313 CMR 4.09
Approval of an Increase in the Present Rate of Interbasin Transfer
It is recommended that the Person proposing an action to increase the Present Rate of
Interbasin Transfer closely consult with Water Resources Commission Staff at the Department
of Conservation and Recreation's Office of Water Resources in conjunction with other state
environmental agencies prior to application submittal to ensure that the information provided
reflects the conditions of the transfer and the best available science.
(1) Procedures for Approval of an Increase in the Present Rate of Interbasin Transfer.
(a) If the Commission, upon request or upon its own initiative, determines that a proposed
action is an increase subject to the provisions of M.G.L. c. 21, ยง 8D, it shall require
submission of an application for approval in accordance with 313 CMR 4.09;
(b) A Person proposing an action to increase the Present Rate of Interbasin Transfer shall
complete the application according to 313 CMR 4.09(2) and other appropriate guidance and
submit it to the Executive Director, Water Resources Commission, Executive Office of
Energy and Environmental Affairs, 100 Cambridge Street, Suite 900, Boston, MA 02114.
In addition, at least two bound copies, and an electronic copy must be submitted to Water
Resources Commission Staff, Department of Conservation and Recreation Office of Water
Resources, 251 Causeway Street, Boston, MA 02114, and a copy must be placed at the public
library(ies) of each of the affected communities;
(c) The Commission shall publish notice of the receipt of an application for a proposed
increase over the Present Rate of Interbasin Transfer in the Environmental Monitor and send
a copy of the notice to the municipalities directly affected, and to the water and sewer
departments of the communities in the basin affected;
(d) The Commission may require such additional information from the Person proposing
an action to increase the Present Rate of Interbasin Transfer or from other appropriate
Persons or agencies as it deems necessary to conduct this review;
(e) The Commission shall, within 60 days of a determination that the application is
complete, or that all requested additional information has been received, or within 60 days
after MEPA compliance if it is required, whichever is later, conduct public hearings, and
within 60 days of completing said hearings shall complete its review and make a Decision
on the requested action to increase the Present Rate of Interbasin Transfer;
(f) During the period in which the Commission must reach a Decision to approve or deny
the proposed Interbasin Transfer, the Person proposing an action to increase the Present Rate
of Interbasin Transfer and participating agencies which have jurisdiction by law shall make
themselves available at such reasonable times and places designated by the Commission to
consult with both the Person proposing an action to increase the Present Rate of Interbasin
Transfer and Commission staff; and
(g) The review may be extended by written consent of the Commission and the Person
proposing an action to increase the Present Rate of Interbasin Transfer for a mutually agreed
upon period.
(2) Application for Approval of an Increase in the Present Rate of Interbasin Transfer. The
application shall contain the following parts:
(a) Summary Sheet(s). There shall be a summary sheet(s), which shall contain:
1. The name of the project;
2. Any applicable federal or state identification number, including EEA (MEPA) File
Number;
3. A list of other state permits, approvals, or procedures that are applicable to this
project; and
4. The name, address, email address, and telephone number of the Person proposing an
action to increase the Present Rate of Interbasin Transfer.
(b) Description of the Proposed Interbasin Transfer. The Person proposing an action to
increase the Present Rate of Interbasin Transfer shall provide a detailed description of the
nature and extent of the proposal. The description should include:
1. An approximate timetable for the project;
2. Where applicable, the present transfer system including out-of-basin conveyance
capacity, storage capacity, withdrawal constraints or other limiting factors;
3. A description of the proposed action to increase the Present Rate of Interbasin
Transfer, proposed and supporting information showing how the increase was
determined, the timing and amounts to be withdrawn and transferred or stored in
reservoirs, proposed changes in structure of the Transfer Facilities and changes in
withdrawal or transfer constraints;
4. The reasons for the transfer and an evaluation of how it supports the long-range water
resources planning of the applicant;
5. The name and location of the sources of the proposed Interbasin Transfer, delineated
on a map with sufficient detail to show the major River Basin boundaries of the affected
area(s); any potentially affected waterbodies; the name of the communities, sections of
communities, or water district(s) or sewer district(s), as applicable; the wastewater
discharge point; and special resource values potentially affected by this transfer;
6. A list of known entities whose water use could be affected by the proposed transfer;
and
7. For all wastewater transfers, the following information should be provided:
a. Available capacity of the wastewater treatment facility to receive the wastewater;
and
b. Verification that the permitting authority for the wastewater treatment facility has
been notified of the Person's proposed action to increase the Present Rate of
Interbasin Transfer and a copy of that notification.
