205 CMR 3.11
General Rules
(1) The definitions and interpretations of racing terms, heretofore set forth as well as 205 CMR
3.01, are to be considered in connection with 205 CMR 3.00 and as part of 205 CMR 3.00.
(2) All owners and trainers of horses and their stable employees are subject to M.G.L. c. 128A
and 205 CMR 3.00 immediately upon acceptance and occupancy of stabling accommodations
from or approved by an Association or upon making entry to run on its track.
(3) Owners, trainers and stable employees shall abide by M.G.L. c. 128A and 205 CMR 3.00
and accept the decision of the Judges on any and all questions to which their authority extends,
subject to their right of appeal to the Commission.
(4) Every person participating in and every patron of a licensed Race Meeting shall abide by
M.G.L. c. 128A and 205 CMR 3.00, and accept the Judges' decisions on any and all questions
to which their authority extends, subject to the right of appeal to the Commission.
(5) Everyperson who drives a horse on a track licensed bythe Commission, whether exercising,
warming up or driving in a race shall wear a protective helmet that meets the Safety Standards
of The Association of Racing Commissioners International Model Rules of Racing version 6.1,
July, 2015.
(6) For the period of two hours before post time of the first race of the day and until the racing
program of the day has been completed, every person who drives a horse on a track licensed by
the Commission, whether warming up for a race or driving in a race shall wear his or her
registered colors, which must be distinguishable at all times.
(7) No person shall use improper, profane or indecent language to a racing official.
(8) No person shall in any manner, or at any time, disturb the peace or engage in conduct that
is unbecoming on the grounds of the Association.
(9) Any person, who participates in an unrecognized meeting anywhere, either as a racing
official or as an owner, trainer or driver, may be adjudged guilty of conduct detrimental to racing.
(10) No person or horse ruled off, or under full suspension by the United States Trotting
Association shall be admitted to the grounds of any Association.
(11) No person, other than an official of the Commission, shall be allowed in the Judges' Stand;
the space occupied by the Clerk of Course; the Timers Stand; and the space occupied by the
Program Director and his or her assistants for the period from ½ hour before post time of the first
race of the day until the last race has been declared "official" unless permission is obtained from
the Judges for each entry. Associations shall take such steps as are necessary to assist the Judges
in carrying out the provisions of 205 CMR 3.11(11).
(12) Any person who has been convicted by any court anywhere for illegal possession, sale or
giving away of narcotics may be ruled off.
(13) If any owner, trainer, driver, stable employee, or other person solicit bets from the public
by correspondence or other methods, to be made on any horse which is to run on a track in
Massachusetts, such person or persons shall be ruled off.
(14) When a person is ruled off a course or suspended, every horse owned in whole or part by
him or her shall be ineligible to be entered or to start in any race until said horse has been
reinstated either by the rescinding of his or her owner's penalty or his or her transfer through
bona fide sale to an ownership acceptable to the Judges.
(15) When a person is suspended by the Judges of the meeting "from driving only" the ruling
of the Judges shall state whether or not the person suspended shall have the privilege of the
paddock during the period of his or her suspension.
(16) When a person is ruled off a course or suspended, any horse which is under his or her care,
management, training or superintendence shall not be qualified to be entered or to start in any
race until said horse has been reinstated by the rescinding of said person's penalty or by the
placement of the horse in the hand of a licensed trainer and the approval of the transfer by the
Judges.
(17) When a person is ruled off a course or suspended, he or she shall not be qualified, whether
acting as agent or otherwise to subscribe for or to enter or run any horse in any race either in his
or her own name or in that of any other person until the rescinding of that person's penalty.
(18) Any horse that has been the subject of fraudulent practice may be disqualified.
(19) When a person is ruled off for any fraudulent practice in relation to a particular horse,
wholly or partly belonging to him or her, he or she shall return all money or prizes that such
horse has fraudulently won.
(20) Violators of any rule will be subject to ejection from the grounds, and/or to forfeiture,
suspension or ruling off.
(21) Complaints against a racing official other than a judge or his or her assistant shall be made
to the judges in writing and be signed by the complainant. Complaints against a judge shall be
made in writing to the Commission and be signed by the complainant.
(22) Printed for each racing day shall be a program compiled by the Program Director which
shall contain the names of the horses that are to run in the races for that day, these names to
appear in the order of their post positions, the said position to be designated by numerals placed
at the left and in line with the name of the horses in each race, which shall also be prominently
displayed on each horse. The program shall also contain, in addition to the horse's name, its sex,
color, age, sire and dam; the owner's name and address; the name of the trainer; the driver's
name, date of birth, and colors; class and/or sub-group of race; as many performance lines of the
current or preceding year as the USTA deems appropriate; an indication if the driver is racing
with a provisional license, and any other useful information approved by the judges.
(23) Before a horse may go an official time workout before the Judges, he or she must first be
posted in the entry room of the Association as being classified in the preferred or invitational
category at the current meeting in progress.
(24)
Every Racing Association, the Commission or Judges investigating for violations of
205 CMR 3.00 shall have the right to permit persons authorized by any of them to search the
person, or enter and search the building, stables, room, vehicles or other places within the
grounds of the Association or at other places where horses which are eligible to race are kept
together with the personal property and effects contained therein. Every licensed person or
person permitted to pursue his or her occupation or employment within the grounds or any
Association by accepting his or her license or such permission does thereby irrevocably consent
to such search as aforesaid and waive and release all claims or possible actions for damages that
he or she may have by virtue of any action taken under 205 CMR 3.00.
(25) No licensee or other person under the jurisdiction of the Commission shall subject or
permit any animal under his or her control, custody or supervision to be subjected to or to incur
anyform of cruelty, mistreatment, neglect or abuse or abandon, injure, maim or kill or administer
any noxious substance to or deprive any animal of necessary care or sustenance, shelter or
veterinary care.