103 CMR 180.07
Application to Conduct Outside Social Science Research
Applications to conduct outside research shall include the following:
(1) a cover page including title, names, and affiliations of principal investigators of proposed
research;
(2) a one page abstract, written in layman terms, briefly describing the proposed research and
the research goals of the project;
(3) a curricula vitae or resume of the principal researcher and all research staff: knowledge and
experience shall be judged in terms of recent, relevant, and successful experience of the staff to
undertake the research activities;
(4) an endorsement by a recognized research organization, such as an accredited university or
college, private foundation, consulting firm, or public agency that has a mandate to perform
research, certifying that the research proposal is for valid scientific, educational, or other public
purposes;
(5) a research hypothesis, a list of the goals of study, and a justification for the research: the
Research Director or designee shall evaluate the soundness of the statements about empirical
reality involving the relationship of the variables proposed for study as they relate to the goals
of the project;
(6) a detailed research design including:
(a) Department resources or personnel that may be needed for the study: specify the amount
and extent of need as well as a description of the proposed duties of Department personnel;
(b) subjects for study: identify the sampling methodology and procedures for selecting
inmate subjects or inmate records for the research. Describe the criteria used for sample
selection as well as the proposed sample size and its relationship to the results;
(c) security procedures that shall be followed to protect subject privacy and confidentiality;
(d)
the measurement of key variables: proposed definition and measurement of key
variables in the research. Explain how these definitions and measurement methods duplicate
or differ from those of previous research on this topic;
(e) choice of research and data collection methodologies: Proposed procedures for data
collection as well as justification for chosen method. If triangulation of collection methods
is used, provide separate justifications for each method. Data collection protocol
(questionnaires, survey instruments, and/or survey schedules) shall be included;
(f) data analysis: indicate the kind of analysis proposed. Specify the purpose and logic of
the proposed analysis. The Executive Director of Strategic Planning and Research or
designee shall evaluate the analysis methodology in terms of its fit with the proposed
hypothesis, variables, and data;
(g) informed consent: a copy of the informed consent documentation as described in
103 CMR 180.08;
(h) details of compensation of any type, if any, proposed to be paid or made to the inmate
subjects;
(i) results of the Institutional Review Board or Human Subjects Committee of the principal
researcher's affiliated organization, when required;
(j) schedule for the various stages of research: a detailed timeline of the steps of the research
process as well as an indication of specific duties to be performed by each member of the
research team, scheduled start and completion dates, evidence that research can be completed
within the timeframe specified;
(k) a detailed list of the expected outcomes of the research project;
(l) any item or equipment (e.g. recording devices) proposed to be used to conduct the
research study.
(7) an application for new longitudinal studies shall, in addition to the requirements in
103 CMR 180.07(6)(a) through (l), include:
(a) a copy of the survey instrument to be used;
(b) the frequency in which the interviews/surveys shall be conducted;
(c) a time schedule of when the interviews/surveys shall take place;
(d) the amount of time required to conduct each interview/survey;
(e) a statement of the procedure used to conduct the interviews (e.g., in person, phone,
mail).