All surveys and additional materials or studies required to act on
an application for variance, which may include an analysis of alternatives (as described in
301 CMR 11.07(4)(f), whether or not requested by the Division, shall be prepared and
delivered at the sole cost of the Person submitting the application.
(f) Public Hearing. Within 30 days of the Date of Submission of the application for
variance with the Division, the Division shall hold a public hearing. The date, time, and
place of the public hearing shall be set by the Division, and the Division shall create a notice
thereof. Such notice shall be given by the person who submitted the application, at their
expense, not less than five days prior to such hearing by publication in a newspaper of
general circulation in the city or town where the property in question is located and by
mailing a copy of such notice to the Building Inspector, Conservation Commission, and the
Board of Health in such city or town. Failure by the applicant to give such notice shall result
in the calculation of the 30 day notice period to re-commence from the scheduled date of the
public hearing, subject to such applicant providing the required notice as outlined in
313 CMR 11.06(3)(f). At the request of the applicant, at least two days before the date of
the scheduled hearing, the date of the hearing may be rescheduled to a time which is mutually
convenient for the applicant and the Division, provided that such rescheduled time shall
permit re-publication of notice as provided in 313 CMR 11.06(3)(f). The public hearing may
be continued, with the consent of the Person who submitted the application, to a mutually
agreeable date, which shall be announced at the hearing. At the public hearing, such Person
may be represented by counsel and/or professional consultants and may present oral or
written evidence, including the presentation of witness testimony.
(g) Variance Decision. Within 30 days of the close of the public hearing, the Division shall
issue a written Variance Decision on the application for variance. If the variance is granted,
the Division may impose in the Variance Decision such reasonable conditions, safeguards
and limitations as it may find desirable in its sole discretion, which, based on the application
for variance and the evidence presented at the public hearing, are necessary to protect the
water in the Watersheds. If a variance is denied, the Variance Decision shall contain a brief
statement of the reasons for the denial. The granting of a variance is limited to the provisions
of St. 1992, c. 36. No activity may be conducted three years after the date the Variance
Decision is issued without written approval by the Division. All other applicable laws,
regulations and ordinances shall not be affected by the granting of a variance.
(h) Recording of Variance Decision. No variance granted hereunder shall take effect until
a Variance Decision (see 313 CMR 11.12) shall have been recorded and indexed in the
grantor index in the registry of deeds or registered in the registry district of the land court for
the county or district where the property is located, containing any conditions applicable
thereto and describing the land by metes and bounds or by reference to a recorded or
registered plan showing the property's boundaries.
(i) Appeal. A Person to whom a Variance Decision is issued, who seeks to appeal the
Division's Variance Decision, shall file a Notice of Claim for an Adjudicatory Proceeding
with the Commissioner at the address posted on its website within 21 days from the Date of
Issuance of the Variance Decision by the Division. The procedures for appeal before the
Commissioner shall be as set forth in 801 CMR 1.00: Standard Adjudicatory Rules of
Practice and Procedure. At the time of filing of such Notice of Claim, a copy shall also be
filed with the Division.
(4) Exemption of a Tributary.
(a) Exemption of a Tributary. The Division, in consultation with DEP, may exempt a
Tributary, or portions thereof, upon a determination that such exemption will pose no
significant risk to the quality of water, after taking into account the following factors:
1. rate of flow;
2. slope;
3. soil characteristics;
4. proximity to a Reservoir or the Ware River above the Ware River intake;
5. the current level of water quality; and
6. the current degree of development.
(b) Presumptions and Standards for Required Findings.
1. The standard of no significant risk to the quality of water refers to:
a. the risk of water quality impairment presented by Structures, Uses and Activities
which are permissible under all other relevant state, federal and local laws, but would
not be permissible under 313 CMR 11.00 without an exemption; and
b. the cumulative risk of water quality impairment from all Structures, Uses and
Activities allowed under current regulations over time.
2. There shall be a presumption that exempting a Tributary or portion thereof is contrary
to the achievement of the purpose of St. 1992, c. 36. The presumption may be rebutted
only by the submission of credible evidence by the Person submitting the request for
Exemption to establish that such exemption will pose no significant risk to the quality
of water, taking into account the factors enumerated at 313 CMR 11.06(4)(a).
(c) Requests for Exemption.
1. A request for Exemption of a Tributary may be made by:
a. An affected landowner;
b. Any state agency or regional planning commission;
c. The Board of Selectmen, City Council, Mayor, Planning Board or Conservation
Commission of any city or town which would be affected by the exemption; or
d. The Governor or any member of the General Court.
