945 CMR 3.04
Application to Proceed
(1) Submission of Application to Proceed. An awarding authority requesting to receive a Notice to
Proceed to use the Design Build delivery method for a public works project that has an estimated
construction value of $5 million or more must submit a detailed application to proceed.
(2) Content of Application. The application to proceed will require the awardingauthorityto submit
a written determination that the awarding authority has determined that the use of design build is
appropriate for the public works project and the reasons for the determination. In addition, the
awarding authority will be required to provide information regarding:
(a) the public works project;
(b) the estimated construction cost;
(c) the awarding authority’s authorization to enter into a contract for a design build;
(d) the awarding authority’s capacity, plan and procedures to effectively procure and manage a
design build entity for the specific project;
(e) the design professional retained to provide technical assistance and consulting services; and
(f) the awarding authority’s procedures to ensure fairnessincompetition, evaluation, selection, and
reporting.
Other information may be requested in accordance with the Procedures to assist the Office of the
Inspector General in making a determination as to whether an awarding authority will receive a Notice
to Proceed.
(3) Form of Submission. An awarding authority must submit the information required by the
application to proceed in accordance with the Procedures prescribed by and available from the Office
of the Inspector General.
(4) Public Record. All information furnished in any application to proceed is a public record. The
Notice to Proceed orDenialof Notice to Proceed is a public record. The Inspector General’s records
related to a specific application are not a public record until the Notice to Proceed or Denial of Notice
to Proceed is issued.
(1) Establishment of Procedures. The Office of the Inspector General shall establish Procedures that
specify the requirements and conditions that an awarding authority must meet to be issued a Notice to
Proceed.
Content of Procedures. The Procedures shall include the standards as prescribed by the Inspector
General that an awarding authority must meet to obtain a notice to proceed, the policies that the Office
of the Inspector General will use in a review of the application to proceed, and the specific procedures
that an awarding authority must follow to obtain a notice to proceed.
(2) General Information. TheProcedures shall include general information on the design build delivery
method of public construction.
(1) Initial Review. Upon receipt of an application to proceed, the Office of the Inspector General will
review the application to proceed and other information submitted, and will inform the applicant in
writing within 15 working days whether the application is complete.
(2) Review. The Office of the Inspector General will render a decision regarding using design build
within 60 days from the date the complete application is submitted to the Office.
(1) Issuance of Notice to Proceed. The Inspector General shall issue a Notice to Proceed to use
design build to an awarding authority once the awarding authority has met the requirements as
prescribed by the Inspector General. At a minimum, the awarding authority will be required to
demonstrate that it has the authority and capacity to proceed; that it has a plan and procedures to
effectively procure and manage the project; that it has retained a qualified designer; and, that it has
procedures to ensure fairness in competition, evaluation, selection, and reporting.
(2) After receiving a notice to proceed, an awarding authority may use design build for the specific
public works project. The awarding authority shall procure a design build firmina manner consistent
with M.G.L. c. 149A, §§ 17 through 20 and 945 CMR 3.00.
(1) If an awarding authority fails to meet the requirements prescribed by the Inspector General, the
Inspector General shall decline to issue a Notice to Proceed. If the Inspector General declines to issue
a Notice to Proceed, the Office of the Inspector General shall provide in writing to the awarding
authority the reason(s) for the decision.
(2) An awarding authority not receiving a Notice to Proceed mayresubmita detailed application upon
correcting or responding to the reason(s) provided to the awarding authority by the Office of the
Inspector General. The Office of the Inspector General shall review the resubmitted application in
accordance with the Procedures. If the awarding authority meets the requirements and conditions, the
Office shall issue a Notice to Proceed.
(3) The Inspector General shall decline to issue a Notice to Proceed to an awarding authority that has
failed to provide complete and accurate answers to all questions in the application to proceed and all
other information and documentationrequired bythe Office of the Inspector General. Providing false
or misleading information or failure to provide all required information will be considered grounds for
denial.