101 CMR 330.02
Definitions
Assessment. A professionally sound, complete, and suitably individualized examination and
assessment of a child's need for special education and treatment services described in 603 CMR
28.00: Special Education, in the context of the child's physical, developmental, social, and
educational history and current circumstances. This assessment is rendered by an authorized
professional, as defined in 101 CMR 330.02, who is trained in the area of suspected need and
generally includes a written assessment report as defined in 101 CMR 330.02. Types of
assessments may include, but are not limited to, the following.
(a) Medical Assessment. A comprehensive health assessment by an authorized physician
that identifies medical problems that may affect the child's education, such as physical
constraints, chronic illness, neurological and sensory deficits, and developmental dysfunction.
The medical assessment generally includes at least the following:
1. a medical history to include health of family, prenatal and birth history, developmental
history, and history of significant medical conditions, including hospitalization, injuries,
and accidents;
2. a complete physical examination to include blood pressure and nutritional assessment;
3. neurological and developmental assessments to include gross motor functioning, fine
motor functioning, language, and visual and auditory functioning;
4. tests for visual acuity and hearing by audiometry;
5. the ordering and interpretation of diagnostic tests to include, if indicated, hematocrit
or hemoglobin, sickle cell test (if appropriate), blood lead test, urinalysis (with culture for
females), tuberculosis skin test, and other tests as indicated; and
6. a dental assessment and referral for a complete dental examination if one has not been
done within six months.
(b) Psychological Assessment/Evaluation. An assessment by an authorized psychologist or
school psychologist including an individual psychological examination and culminating in
specific recommendations. Sensory, motor, language, perceptual, attentional, cognitive,
affective, attitudinal, self-image, interpersonal, behavioral, interest, and vocational factors are
evaluated regarding the child's maturity, integrity, and dynamic interaction within the
educational context. The assessment is based on the child's developmental and social history,
diagnostic observation of the child in familiar surroundings (such as a classroom), and
psychological testing as indicated. Psychological testing may include, but is not limited to, a
vocational interest evaluation, educational achievement testing, intelligence testing,
personality evaluation, and neuropsychological examination.
(c) Home Assessment. An assessment by an authorized social worker, nurse, or counselor of
pertinent family history and home situation factors including, with prior written parental
consent, a home visit. This assessment includes a description of pertinent family history and
individual developmental history and estimates of adaptive behavior at home, in the
neighborhood, and in local peer groups. Estimates of adaptive behavior are based to the
greatest possible degree on information obtained by direct observation of the child or direct
interview of the child in the neighborhood setting.
(d) Educational Assessment. An assessment of the student's educational progress and status in
relation to the general education curriculum consistent with 603 CMR 28.04(2): Initial
Evaluation and conducted by a certified educator(s).
(e) Other Assessment. An assessment, other than a medical, psychological, or home
assessment, by an authorized professional in a medically related area that is related to a
child's suspected need for special education and services described in 603 CMR 28.00:
Special Education. Such assessments, when necessary, may include, but are not limited to,
assessments by a medical specialist (for example, a neurologist, a psychiatrist, or an
ophthalmologist), a physical therapist, an occupational therapist, a speech pathologist, or an
audiologist.
Authorized Professional. An individual who, at a minimum, meets the qualifications for the
particular assessment services to be performed as specified in 101 CMR 330.02: Authorized
Professional (a) through (i), as well as those requirements adopted by a governmental unit
purchasing assessments from eligible providers.
(a) Medical Assessment Services. These services must be performed by a pediatrician or
other physician, other than an intern, resident, fellow, or house officer, who is licensed to
practice by the Massachusetts Board of Registration in Medicine.
(b) Radiology Services. These services must be performed by a licensed physician or
licensed osteopath other than an intern, resident, fellow, or house officer.
(c) Psychological Assessment/Evaluation Services. These services must be performed by
1. a psychologist who is licensed to practice by the Massachusetts Board of Registration
of Psychologists; or
2. a school psychologist who is certified by the Massachusetts Department of Elementary
and Secondary Education.
(d) Home Assessment Services. These services must be performed by
1. a social worker who has a master's degree in social work and who is licensed by the
Massachusetts Board of Registration of Social Workers as
a. a certified social worker; or
b. an independent clinical social worker;
2. a nurse who is registered by the Massachusetts Board of Registration in Nursing; or
3. a counselor who has a master's degree in counseling education, counseling
psychology, or rehabilitation counseling.
(e) Medical Specialist Services. These services must be performed by a physician, other than
an intern, resident, fellow, or house officer, who is licensed to practice by the Massachusetts
Board of Registration in Medicine.
