101 CMR 420.03
Rate Provisions
(1) Services Included in the Rate. The approved rate includes payment for all care and services that
are part of the program of services of an eligible provider, as explicitly set forth in the terms of the
purchase agreement between the eligible provider and the purchasing governmental unit(s).
(2) Reimbursement as Full Payment. Each eligible provider must, as a condition of acceptance of
payment made by any purchasing governmental units for services rendered, accept the approved
program rate as full payment and discharge of all obligations for the services rendered. Payment
from any other source will be used to offset the amount of the purchasing governmental unit's
obligation for services rendered to the publicly assisted client.
(3) Payment Limitations. No purchasing governmental unit may pay less than or more than the
approved program rate, except as cited in 101 CMR 420.03.
(4) Administrative Adjustment for Extraordinary Circumstances. A method whereby, subject to
availability of funds, a purchasing governmental unit may provide additional resource allocations to a
qualified provider in response to unusual and unforeseen circumstances that substantially increase the
cost of service delivery in ways not contemplated in the development of current rates. Providers must
demonstrate that these cost increases gravely threaten the stability of service provision such that client
or consumer access to necessary services is at risk. The purchasing governmental unit will evaluate
the need for the administrative adjustment, determine whether funding is available, and convey that
information to EOHHS for review to determine the amount of any adjustment.
(5) Blended Contract Rate Calculation. Purchasing governmental units may pay a blended
contract rate for the purchase of two or more ALTR programs. The blended rate will be
calculated according to the following formula: Sum of {[(Per Diem rate for Program Model
1)*(Units purchased of Program Model 1)*(Number of clients purchased in Program 1) / (Total
number of clients in Program 1)], [(Per Diem rate for Program Model 2)*(Units purchased of
Program Model 2)*(Number of clients purchased in Program 2) / (Total number of clients in
Program 2)], [(Per Diem rate for Program Model 3)*(Units purchased of Program Model 3)*
(Number of clients purchased in Program 3) / (Total number of clients in Program 3)],โฆ,[Total
funding for Add-ons]} Divided by the [(Sum of the Units purchased)*(Count of clients)] for all
programs in the contract.
(6) Service Model Naming Convention. 101 CMR 420.03(6)(a) and (b) describe the naming
convention for the service models as listed in the rate tables.
(a) Basic and Intermediate. The name of each service model rate consists of six characters.
The first character represents the category of the service tier, โBโ for basic, and โIโ for
intermediate. The second through fifth characters describe the number of direct care FTEs
associated with the model. The sixth character represents the capacity range for the model.
Capacity 1 models are represented with โA,โ capacity 2-3 models are represented with โB,โ
and capacity 4+ models are represented with โC.โ Example: I06.5B describes an
intermediate, 6.5 FTE program with capacity of 2 or 3.
(b) Medical/Clinical. The name of each medical/clinical service model rate consists of seven
characters. The first character, โM,โ represents the medical/clinical service tier. The second
through fifth characters describe the number of direct care FTEs associated with the model.
The sixth character represents the capacity range for the model. Capacity 1 models are
represented with โA,โ capacity 2-3 models are represented with โB,โ and capacity 4+ models
are represented with โC.โ The seventh character represents the level of incremental resources
contained in the medical/clinical service model. Example: M10.5C2 represents a medical
level 2 program with 10.5 FTEs and a capacity of four or more.
(7) Programs Located outside the Commonwealth of Massachusetts.
(a) If an ALTR is located outside of the Commonwealth of Massachusetts in a state that has
an established state rate or price setting mechanism, the purchasing governmental unit will
pay for the service using the rate established, authorized, or approved by the state in which
the program is located, if the rate is the lowest charged by a provider for the program. If the
requested rate is not the lowest charged by the provider for the program, the provider must
identify and document the amount of the lowest rate charged, which will then be used by the
purchasing governmental unit to pay for services. For the purchasing governmental unit to
pay this rate, the following must be submitted to the purchasing governmental unit by the
provider:
1. a certification from the provider that the rate requested to be authorized is the lowest
charged by the provider for the program; and
2. a copy of the rate authorization or approval by the state in which the program is
located, including the effective dates of the rate.
(b) If an ALTR service is located outside the Commonwealth of Massachusetts in a state
where there is no established state rate or price setting mechanism, the purchasing
governmental unit will pay for the service using the rates set forth in 101 CMR 420.03(8).
(8) Approved Rates. The rates in 101 CMR 420.03(8) are the payment rates for services
purchased by a governmental unit. The approved rate will be the lower of the providerโs charge or
amount accepted as payment from another payer or the rate listed.
(a) Per Diem Service Model Program Rates.