(c) Discussion of the Development of Viable Sources in the Receiving Area. The Person
proposing an action to increase the Present Rate of Interbasin Transfer shall provide a
description of efforts made to identify and develop Viable Sources in the receiving area as
alternatives to the Interbasin Transfer. The description shall be in sufficient detail for the
Commission to determine if all reasonable efforts have been made to identify and develop
in-basin alternatives to the proposed transfer that are environmentally-sound, cost-effective,
and technologically feasible.
The Viable Sources discussion should include location and assessment of existing,
abandoned, and potential alternatives in the Receiving Area that were considered, but
rejected. Feasibility of obtaining additional water supply or wastewater services from cities,
towns or districts within the same basin should be evaluated. The reason for the rejection
of alternatives should be clearly stated and include, but not be limited to: consideration of
cost, feasibility of obtaining suitable sites for water supply development or wastewater
treatment or discharge, and/or environmental impacts. A copy of any studies or reports
evaluating the alternatives should be submitted or referenced.
For all wastewater transfers, the Person proposing an action to increase the Present Rate
of Interbasin Transfer shall provide a final Comprehensive Wastewater Management Plan,
or other appropriate study and include a discussion of the feasibility of implementing
wastewater reuse in accordance with 314 CMR 20.00: Reclaimed Water Permit Program
and Standards.
(d) Description of Conservation Measures in the Receiving Area. The Person proposing
an action to increase the Present Rate of Interbasin Transfer shall provide a detailed
description of all measures to conserve water that have been completed, are in progress, or
are programmed for continuation in the Receiving Area. These measures should be in
conformance with the Massachusetts Water Conservation Standards.
1.
In the case of water supply transfers and wastewater transfers triggered by the
development of a water supply source, the Person proposing an action to increase the
Present Rate of Interbasin Transfer shall provide a detailed description of the following
measures:
a. Water audit including, but not limited to, the identification of distribution system
sources of unaccounted-for water;
b. Leak detection and repair program;
c. Metering and meter maintenance program;
d. Rate Structure;
e. Billing cycle frequency;
f. Water conservation plan including, but not limited to, a public information
program to promote water conservation, and a contingency plan for limiting use of
water during seasonal or drought shortages; and
g. Measures to protect water supply sources currently serving the Receiving Area
including, but not limited to, the current aquifer protection overlay districts, aquifer
protection bylaws and stormwater or low-impact development bylaws.
2. In the case of wastewater transfers, the Person proposing an action to increase the
Present Rate of Interbasin Transfer shall provide a detailed description of the following
measures:
a. An approved Infiltration/Inflow reduction program or Sewer System Evaluation
Study that has been developed in accordance with 314 CMR 12.04: Maintenance of
Treatment Works and Sewer Systems;
b. An Operation and Maintenance plan for the wastewater system completed in
accordance with 314 CMR 12.04(1); and
c. In cases where the Person proposing an action to increase the Present Rate of
Interbasin Transfer has control over the water supply system, the Person shall provide
a detailed description of the supplier's water conservation program. In cases where
the Person proposing an action to increase the Present Rate of Interbasin Transfer
does not have control over the water supply system, reasonable efforts must be taken
to provide a description of the water conservation program in the Receiving Area.
(e) MEPA Compliance. The application shall comply with MEPA and should include,
where required, an Environmental Notification Form and all of the information produced in
the MEPA process available at the time of the application.
(f) Description of Comprehensive Forestry Management Programs. For increases in the
Present Rate of Interbasin Transfer of water, or for wastewater transfers triggered by the
development of a water supply source, the Person proposing an action to increase the Present
Rate of Interbasin Transfer shall provide a detailed description of existing and proposed
comprehensive forestry management programs for surface water supply source watershed
lands currently serving the Receiving Area and owned, leased, or otherwise controlled by the
applicant, with a copy of any applicable comprehensive forestry management plans included.
The plan should be approved by the Department of Conservation and Recreation or other
appropriate agency.
(g) Description of the Instream Flow of the Donor Basin. The Person proposing an action
to increase the Present Rate of Interbasin Transfer shall provide a detailed description of the
hydrologic, hydrogeologic and ecological characteristics of the River Basin from which the
water is to be transferred, including any relevant relationships between surface water and
groundwater.