2. A request for Exemption of a Tributary shall be made to the Division (see 313 CMR
11.12) by filing the same by certified mail or hand delivery with the Division at the
address posted on its website. A copy of the Request for Exemption of a Tributary shall
be sent to DEP at the address posted on its website.
(d) Detailed Statement. The request for Exemption of a Tributary shall include detailed
information regarding each specifically enumerated factor listed in 313 CMR 11.06(4)(a)1.
through 6. Such detailed information shall be provided based on conditions existing as of
the time of the request and based on conditions which would, or may, result if such
exemption were granted and if development occurred to the maximum extent and type
allowed by current law. Detailed information on each factor shall be provided as follows:
1. Flow Rate. The request shall include the flow rate of the Tributary stated as the
annual average daily stream flow, reported as cubic feet per second ("cfs") as measured
at the downstream point of discharge for the Tributary or portion thereof, taking into
account the entire contributing drainage area. Such flow rate may be based on field data
collected in accordance with accepted stream flow measurement methods as established
by the United States Geologic Survey, or estimated based on procedures established by
the United States Geologic Survey. The request shall describe, in depth, the basis and
method employed for the reported flow rate to assess full build-out scenarios.
2. Slope. The request shall state the average slope at the Tributary measured as the
change in elevation divided by the distance in stream miles from its source to the
downstream point of discharge. The ground slope of all lands adjacent to the Tributary
within the areas that would be subject to St. 1992, c. 36 if the exemption were not
granted shall be calculated and the results of such calculations shall be presented
graphically on a map prepared at a scale of 1"=100' or larger, expressed as percent slope.
3. Soil Characteristics. A map prepared at a minimum scale of 1"=100' shall be
submitted indicating the soil types as mapped by the NRCS. Site specific soils data
supporting or contradicting the NRCS soil mapping including borings, test pits and
percolation tests may be submitted including copies of all field logs, notes, observations,
conclusions and test methods employed. A detailed analysis of the soil characteristics
of erodibility and permeability shall be provided. Permeability should be described in
terms of a percolation rate measured as minutes per inch as specified in 310 CMR 15.00:
The State Environmental Code, Title 5: Standard Requirements for the Siting,
Construction, Inspection, Upgrade and Expansion of On-site Sewage Treatment and
Disposal Systems and for the Transport and Disposal of Septage.
4. Proximity to a Reservoir or the Ware River above the Ware River Watershed.
Proximity of the Tributary proposed to be exempted to a Reservoir or the Ware River
above the Ware River intake shall be indicated by reference to the Protection Zone,
defined by the DEP's Division of Water Supply, Watershed Resource Protection Plan
Policy, as Zone A, Zone B and Zone C. The measured distance in stream miles from the
downstream discharge point of the Tributary or portion thereof in question from that
Tributary's ultimate point of confluence with a Reservoir or stream miles above the Ware
River intake shall be stated.
5. Water Quality. The request shall include water quality monitoring data for the
Tributary consisting of, at a minimum, monthly samples for a continuous one year period
at a sampling station located at or near the downstream point of discharge of the
Tributary or portion thereof for which exemption is requested. Water quality data of the
Division and DEP may be utilized in satisfaction of this requirement where such data is
available. Minimum analysis shall include fecal coliform bacteria, color, turbidity,
temperature, pH, dissolved oxygen, total suspended solids, total phosphorus, ammonia
nitrogen and chloride. A detailed analysis of the water quality data with reference to
DEP’s Surface Water Quality Standards for Class A Surface Waters and Outstanding
Resource Waters of the Commonwealth, 314 CMR 4.00: Massachusetts Surface Water
Quality Standards., shall be provided. The request shall include a detailed analysis of
the impact on water quality of any potential Structures, Uses or Activities allowed if the
exemption is granted.
6. Development. A general plan showing existing land use within the contributing
drainage area upstream at the point of discharge of the Tributary or portion thereof shall
be provided. The request shall include a calculation of the percent imperviousness of the
contributing drainage area based on the existing land uses shown and shall indicate the
change of percent imperviousness which may result from any Structures, Uses or
Activities allowed or proposed if the exemption is granted.
7. Other Information. The request shall include a detailed description of the Structures,
Uses and Activities which are or may be proposed to occur within those areas which
would be subject to the Wetlands Protection Act, M.G.L. c. 131, § 40, without the
exemption and shall include an analysis of any mitigating measures which will be used
which would ensure that granting the exemption would present no substantial risk to the
quality of water.