2-3 Capacity Site
FTE
Basic
Level
Intermediate
Level
Medical 3 Specialized
Behavioral
--
--
--
--
--
--
1 Capacity Site
FTE
Basic Level
Intermediate Level
$ $835.80
--
--
--
--
--
--
--
--
2-3 Capacity Site
FTE
Basic
Level
Intermediate
Level
Medical 3 Specialized
Behavioral
--
--
--
--
4+ Capacity Site
FTE
Basic Level
Intermediate
Level
Specialized
Behavioral
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
--
4+ Capacity Site
FTE
Basic Level
Intermediate
Level
Specialized
Behavioral
--
--
--
--
--
--
(b) Add-on Rates.
Category
Unit
Rate
Direct Care
Hour
Direct Care
Day
Direct Care (Intermediate/Medical)
Hour
Direct Care (Intermediate/Medical)
Day
Certified Nurse Assistant (CNA)
Hour
Licensed Practical Nurse (LPN)
Hour
Registered Nurse (RN)
Hour
Clinician (LICSW)
Hour
Clinical Psychologist
Hour
Psychologist/Psychiatrist (PhD Level)
Hour
Vehicle Add-on
Per Day
Per Month
Sedan
Minivan
Van
Wheelchair Van
Vehicle Upgrade
Per Day
Per Month
Sedan to Minivan
Sedan to Van
Sedan to Wheelchair Van
Minivan to Van
Minivan to Wheelchair Van
Van to Wheelchair Van
Remote Direct Supports
Per Hour
Remote Direct Supports
(c) Site Rates.
1. Site Rates for Programs Operating Prior to July 1, 2014. The table in 101 CMR
420.03(8)(c) lists per diem site unit cost ranges and the corresponding per diem site rate.
Occupancy Rate Index
Site Unit Cost Range
Per Diem Site Rate
Occupancy Rate Index
Site Unit Cost Range
Per Diem Site Rate
$143.22 +
2. New Program Site or Current Site Replacement Rate.
a. A site rate for a new or replacement residence, based on the particular needs of the
individuals proposed for placement at the site, will be established using the Application
for New Site Occupancy, or other such process as determined by the purchasing
governmental unit. The application must include the providerโs best estimates of site-
specific costs and must be supported by available documentation. Costs may be subject
to reasonable limits as determined by the purchasing governmental unit. A food
allowance of $9.15 per resident per day will be included as an occupancy expense for
each new or replacement residence. The application will be subject to audit and
verification by the purchasing governmental unit to ensure the application data is
accurate. The purchasing governmental unit may require the provider to return any
excess funding received through this provision. New site occupancy rates established by
the Executive Office of Health and Human Services and the purchasing governmental
units during the period of July 1, 2014 through June 30, 2024, will continue at the rates
established by the New Site Occupancy process effective during that period, but may be
subject to adjustments for extenuating circumstances as determined by the purchasing
governmental unit.
b. The maximum per person per month rates for new program sites or replacement sites
for each geographic occupancy rate zone as defined in 101 CMR 420.03(9) are as
follows.
Occupancy Rate
Zone
Maximum
Allowable
Rate Index
Maximum
Allowable
Monthly Rate
Unit
Central/West
$2,163
per person per month
Southeast
$2,350
per person per month
Northeast
$2,350
per person per month
Cape and Islands
$2,514
per person per month
Metro Boston
$2,514
per person per month
c. The maximum per person per month rate for new program or replacement sites that
serve individuals with acquired brain injury, or sites that are medically intensive, as
determined by the purchasing governmental unit, is $2,995.
d. The maximum per person per month rate for new program or replacement sites that
serve individuals in sites designated as behaviorally intensive, as determined by the
purchasing governmental unit, is $2,995, that is, rate index 20.
e. Exceptions to the maximum allowable rate for new program sites or replacement
sites established pursuant to 101 CMR 420.03(8)(c)2.b. may be granted by the
purchasing governmental unit to new or replacement sites where the site developer has
applied to receive Facility Consolidation Funding administered through the Community
Economic Development Assistance Corporation. The purchasing governmental unit
may issue guidance by bulletin or other written issuance to clarify its application of
exceptions made in accordance with 101 CMR 420.03(8)(c)2.e.
(9) Occupancy Rate Zones for New Program or Current Replacement Site Rates.
(a) Metro Boston: Ashland, Belmont, Boston, Brookline, Cambridge, Canton, Chelsea,
Dedham, Dover, Foxborough, Framingham, Holliston, Hopkinton, Hudson, Marlborough,
Medfield, Millis, Milton, Natick, Needham, Newton, Norfolk, Northborough, Norwood,
Plainville, Quincy, Revere, Sharon, Sherborn, Somerville, Southborough, Sudbury, Walpole,
Waltham, Watertown, Wayland, Wellesley, Westborough, Weston, Westwood, Winthrop,
Wrentham.
