314 CMR 5.13
General Permits
(1) The Department may issue general permits that authorize one or more types of discharges
and the construction, operation, and maintenance of associated treatment works by multiple
dischargers who have properly applied for and obtained coverage under the appropriate general
permit. General permits may require dischargers to also employ best management practices.
(a) The Department may issue general permits to one or more categories or subcategories
of dischargers whose discharges warrant similar control measures because the Department
has determined that they: involve the same or similar types of operations; discharge the same
types of wastes; require the same effluent limitations or operating conditions; require the
same or similar monitoring requirements; and are more appropriately controlled under a
general permit than under individual permits.
(b) Based on the factors set forth in 314 CMR 5.13(1)(a), the Department may issue general
permits for the construction, installation, modification, operation, and maintenance of certain
PWTFs and POTWs that discharge less than 50,000 gallons per day of sewage. The
Department may also issue general permits for additional discharges including, without
limitation, the following: reject water from reverse osmosis facilities; boiler blowdown with
chemical additives approved by the Department; carwashes; laundromats; wastewater from
water purification plants and water treatment plant lagoons; and point source agricultural
discharges.
(2) The Department may limit the scope of a general permit to discharges within a particular
geographic area, or exclude discharges in a specified geographic area from coverage under a
general permit.
(3) The Department may issue, modify or revoke a general permit in accordance with applicable
provisions of 314 CMR 2.00: Permit Procedures and 5.00. The Department may make a minor
modification of a general permit without following the procedures set forth in 314 CMR 2.00 to
correct typographical errors.
(4) Dischargers who previously obtained an individual permit and seek to be covered by a
general permit in lieu of an individual permit, and proposed dischargers who seek to be covered
by a general permit, shall submit to the Department a notice of intent requesting coverage under
the general permit in accordance with the requirements of the appropriate general permit,
314 CMR 2.00: Permit Procedures and 5.00. A discharger who fails to submit a notice of intent
in accordance with the terms of the general permit, 314 CMR 2.00 and 5.00, is not authorized
to discharge under the general permit. In general, the filing of a complete and timely notice of
intent fulfills the requirements for permit applications for purposes of 314 CMR 5.09A.
(5) The Department will specify the contents of the notice of intent in the general permit and
require the submission of information deemed necessary for the Department to adequately
implement and oversee compliance with the general permit, including, at a minimum, the legal
name and address of the owner or operator, the facility name and address, type of facility or
discharge, and the location of the discharge.
(6) The Department will specify in the general permit the deadlines for submitting notices of
intent to be covered and the date(s) when a discharger is authorized to discharge under the
general permit.
(7) The Department will specify in the general permit whether a discharger that has submitted
a complete and timely notice of intent, and is eligible for coverage under the general permit, is
authorized to discharge in accordance with the general permit either: upon the receipt of the
notice of intent by the Department; after a waiting period specified in the general permit; on a
date specified in the general permit; or upon receipt of notification by the Department.
(8)
The Department may require any person seeking coverage under a general permit, or
authorized to discharge under a general permit, to apply for and obtain an individual permit or
an alternative general permit. Circumstances in which the Department may require an individual
permit or an alternative general permit include, but are not limited to, the following:
(a) The discharger is not in compliance with the terms and conditions of the general permit,
or has not met the eligibility requirements for coverage under the general permit;
(b) A change has occurred in the availability of demonstrated technology or practices for
the control or abatement of pollutants applicable to the discharges covered by the general
permit;
(c) More specific effluent limitations are established for discharges than those covered by
the general permit;
(d) The Department, based on a Total Maximum Daily Load developed by the Department
or otherwise, determines that:
1. The discharger is not appropriately or adequately controlled under the general permit;
or
2.
More stringent limits than those set forth in the general permit are necessary to
protect the public health, safety, welfare or the environment, to achieve or maintain
compliance with 314 CMR 4.00: Massachusetts Surface Water Quality Standards, or
protect the ground water as an actual or potential source of potable water;
(e) The discharger covered by the general permit is a significant contributor of pollutants
to waters of the Commonwealth based on the location or quantity of the discharge or type of
pollutants discharged;
(f) The entity seeking coverage under the general permit has failed to provide sufficient
information for the Department to determine that coverage under the general permit will
adequately protect the public health, safety, welfare, and the environment; or
(g) The Department determines that the treatment works authorized to discharge under the
general permit:
1.
No longer involves the same or substantially similar types of operations as the
permittees granted coverage under the general permit;
2. No longer discharges the same types of wastes as the permittees granted coverage
under the general permit;
3.