1. For all transfers, the description should include data to evaluate the impact of the
proposed increase in the Present Rate of Interbasin Transfer on streamflow and other
hydrologic characteristics and on instream water uses and should include, but not be
limited, to:
a. A daily hydrograph of a sufficient period showing the potential changes induced
by the transfer and a table of the daily streamflow for the same period with and
without the proposed additional withdrawal, with the percent reduction in daily
streamflow due to the proposed increase in the Present Rate of Interbasin Transfer;
b. An analysis of changes in the duration, frequency and magnitude of flood flows
and low flows, and a description of the effects on the 95% Exceedance Flow;
c. An analysis of effects on the 7Q10 flows used in NPDES permits for all
wastewater treatment facilities that discharge downstream of the transfer source(s),
including 7Q10 flow(s) used in the NPDES permits, recalculated 7Q10 flow(s) that
include the proposed transfer, a description of how the transfer will affect the 7Q10
flow(s) and the permitted wastewater facilities downstream;
d. Verification that the permitting authority for the wastewater treatment facilities
has been notified of the Person's proposed action to increase the Present Rate of
Interbasin Transfer and a copy of that notification;
e. Changes to other hydrologic characteristics including, but not limited to, stage,
velocity, and sediment regimen;
f. Effects on water levels of nearby reservoirs, lakes, and ponds and the impacts to
the magnitude and duration of flow to associated outlet streams;
g. Effects on indigenous and anadromous fisheries;
h. Effects on wetlands and dependent flora and fauna;
i. Effects on water quality, recreational uses, and aesthetic values;
j.
Effects on established riparian uses and uses dependent on recharge from
streamflow;
k. Effects on hydropower production;
l. Effects on present and foreseeable water withdrawals and undeveloped rights
within the Donor Basin;
m. Effects on other instream uses, present and foreseeable;
n. Any existing studies or other documentation of flow alteration; and
o.
Any proposed flow management provisions, or other measures to minimize
impacts of the transfer on streamflows.
2. For all water supply transfers, and wastewater transfers triggered by the development
of a water supply source, the Person proposing an action to increase the Present Rate of
Interbasin Transfer shall provide a detailed description of the drainage area above the
withdrawal point and the distance of the withdrawal point from the nearest surface water
body (including a river, lake, or wetland).
3. In the case of groundwater withdrawals, the following information shall also be
provided:
a. The Department of Environmental Protection approved pumping test report for
the proposed source, or, if not a public water supply source, a comparable hydraulic
analysis;
b. A map of the site showing test wells, observation wells, and the location of
geological cross-sections;
c. Static water table elevation or potentiometric surface contour map;
d. Transient (prior to shut down) water table elevation or potentiometric surface
contour map;
e. Geologic cross-sections including pre- and end of pumping test groundwater
levels; and
f. Documentation of groundwater modeling, if used, describing input and output
data, model calibration, water balance data, and characterization of groundwater and
surface water contributing to the pumping wells.
4.
In the case of transfers primarily derived from lakes, ponds, reservoirs or other
impoundments either directly or through groundwater withdrawals, the Person proposing
an action to increase the Present Rate of Interbasin Transfer shall provide a detailed
description of:
a. Spill or downstream flow data for the impoundment(s) in a reservoir system, if
available;
b. Reservoir management plan or operating information (including a drought and
demand management plan, if used);
c. Simulated streamflow impacts based on the current and proposed withdrawal
conditions;
d. Leakage/seepage analysis (characterize flow downstream of the terminal reservoir
during non-spill periods), if available; and
e.
A narrative description of seasonal flow characteristics downstream of the
terminal reservoir under current and proposed operating conditions.
5. For wastewater transfers, except those triggered by the development of a local water
source that is transferred out of the basin as wastewater, the type of information and
analyses required will depend on the circumstances of the wastewater transfer, but shall
include, as applicable:
a. Delineation of the areas proposed to be sewered and the upstream watershed area
of the site(s);
b.
Estimate of the amount of wastewater to be transferred, on both an average
annual and peak flow basis;
(h) Application Requirement Waiver. The Commission may, in appropriate cases, waive
certain application requirements in 313 CMR 4.00 not specifically required by state or
federal law. It may also require the submission of additional information if needed to reach
a Decision.
(3) Criteria for Evaluation of Applications for Approval of an Increase in the Present Rate of
Interbasin Transfer. The Commission shall consider the following criteria in making its Decision
to approve a proposed action to increase the Present Rate of Interbasin Transfer.
(a)
Criterion 1 - Compliance with MEPA. That an environmental review pursuant to
MEPA, if required, has been complied with for the proposed increase.
(b) Criterion 2 - Viable Sources. That all reasonable efforts have been made to identify and
develop all Viable Sources in the Receiving Area of the proposed Interbasin Transfer.
