103 CMR 430.05
Definitions
Aggravated Assault. An assault where aggravating factors exist including, but not limited to:
use of a weapon; biting; use of a shod foot; multiple participants involved in the assault;
seriousness of bodily injury; or, any other factors that manifest extreme indifference to life.
Automatic Discovery. Evidence which the Disciplinary Officer shall provide to the inmate
automatically, and without request by the inmate, prior to the disciplinary hearing.
Business Day. Monday through Friday, excluding holidays.
Central Inmate Disciplinary Unit (CIDU). The centralized unit responsible for the oversight,
implementation and auditing of all inmate disciplinary functions within the Department.
Commissioner. The Commissioner of Correction.
Department Disciplinary Unit (DDU). A restricted area or areas designated by the Commissioner
to which an inmate has received a sanction recommended by a Special Hearing Officer.
Deputy Commissioner of the Prison Division (Deputy Commissioner). The executive staff
person who reports to the Commissioner, and whose duties include, but are not limited to, the
management of: Assistant Deputy Commissioner(s) of the Prison Division, the Central Inmate
Disciplinary Unit, and the Office of Communication and Administrative Resolution.
Director of Inmate Discipline (Director or Director of Discipline). The administrative manager
appointed by the Commissioner to oversee all inmate disciplinary functions within the
Department, excluding Placement Reviews and conditions of confinement in the DDU.
Disciplinary Detention. The Restrictive Housing of an inmate who has been found guilty of a
serious violation of 103 CMR 430.00. Such sanction shall not exceed 15 days for one offense
and no more than 30 days for all violations arising out of the same or substantially connected
incident(s), unless specifically authorized by the Commissioner. Disciplinary detention does not
refer to inmates sanctioned to a DDU.
Disciplinary Restrictive Housing. A placement of an inmate in Restrictive Housing in a state
correctional facility for disciplinary purposes to serve a Disciplinary Detention or DDU sanction
after a finding has been made that the inmate has committed a breach of discipline.
Disciplinary Officer. An officer of supervisory rank or function appointed by the Director in
minimum and pre-release security level institutions, or the Superintendent, in consultation with
the Director, in medium and maximum security level institutions. Disciplinary Officers shall
oversee disciplinary processing functions at the institutional level and shall directly report to
their appointing authority; i.e., the Director or Superintendent.
Exculpatory Evidence. Evidence that is potentially helpful to the inmate in either proving
innocence or in establishing lesser responsibility for the offense(s) as charged.
Exigent Circumstances. Circumstances that create an unacceptable risk to the safety of any
person.
Hearing Officer. An officer of supervisory rank who is appointed by and reports to the Director
to conduct disciplinary hearings.
Inmate Management System (IMS). The Department's automated information system that
provides processing, storage and retrieval of inmate-related information needed by Department
personnel and other authorized users within the criminal justice system.
Intimate Act. An act that suggests overly familiar behavior, e.g., kissing, caressing or other
related acts, excluding acts that are defined as sexual abuse in 103 DOC 519.00: Sexual
Harassment/Abuse Response and Prevention Policy (SHARPP).
Offer of Proof. A brief description of expected testimony or evidence.
Placement Review. A multidisciplinary examination to determine whether Restrictive Housing
continues to be necessary to reasonably manage risks of harm, notwithstanding any previous
finding of a disciplinary breach, exigent circumstances, or other circumstances supporting a
placement in Restrictive Housing.
Placement Review Committee. A multidisciplinary group which shall include, but may not be
limited to:
(a) member of the security staff;
(b) member of the programming staff; and
(c) one member of the mental health staff.
This Committee may include the Superintendent, Deputy Superintendents, Director of
Security, Director of Classification, Restrictive Housing Unit Captain, or their respective
designees, and such other staff as deemed necessary to determine whether Restrictive Housing
continues to be necessary to reasonably manage risks of harm, notwithstanding any previous
finding of a disciplinary breach, exigent circumstances or other circumstances supporting a
placement in Restrictive Housing.
Preponderance of Evidence. A belief, formed after weighing the evidence, that the proponent's
contention is more likely true than not true.
Proponent. The staff member seeking a guilty finding against an inmate, or supporting a
disciplinary report against an inmate.
Qualified Mental Health Professionals. Treatment providers who are psychiatrists, psychologists,
psychiatric social workers, psychiatric nurses, and others who by virtue of their education,
credentials and experience are permitted by law to evaluate and care for the mental health needs
of patients.
Restrictive Housing. A placement that requires an inmate to be confined to a cell for at least 22
hours per day for the safe and secure operation of the facility. For purposes of 103 CMR 430.00,
Restrictive Housing shall not include the following: any placement ordered by a medical or
mental health provider, including but not limited to, the placement of an inmate in a Health
Services Unit; the placement of an inmate in a hospital; the placement of an inmate in a medical
setting where treatment is being provided; or the placement of an inmate on a mental health
watch.
Secure Adjustment Unit. A highly structured unit that is not Restrictive Housing and that
provides access to cognitive behavioral treatment, education, programs, structured recreation,
leisure time activities and mental health services for those inmates diverted from or released
from Restrictive Housing.
Secure Treatment Unit. A maximum security residential treatment program that is not
Restrictive Housing and that is designed to provide an alternative to Restrictive Housing for
inmates diagnosed with serious mental illness in accordance with clinical standards adopted by
the Department of Correction. Secure Treatment Units consist of the Secure Treatment Program
and the Behavioral Management Unit.
Serious Mental Illness (SMI). A current or recent diagnosis by a qualified mental health
professional of one or more of the following disorders described in the 5 edition of the
th
Diagnostic and Statistical Manual of Mental Disorders:
(a) schizophrenia and other psychotic disorders;
(b) major depressive disorders;
(c) all types of bipolar disorders;
(d) a neurodevelopmental disorder, dementia or other cognitive disorder;
(e) any disorder commonly characterized by breaks with reality or perceptions of reality;
(f) all types of anxiety disorders;
(g) trauma and stressor related disorders;
(h) severe personality disorders; or
(i) a finding by a qualified mental health professional that the inmate is at serious risk of
substantially deteriorating mentally or emotionally while confined in Restrictive Housing,
or already has so deteriorated while confined in Restrictive Housing, such that diversion or
removal is deemed to be clinically appropriate by a qualified mental health professional.
Special Disciplinary Officer. A person appointed by the Commissioner, Superintendent or the
Director to oversee any disciplinary matter or class of disciplinary matters, or an officer of
supervisory rank or function appointed by the Director to oversee disciplinary processing
functions for matters approved for a DDU disciplinary hearing. The Special Disciplinary Officer
shall report directly to the appointing authority unless otherwise directed by the Commissioner.
Special Hearing Officer. A Hearing Officer appointed by the Commissioner to conduct DDU
disciplinary hearings who shall report directly to the Director.
Stalking. The willful and malicious engagement in a knowing pattern of conduct or series of acts
over a period of time directed at a specific person which seriously alarms that person and would
cause a reasonable person to suffer substantial emotional distress.
Superintendent. The chief administrative officer of a state correctional institution.