115 CMR 12.04
Definitions
Applicant for Employment. Any person seeking employment from DDS or a DDS vendor
program, including current employees seeking new positions.
Applicant for Licensure. Any person seeking a license from DDS for a facility offering
residential or day services, or any other service licensed by DDS.
(MA REG. # 1326, Dated 11-18-16)
Candidate. Any person required by M.G.L. c. 19B, §§ 19 and 20 to submit to a scan of their
fingerprints and undergo a fingerprint-based check of the state and national criminal history
databases as a condition of employment, licensing, funding, or approval.
Client. Any individual applying for or receiving DDS licensed, funded, or approved intellectual
or developmental disability services from DDS or a DDS vendor agency or DDS licensed,
funded, or approved program.
Conditional Employee. A CORI-cleared employee who has the potential for unsupervised
contact with Department clients, who is hired prior to obtaining the results of a fingerprint-based
check of the state and national criminal history databases. For the purposes of 115 CMR 12.00,
current employees hired prior to the requirement of a fingerprint-based check of the state and
national criminal databases are not conditional employees.
CORI Cleared Employee. Any candidate for hiring whose hiring authority has completed all
requirements of 101 CMR 15.00: Criminal Offender Record Checks.
Criminal Justice Official. Either a candidate's probation officer, parole officer, or correctional
facility superintendent (or designee), depending upon whomever had the most recent
responsibility for supervision of the candidate. Candidates last supervised in a correctional
facility may advise the hiring authority of anyemployee of the correctional facility who may have
specific information about the candidate that would assist the superintendent in his or her
assessment process.
DDS Criminal Background Check. A review by the Department of Developmental Services of
the results of fingerprint-based checks of the state and national criminal history databases to
determine suitability for employment, licensure, funding, or approval in position(s) and/or
programs that entail the potential for unsupervised contact with clients.
DDS Criminal Background Check Unit (CBCU). The designated unit within the Department of
Developmental Services responsible for the review and evaluation of the results of
fingerprint-based checks of state and national criminal history databases and the determination
of suitability for employment, licensure, funding, or approval in position(s) and/or programs that
entail the potential for unsupervised contact with clients.
Department of Criminal Justice Information Services (DCJIS). An Executive Office of Public
Safety and Security agency, DCJIS maintains and provides information from the
Commonwealth's criminal information systems.
Department of Early Education and Care (EEC). An agency within the Executive Office of
Education established by M.G.L. c. 15D, § 2.
Employee. An individual holding a full or part-time position, including state employees, contract
employees, individual consultants or contractors, temporary employees, volunteers, trainees and
students, apprentice, intern, transportation provider or subcontractor regardless of whether the
individual receives compensation and the source of funding for the position. For the purposes
of 115 CMR 12.00, a current client of a facility or program who provides services at that facility
or program will not be considered an employee at that facility or program.
EOHHS. The Executive Office of Health and Human Services.
Fingerprint-based Check. A scan of a candidate's fingerprints submitted to the Massachusetts
State Police and the Federal Bureau of Investigation for matching against state and national
criminal history databases. The results of a fingerprint scan are then returned to the
Massachusetts State Police and forwarded to DDS for consideration and review.
Hiring Authority. The person or persons legally authorized or designated to make hiring
decisions within an agency, department, office, program, or facility. Different persons may be
authorized or designated as responsible for specific parts of the process in making a hiring
decision. For the purposes of 115 CMR 12.00, the Hiring Authority may also be the individual
or entity seeking licensure of a program or approval of a candidate as part of a licensing or
approval determination not related to a hiring decision.
No Record. The conclusion from a fingerprint-based check of the state and national criminal
history databases that convictions or pending charges relating to the candidate have not been
found. A finding of "no record" does not necessarily mean, however, that criminal information
is not present in the state and national criminal history databases.
Pending. A criminal matter is considered pending if the results from the state and national
criminal history databases report indicates that the matter remains open and without final
resolution, including that the case has been continued without a finding.
Potential for Unsupervised Contact. Potential for contact with a client when no other CORI
cleared employee or person who has been determined suitable following a fingerprint-based
check of the state and national criminal history is present. A person having only the potential
for incidental unsupervised contact with clients in commonly used areas such as elevators,
hallways, waiting rooms, or other common living spaces will not be considered to have the
potential for unsupervised contact for the purposes of 115 CMR 12.00. The term Commonly
Used Areas does not include bathrooms or other isolated areas that are separated by sight and
sound from other persons.
Qualified Mental Health Professional. A psychiatrist licensed to practice medicine under
M.G.L. c. 112, § 2, a psychologist licensed under M.G.L. c. 112, § 118 through 121, or an
independent clinical social worker licensed under M.G.L. c. 112, § 130 through 132; provided
that he or she has at least 1,000 hours of experience over a minimum of two years involving
assessment, treatment, and consultation concerning individuals with behaviors that presents a
risk of harm to others in the community, in the workplace, in treatment settings, or in
correctional facilities; provided further that he or she has not provided treatment to the candidate.
Regularly on the Premises. Usual or common presence in a location, surpassing access by
invitation-only, in which the person has authorization to enter and remain in the location
unmonitored on an ordinary basis. For the purposes of 115 CMR 12.00, family member or social
contacts visiting with DDS clients at a location where they receive supports are not considered
to be regularly on the premises.
Transportation Providers. Any person who provides transportation services to DDS clients on
behalf of any DDS licensed, funded, or approved program, whether employed directly by or
subcontracted with the licensed, funded, or approved program.
Vendor. An individual, agency or other legal entity licensed, approved or funded by DDS that
has day-to-day responsibility for the operation of services or supports or facilities regulated by
the Department.
Volunteer. Any person who works in an unpaid capacity on a regular basis for a DDS licensed,
funded, and/or approved program. For the purposes of 115 CMR 12.00, a current client of a
facility or program who provides unpaid services at that facility or program will not be
considered a volunteer at that facility or program.