No longer requires the same effluent limitations or operating conditions as the
permittees granted coverage under the general permit;
4. No longer requires the same or similar monitoring as the permittees granted coverage
under the general permit; or
5. Is more appropriately controlled under an individual permit.
(9) In lieu of requiring a discharger covered or seeking coverage under a general permit to
obtain an individual permit, the Department may direct such discharger to undertake additional
control measures, best management practices or other actions to ensure compliance with the
general permit, achieve or maintain compliance with 314 CMR 4.00: Massachusetts Surface
Water Quality Standards, protect the use of the ground water as an actual or potential source of
potable water, or protect the public health, safety, welfare, or the environment. The Department
may also require the discharger to replace damaged monitoring wells, install additional
monitoring wells, to monitor for additional parameters, or perform more frequent monitoring if
it determines that such requirements are necessary to protect the public health, safety, welfare,
or the environment. The Department may exercise its authority to require the discharger to take
the above actions by requiring the discharger to request coverage under an alternative general
permit, by taking an enforcement action against the discharger, or by other means.
(10) Where the Department requires a discharger covered or seeking coverage under a general
permit to apply for an individual permit or request coverage under an alternative general permit,
the Department shall notify the permittee in writing that an individual permit or alternative
general permit application is required as applicable. The Department's notification will include
a brief statement of the reasons for the Department's action, the applicable form, a statement
setting a deadline for the permittee to file the application for an individual permit or submit the
notice of intent requesting coverage under the alternative general permit, and a statement that on
the effective date of issuance or denial of the individual permit or alternative general permit as
it applies to the particular permittee, coverage under the general permit shall automaticallycease.
The Department may grant additional time to submit the application or notice of intent upon
request of the applicant. If a permittee fails to submit an individual permit application or a notice
of intent requesting coverage under a general permit within the deadline set forth in its
notification, the effectiveness of the general permit as applied to the discharger may be
terminated as follows:
(a) For a permittee seeking renewal of coverage under a general permit the effectiveness of
the general permit as applied to the discharger is automatically terminated at the end of
general permit term; or
(b) To terminate coverage prior to the end of the permit term, the Department may revoke
the general permit coverage in accordance with 314 CMR 2.10: Modification, Suspension,
Revocation and Renewal of Permits and General Permit Coverage.
(11) At least 180 days prior to the expiration of a general permit, a permittee covered by a
general permit shall file a notice of intent requesting continued coverage under the general
permit, or file an application for an individual permit. If the facility is a POTW or a PWTF that
discharges effluent as the result of the treatment of sewage only that has been in operation for
14 years or more, the Department may require the permittee to submit an engineering report that
meets the requirements of 314 CMR 5.12(7) at least 180 days prior to the expiration of the
permit so that the Department may determine whether the discharge may be adequately
controlled under the general permit, or whether an individual permit or alternative general permit
is required.
(12) In the event that the Department does not reissue a general permit prior to its expiration
date, the general permit will be administratively continued and remain in full force and effect as
to any particular permittee as follows. The Department may grant coverage under the general
permit to any person who submitted a notice of intent requesting coverage under the general
permit prior to the expiration date of the permit. The Department may also grant coverage under
a general permit to a person who submitted a notice of intent after the expiration of the permit
while the permit is administrativelycontinued, if that person meets all other terms and conditions
of the permit. Any permittee who was granted coverage prior to the expiration date, or as
provided in 314 CMR 5.13(12), will automatically remain covered by the continued permit until
the earlier of:
(a) Reissuance of the general permit at which time the permittee shall comply with the
conditions of the new permit to maintain its authorization to discharge;
(b) The permittee's submittal of a written request to terminate general permit coverage to
the Department, and the Department’s approval of the request;
(c) The Department's issuance of an individual permit or an alternative general permit for
the permittee's discharge; or
(d) A formal permit decision by the Department not to reissue the general permit, at which
time the permittee shall seek coverage under an alternative general permit or apply for an
individual permit.
(13) Any person who has been granted coverage under a general permit who thereafter seeks
to use, sell, distribute or offer for use, sale, or distribution some or all of the effluent from the
covered facility as reclaimed water in accordance with 314 CMR 20.00: Reclaimed Water
Permit Program and Standards shall apply for an individual permit at least 180 days prior to the
date that the use, sale, distribution or offering for sale, use or distribution of the effluent as
reclaimed water is proposed to commence. The Department will not authorize the use, sale or
distribution of the effluent from a treatment works as reclaimed water under a general permit.