104 CMR 32.02
Definitions
For purposes of 104 CMR 32.00, the following terms shall have the following meanings:
Authorized Individual. An individual authorized, in writing, by a client or a client's legally
authorized representative to act on behalf of the client in relation to an identified complaint.
Such written authorization regarding a complaint shall include allowance for release of protected
health information to the individual (consistent with the provisions of the federal Health
Information Portability and Accountability Act), allowance for release of the Department case
file to the individual, and authorization for the individual to request reconsideration and/or
appeal of any decision.
Client. A person who is alleged to have been subjected to an incident or condition that is
dangerous, illegal, or inhumane and who is receiving services from the Department or a program
or facility operated, licensed or contracted for by the Department at the time of the alleged
incident or condition or who received such services within 30 days of the alleged incident or
condition.
Clinically Intensive Residential Treatment Program (CIRT). A staff-secure service for children
six through 12 years of age managed by the Department and licensed as a group care program
by Department of Early Education and Care pursuant to 606 CMR 3.00: Standards for the
Licensure or Approval of Residential Programs Serving Children and Teen Parents.
Commissioner's Investigation. An investigation ordered by the Commissioner to address a
matter that does not fall within the scope of a Complaint, but which, nonetheless, has significant
implications for persons who provide or receive mental health services within the
Commonwealth.
Complainant. Any person who files a complaint pursuant to 104 CMR 32.04.
Complaint. A report of an incident or condition filed pursuant to 104 CMR 32.04(1), regardless
of whether the incident or condition is also required to be reported to any other entity pursuant
to law or policy.
Dangerous. Posing a danger or the potential of danger to the health or safety of a client.
Day. Monday through Friday excluding any legal holiday observed by the state.
Deputy Commissioner. The Deputy Commissioner for Mental Health Services, or Deputy
Commissioner for Child/Youth and Family Services, unless otherwise specified.
Director of Licensing. The person(s) responsible for the Department's facility or community
licensing activities.
Director of Statewide Program Management. The person responsible for management of
Intensive Residential Treatment Programs (IRTPs) and Clinically Intensive Residential
Treatment Programs (CIRTs) and any Department contracted inpatient unit for facility for
children or adolescents.
Employee. An individual working for the Department or at a program or facility subject to
104 CMR 32.00.
Human Rights Committee. A committee established to protect the rights of clients at a program
or facility.
Human Rights Officer. The person designated as the Human Rights Officer for a program or
facility.
Illegal. A violation of state or federal statute, regulation, case law or other law.
Inhumane. Demeaning to a client or inconsistent with the proper regard for human dignity.
Intensive Residential Treatment Program (IRTP). A locked residential facility for adolescents
licensed as a Class VII facility pursuant to 104 CMR 27.04: Licensing; Intensive Residential
Treatment Programs (IRTP).
Legally Authorized Representative. As provided in 104 CMR 25.02, the legally authorized
representative (LAR) is a guardian, or other fiduciary acting pursuant to and under a properly
invoked healthcare proxy or, in the case of a minor, the parent(s) or other individual or entity
with legal custody of the minor. The authority of a LAR is limited to the scope of such LAR's
appointment or designation.
Medicolegal Death. Either or both of the following:
(a) any death required by M.G.L. c. 38, § 3, to be reported to the Medical Examiner.
(b) a death in which the Medical Examiner takes jurisdiction.
Office of Inpatient Management. The office within the Department responsible for management
of DMH's state operated adult inpatient facilities, except for its Community Mental Health
Centers with inpatient units, and for setting standards of practice for all such facilities, including
its Community Mental Health Centers with inpatient units and contracted inpatient facilities and
units.
Office of Investigations. The office within the Department responsible for conducting certain
investigations under 104 CMR 32.00.
Party means:
(a) a client;
(b)
any person complained of or found to be responsible for any incident or condition
subject to review under 104 CMR 32.00; provided however, that for purposes of
104 CMR 32.00, a recipient of a service from the Department or a program or facility
contracted for, by the Department shall not be deemed a party by virtue of being complained
of or found to be responsible for any such incident or condition;
(c) the legally authorized representative of the client, but only to the extent of the legally
authorized representative's legal authority;
(d) an Authorized Individual;
(e) the Person in Charge of the Department office or contracted for or licensed program or
facility, as applicable;
(f) the Human Rights Officer of the involved program or facility;
(g) the Human Rights Committee of the involved program or facility, if it files the original
complaint or files a notice to intervene with the Person in Charge; and
(h)
in the event of a client death, the duly appointed personal representative of the
decedent's estate or other individual with legal authority to access the Department case file
and to act on behalf of the decedent.
Person in Charge. The person having the day to day responsibility for the management and
operation of the applicable Department operated or contracted for or licensed program, facility
or office, or the person's designee.
Responsible Person. The individual with responsibility for issuing a decision on a complaint
pursuant to 104 CMR 32.04(3), (4) or (5) or on a request for reconsideration pursuant to
104 CMR 32.04(7). Depending on the nature of the complaint, the Responsible Person may be
the Area Director, Director of the Office of Inpatient Management, Director of Statewide
Program Management, Director of Licensing, Senior Manager or the Person in Charge.
Senior Manager. The Person in Charge of a Department office not within the control of an Area.
Unless otherwise specified, other terms used in 104 CMR 32.00 that are defined in 104 CMR
25.02 shall have the meaning as they are so defined.