314 CMR 9.05
Submission of an Application
(1) Application Requirements. An applicant for 401 Water Quality Certification shall submit
an application on the forms in the 401 Water Quality Certification application package currently
available from the Department. If the project requires an Order of Conditions pursuant to
310 CMR 10.00: Wetlands Protection, or is a water-dependent use project that requires a
Chapter 91 license, permit or other written approval pursuant to 310 CMR 9.00: Waterways, the
applicant may submit a Combined Application. The application shall be prepared in accordance
with instructions contained in the Department's application and submitted to the appropriate
address(es). Failure to complete an application where required, to provide additional information
by the requested deadline when an application is deficient, to provide public notice in the form
specified, to notify other agencies where required, or to submit information for a single and
complete project shall be grounds for denial of certification. The applicant has the burden of
demonstrating that the criteria of 314 CMR 9.06, 9.07, or 9.08 have been met.
For projects permitted under 314 CMR 9.07, the applicant may request in writing a pre-
application meeting with the Department. The Department has the discretion to grant such a
request.
Demonstration or Pilot Projects. Any person who wishes to establish a demonstration or
pilot sediment management project, related to activities within the jurisdiction of the 401
Certification, for the purpose of demonstrating the effectiveness and utility of an alternative or
innovative management technology shall submit an application to the Department for a
demonstration project permit/certification, notify the applicable board(s) of health and
conservation commission(s) of the municipality(ies) where the project is proposed and consult
with appropriate wildlife and/or fisheries agencies. The Department shall not approve a
demonstration or pilot project unless it determines that the project will not cause or contribute
to significant pollution of the air, water, or other natural resources of the Commonwealth; the
project has merit and seeks to improve operational aspects of dredged materials management,
produce significant cost savings, or serves to increase protection of human health and the
environment; and, the applicant has provided adequate proof of financial assurance. The
Department may approve a demonstration or pilot project for a limited time, with renewal
contingent upon satisfactorily achieving project objectives and adequately protecting public
health, safety, and the environment.
(2) Fee and Review Schedule. The fee and regulatory review schedule for actions by the
Department in the review of a 401 Water Quality Certification application are set forth in
310 CMR 4.00: Timely Action Schedule and Fee Provisions.
(3) Public Notice of an Application: A public notice of an application for 401 Water Quality
Certification shall be published by the applicant within ten days of submitting an application at
the applicant's expense in a newspaper of general circulation within the area of the proposed
activity, including, as applicable, the area where the following activities will occur: the discharge
of dredged or fill material, the dredging activity, the location of any intermediate facilities, the
site of any upland or in-water sediment placement. The public notice shall contain:
(a) the name and address of the applicant and property owner;
(b) the location of the proposed activity;
(c) a brief description of the activity;
(d) the name and address of the person from whom additional information may be obtained;
(e) the 21 day time period within which the public may comment;
(f) the office and address within the Department to which comments should be addressed;
and
(g) a statement that any ten persons of the Commonwealth, any aggrieved person, or any
governmental body or private organization with a mandate to protect the environment that
has submitted written comments may also appeal the Department's Certification and that
failure to submit comments before the end of the public comment period may result in the
waiver of any right to an adjudicatory hearing.
9.05: continued
A person submitting an application for 401 Water Quality Certification who is also subject
to M.G.L. c. 131, § 40, 310 CMR 10.00: Wetlands Protection and/or M.G.L. c. 91 and 310 CMR