(b) Southeast: Abington, Acushnet, Attleboro, Avon, Berkley, Braintree, Bridgewater,
Brockton, Carver, Cohasset, Dartmouth, Dighton, Duxbury, East Bridgewater, Easton,
Fairhaven, Fall River, Freetown, Halifax, Hanover, Hanson, Hingham, Holbrook, Hull,
Kingston, Lakeville, Mansfield, Marion, Marshfield, Mattapoisett, Middleborough, New
Bedford, North Attleborough, Norton, Norwell, Pembroke, Plymouth, Plympton, Randolph,
Raynham, Rehoboth, Rochester, Rockland, Scituate, Seekonk, Somerset, Stoughton,
Swansea, Taunton, Wareham, West Bridgewater, Westport, Weymouth, Whitman.
(d) Cape and Islands: Aquinnah, Barnstable, Bourne, Brewster, Chatham, Chilmark, Dennis,
Eastham, Edgartown, Falmouth, Gosnold, Harwich, Mashpee, Nantucket, Oak Bluffs,
Orleans, Provincetown, Sandwich, Tisbury, Truro, Wellfleet, West Tisbury, Yarmouth.
(d) Northeast: Acton, Amesbury, Andover, Arlington, Bedford, Beverly, Billerica,
Boxborough, Boxford, Burlington, Carlisle, Chelmsford, Concord, Danvers, Dracut,
Dunstable, Essex, Everett, Georgetown, Gloucester, Groveland, Hamilton, Haverhill,
Ipswich, Lawrence, Lexington, Lincoln, Littleton, Lowell, Lynn, Lynnfield, Malden,
Manchester by the Sea, Marblehead, Maynard, Medford, Melrose, Merrimac, Methuen,
Middleton, Nahant, Newbury, Newburyport, North Andover, North Reading, Peabody,
Reading, Rockport, Rowley, Salem, Salisbury, Saugus, Stoneham, Stow, Swampscott,
Tewksbury, Topsfield, Tyngsborough, Wakefield, Wenham, West Newbury, Westford,
Wilmington, Winchester, Woburn.
(e) Central/West: Adams, Agawam, Alford, Amherst, Ashburnham, Ashby, Ashfield, Athol,
Auburn, Ayer, Barre, Becket, Belchertown, Bellingham, Berlin, Bernardston, Blackstone,
Blandford, Boylston, Brimfield, Brookfield, Buckland, Charlemont, Charlton, Cheshire,
Chester, Chesterfield, Chicopee, Clarksburg, Clinton, Colrain, Conway, Cummington,
Dalton, Bolton, Deerfield, Douglas, Dudley, East Brookfield, East Longmeadow,
Easthampton, Egremont, Erving, Fitchburg, Florida, Franklin, Gardner, Gill, Goshen,
Grafton, Granby, Granville, Great Barrington, Greenfield, Groton, Hadley, Hampden,
Hancock, Hardwick, Harvard, Hatfield, Hawley, Heath, Hinsdale, Holden, Holland, Holyoke,
Hopedale, Hubbardston, Huntington, Lancaster, Lanesborough, Lee, Leicester, Lenox,
Leominster, Leverett, Leyden, Longmeadow, Ludlow, Lunenburg, Medway, Mendon,
Middlefield, Milford, Millbury, Millville, Monroe, Monson, Montague, Monterey,
Montgomery, Mount Washington, New Ashford, New Braintree, New Marlborough, New
Salem, North Adams, North Brookfield, Northampton, Northbridge, Northfield, Oakham,
Orange, Otis, Oxford, Palmer, Paxton, Pelham, Pepperell, Peru, Petersham, Phillipston,
Pittsfield, Plainfield, Princeton, Richmond, Rowe, Royalston, Russell, Rutland, Sandisfield,
Savoy, Sheffield, Shelburne, Shirley, Shrewsbury, Shutesbury, South Hadley, Southampton,
Southbridge, Southwick, Spencer, Springfield, Sterling, Stockbridge, Sturbridge, Sunderland,
Sutton, Templeton, Tolland, Townsend, Tyringham, Upton, Uxbridge, Wales, Ware, Warren,
Warwick, Washington, Webster, Wendell, West Boylston, West Brookfield, West
Springfield, West Stockbridge, Westfield, Westhampton, Westminster, Whately, Wilbraham,
Williamsburg, Williamstown, Winchendon, Windsor, Worcester, Worthington.