115 CMR 10.02
Definitions
As used in 115 CMR 10.00, the terms listed below have the following meanings:
Committee means the Research Review Committee of the Department of Developmental Services.
Guardian means with respect to persons under the age of 18 years, a natural or adoptive parent, or the
individual or agency with legal guardianship of the person; and with respect to persons 18 years of age
and older, the individual, organization or agency, if any, that has been appointed legal guardian of the
person found to be incompetentby a court of competent jurisdiction. If a guardianship has been limited
in any way by the court, the guardian's informed consent must be obtained only in those cases where
a decision regarding participation in the research falls within the scope of the limited guardianship.
Informed Consent means the knowing consent voluntarily given by a participant (or if the participant
is legally incompetent, by his guardian, if applicable) who can understand and weigh the risks and
benefits of the proposed research for the participant.
Minimal Risk means that the risk of physical or psychological harm or discomfort anticipated in the
proposed research are not greater, in terms of probability and magnitude, than those ordinarily
encountered in daily life.
Research means a systematic investigation designed to develop or contribute to generalizable
knowledge and involving access to human subjects or private information, but shall not include:
(a) any nonexperimental activity, such as diagnosis, preventive treatment and therapy, designed
solely to enhance the well being of a particular individual;
(b) any collection of information by the Department or its designee, or by an authorized federal
or state governmental entity, for any purpose related to the operation, administration or
management of the Department;
(c) any compilation or study ofinformation, including information obtained through the interview
of individuals, specifically designed by the Department or its designee (or a provider) for the
purpose of evaluating the quality or availability of services, or opportunities or needs of persons
eligible to receive or receiving services from the Department (or receiving services from the
provider).
(d) any survey procedures, except where responsesare recorded in such a manner that the survey
participants or individuals receiving services from the Department can be identified, directly or
through identifiers linked to the survey participants or to the individuals; provided that all surveys
shall be submitted to the Committee for a determination as to whether such surveys are exempt
from Committee review.
Activities which meet this definition constitute research for purposes of 115 CMR 10.00, whether
or not they are conducted or supported under a program which is considered research for other
purposes. For example, some demonstration projects may include research activities that would
require review by the Research Review Committee.
Participant means a person, whether or not such person is served by the Department, about or from
whoman investigator conducting research will obtain data through intervention or interaction withthe
person, or other through private information.
Private Information means any information concerning an individual which because of name, identifying
number, mark, or description can be readily associated witha particular person, or informationwhich
has been provided for a specific purpose by an individual and which the individual can reasonably
expect will not be made public, or which is about his or her behavior occurring in a context in which
an individual can reasonably expect that no observation or recording is taking place.