(c) Criterion 3 - Water Conservation. That all practical measures to conserve water have
been taken in the Receiving Area including, but not limited to the following:
1. For water supply transfers, and for wastewater transfers triggered by the development
of a water supply source:
a. A written water conservation plan that describes how the Person proposing an
action to increase the Present Rate of Interbasin Transfer conforms with the most
recent version of the Massachusetts Water Conservation Standards, including, at a
minimum:
i. The identification of distribution system sources of unaccounted-for water.
The Person proposing an action to increase the Present Rate of Interbasin
Transfer must conform with the Massachusetts Water Conservation Standards for
leak detection. Leaks identified as a result of the survey shall be repaired to the
greatest extent feasible;
ii. Metering of all water users in the Receiving Area and a program of meter
maintenance, repair or replacement;
iii. Implementation of Rate Structures that reflect the costs of operation, proper
maintenance, proposed capital improvements, and water conservation and that
encourage the same;
iv. Public information programs to promote water conservation, the use of water
conserving devices, and industrial and commercial recycling and reuse; and
v. Contingency Plans for limiting the use of water during seasonal shortages or
droughts.
b. Implementation of land use controls to protect existing water supply sources of
the Receiving Area that meet the requirements of the Department of Environmental
Protection published in 310 CMR 22.20B: Surface Water Supply Protection,
22.20C: Surface Water Supply Protection for New and Expanded Class A Surface
Water Sources and 22.21: Ground Water Supply Protection.
2. For wastewater transfers:
a. An active program to reduce sources of inflow and infiltration in the Donor
Basin;
b. Metering of existing wastewater transfers at location(s) sufficient to document
wastewater flows out of basin. Use of regional sewer meters that document
wastewater flows out of basin is acceptable where these meters are in place;
c. An Operation and Maintenance manual for the wastewater system completed in
accordance with 314 CMR 12.04: Maintenance of Treatment Works and Sewer
Systems; and
d. For wastewater transfers where the Person proposing an action to increase the
Present Rate of Interbasin Transfer has control over the water supply system, a
program for implementing a water conservation program based on the Massachusetts
Water Conservation Standards. In cases where the Person proposing an action to
increase the Present Rate of Interbasin Transfer does not have control over the water
supply system, the Person must have made reasonable efforts to coordinate with the
water supplier to implement a water conservation program based on the
Massachusetts Water Conservation Standards.
(d)
Criterion 4 - Forestry Management Program. For water supply transfers, and for
wastewater transfers triggered by the development of a water supply source, that a
comprehensive forestry management program which balances water yields, wildlife habitat,
biodiversity, and natural beauty has been implemented on any watershed lands with surface
water sources currently serving the Receiving Area and under control of the Person
proposing an action to increase the Present Rate of Interbasin Transfer.
(e) Criterion 5 - Reasonable Instream Flow. That reasonable instream flow in the river from
which the water is transferred is maintained. In determining whether reasonable instream
flow would be maintained, the Commission shall take into consideration the impact of the
proposed action to increase the Present Rate of Interbasin Transfer on the streamflow
dependent ecosystems and water uses and the potential to affect instream values as listed in
313 CMR 4.09(2)(g), including:
1. The drainage area of the withdrawal and the distance of the withdrawal point from
the nearest surface water body (such as a river, lake, or wetland);
2. Effects on flood flows, intermediate flows and low flows, considering existing flow
alteration;
3. Effects on groundwater and surface water elevations;
4. Effects on stage, velocity, and sediment regimen;
5. Significance of indigenous and anadromous fisheries and fauna and effects thereon;
6. Significance of wetlands and dependent flora and fauna and effects thereon;
7.
Effects on water quality, recreational uses, aesthetic values, areas of critical
environmental concern, state-listed species and their habitats protected under the
Massachusetts Endangered Species Act and regulations, fisheries, eelgrass, shellfish beds
and areas protected under Article 97 of the Amendments to the Massachusetts
Constitution;
8. Effects on established riparian uses and uses dependent on recharge from stream-
flow;
9. Effects on hydropower production;
10. Effects on other water withdrawals and undeveloped rights within the Donor Basin;
and
11. Effects on other instream uses.
(f) Criterion 6 - Impacts of Groundwater Withdrawals. In the case of groundwater
withdrawals, the results of pumping tests will be used to indicate the impact of the proposed
withdrawal on static water levels, the cone of depression, the potential impacts on adjacent
wells and lake and pond levels, and the potential to affect instream values as listed in
313 CMR 4.09(2)(g).
(f) Criterion 7 - Cumulative Impacts. The Commission shall consider the cumulative
impacts of all past, authorized or proposed transfers on streamflows, groundwater, lakes,
ponds, reservoirs or other impoundments in the Donor Basin and relevant sub-basins.