(e) Additional Materials. All surveys and additional materials or studies required to act on
a request for Exemption of a Tributary, whether or not requested by the Division, shall be
prepared and delivered at the sole cost of the Person submitting the request.
(f) Public Hearing. Within 30 days of the Date of Submission of the Request for Exemption
of a Tributary with the Division and DEP, the Division and DEP shall hold a public hearing.
The date, time, and place of the public hearing shall be set by the Division, and the Division
shall create a notice thereof. Such notice shall be given by the person who submitted the
application at their expense, not less than five days prior to such hearing, by publication in
a newspaper of general circulation in the city or town where the property in question is
located and by mailing a copy of such notice to the Building Inspector, Conservation
Commission and Board of Health in such city or town. Failure by the Person who submitted
the application to give such notice shall result in the calculation of the 30 day notice period
to re-commence from the scheduled date of the public hearing, subject to such Person
providing the required notice as outlined in 313 CMR 11.06(9)(f). At the request of the
Person who submitted the request filed with the Division at least two days before the date
of such hearing, the date of the hearing may be rescheduled to a time which is mutually
convenient for such Person, the Division and DEP, provided that such rescheduled time shall
permit re-publication of notice as provided in 313 CMR 11.06(4)(f). The public hearing may
be continued, with the consent of the Person who submitted the request, to an agreed upon
date, which shall be announced at the hearing. At the public hearing, such Person may be
represented by counsel and/or professional consultants and may present oral or written
evidence, including the presentation of witness testimony.
(g) Exemption Decision. Within 60 days of the close of the public hearing, the Division
shall issue a written Exemption Decision regarding the request for Exemption of a Tributary.
If the exemption is granted, the Division may impose in the Exemption Decision such
reasonable conditions, safeguards and limitations as it may find desirable in its sole
discretion, which, based on the request for Exemption of a Tributary and the evidence
presented at the public hearing, are necessary to protect the water in the Watersheds. If the
exemption is denied, the Exemption Decision shall contain a brief statement of the reasons
for the denial. The granting of an exemption is limited to the applicability of the Wetlands
Protection Act, M.G.L. c. 131, § 40. All other applicable laws, regulations and ordinances
shall not be affected by the granting of an exemption.
(h) Notice of Exemption. Notice of the Exemption Decision shall be mailed to the Person
who submitted the request, and to the City Council or Board of Selectmen in the city or town
where the Tributary is located. Notice shall also be published once in a newspaper of general
circulation in such city or town, provided, however, that a failure to publish shall not affect
the validity of the Exemption Decision. A record of the Exemption Decision shall be kept
on file with the Division and, if a Tributary or portion thereof is exempted, the affected area
shall be shown on the most recent edition of the Massachusetts Geographic Information
System Map (see 313 CMR 11.07).
(i) Appeal. A Person to whom an Exemption Decision is issued, who seeks to appeal the
Division's Exemption Decision, shall file a Notice of Claim for an Adjudicatory Proceeding
with the Commissioner at the address posted on its website within 21 days from the Date of
Issuance of the Exemption Decision by the Division. The procedures for appeal before the
Commission shall be as set forth in 801 CMR 1.00: Standard Adjudicatory Rules of Practice
and Procedure. At the time of filing of such Notice of Claim, a copy shall also be filed with
the Division.
(5) Work Pending Appeal of Applicability Decision, Variance Decision or Exemption Decision.
No Alterations shall be made or Structures, Uses or Activities commenced until a final
administrative or judicial determination has been made and all appeal periods shall have expired
if the Division issues:
(a) an Applicability Decision that the property is located in an area regulated by St. 1992,
c. 36, that the Structures, Uses or Activities proposed are prohibited by St. 1992, c. 36 under
313 CMR 11.04(3), or that the Structures, Uses or Activities will impair or materially impair
the quality of water in the Watersheds; or
(b) a Variance Decision denying the variance requested in an application for variance; or
(c) an Exemption Decision denying a request for Exemption of a Tributary.
(6) Access to Property by Division. Any Person making a request for Watershed Determination
of Applicability, an Application for Variance or a request for Exemption to the Division shall,
upon request, allow the Division or its duly authorized representatives to inspect the property in
question in order to assist the Division in the determination which is to be made. Personnel of
the Division may enter, at reasonable times, any property, public or private, for the purpose of
investigating or inspecting any condition relating to the discharge or possible discharge of
Pollutants into the Watershed System and may make such tests as may be necessary to determine
the existence and nature of such discharge as provided in M.G.L. c. 21E, § 4.