(f) Restorative Services. These services must be performed by
1. a physical therapist who is currently licensed by the Board of Registration in Allied
Health Professions;
2. an occupational therapist who is currently licensed by the Board of Registration in
Allied Health Professions; or
3. a speech pathologist who is currently licensed by the Board of Registration for
Speech-language Pathology and Audiology.
(g) Rehabilitation Clinic Services. These services must be performed by
1. a physical therapist who is currently licensed by the Board of Registration in Allied
Health Professions;
2. an occupational therapist who is licensed by the Board of Registration in Allied Health
Professions;
3. a speech pathologist who is currently licensed by the Board of Registration for
Speech-language Pathology and Audiology; or
4. a physician who is licensed to practice by the Massachusetts Board of Registration in
Medicine.
(h) Audiological Services. These services must be performed by an audiologist who is
currently licensed by the Board of Registration for Speech-language Pathology and
Audiology.
(i) Educational Assessment Services. These services must be performed by a teacher holding
certification by the Massachusetts Department of Elementary and Secondary Education, or a
licensed psychologist.
Comprehensive Neuropsychological Assessment.
(a) A comprehensive neurological assessment generally includes, but is not limited to
1. record review;
2. patient interview: presenting problems and history (medical, psychological,
educational, vocational);
3. collateral interview(s), for example of a teacher or parent(s) of the child, as indicated;
4. testing of neuropsychological functions (attention, executive and other frontally based
functions, language, visuoperceptual and visuoconstructional functions, memory, sensory
functions, motor functions, some emotional and personality functions, and other
functions as indicated); scoring and analysis; and interpretation of data;
5. educational assessment, as indicated;
6. integration of test results with information from interview(s) and records;
7. formulations of conclusions, diagnosis(es), and recommendations;
8. report preparation; and
9. a follow-up meeting to review findings.
(b) If a provider performs a comprehensive neuropsychological assessment, then the provider
may not also bill for a neurobehavioral interview or a partial neuropsychological assessment.
The allowed range of hours for this assessment is nine through 24 hours.
Comprehensive Pediatric (21 Years of Age and Younger) Restorative Evaluation. An all-
inclusive, in-depth assessment of a child's medical condition and level of functioning and
limitations by a physical, occupational, or speech pathologist, to determine the need for treatment
and, if necessary, to develop a plan of treatment. This evaluation includes a written report.
EOHHS. The Executive Office of Health and Human Services established under M.G.L. c. 6A.
Governmental Unit. The Commonwealth, any department, agency, board, or commission of the
Commonwealth and any political subdivision of the Commonwealth. Governmental Units include
public school departments.
Individual Consideration (IC). Those rates for authorized services that are determined by a
governmental unit based upon the nature, extent, and need for the service and the degree of skill
and time required for its provision. Providers must maintain adequate records to determine the
appropriateness of their IC claims and must provide these documents to the purchasing agency
upon demand.
Physician's Comprehensive Rehabilitation Evaluation. A cardiopulmonary, neuromuscular,
orthopedic, functional assessment performed at a rehabilitation clinic by a physician.
Psychological Testing. The use of standardized test instruments and procedures by an eligible
provider in order to evaluate aspects of an individual's functioning including, but not limited to,
aptitudes, educational achievements, cognitive processes, emotional conflicts, and type and
degree of psychopathology. These tests must be published, valid, and in general use as defined by
listing in the Mental Measurements Yearbook or by conforming to the Standards for Educational
and Psychological Tests of the American Psychological Association.
Publicly Aided Individual. A person for whose mental and physical health evaluation, as defined
by 603 CMR 28.00: Special Education, governmental units of the Commonwealth are in whole
or in part liable under a statutory public program.
Team Evaluation. An evaluation by a multidisciplinary team that consists of assessments in all
areas related to the child's suspected need for special education and services described in
603 CMR 28.00: Special Education. Such assessments may include, but are not limited to, a
medical assessment and associated diagnostic medical laboratory and radiological testing, a
psychological assessment, a home assessment, and such other assessments as may be required for
a child's diagnosis. (For the purposes of 101 CMR 330.00, Team Evaluation excludes the
educational assessment by the school department and the classroom assessment by a teacher
defined in 603 CMR 28.00. Rates of payment for these assessments are not the subject of 101
CMR 330.00.) Independent evaluation services are included under the authority of 101 CMR
330.00.
Team Evaluation Services. The individual services comprising team evaluation assessments.
This includes services performed in independent team evaluation assessments.
Therapist Evaluation. Evaluation performed by a physical therapist, an occupational therapist, or
a speech pathologist at a rehabilitation clinic.
Written Assessment Report. A report summarizing in writing the procedures employed in an
assessment, the results, and the diagnostic impression. This report defines in detail and in
educationally relevant and common terms, the child's needs and offers explicit means of meeting
those needs.
603 CMR 28.00: Special Education. Regulations for the implementation of M.G.L. c. 71B.