205 CMR 3.23
Claiming Races
(1)
Who May Claim. An owner and/or lessee of a horse that has been declared and
programmed to start in a purse race at that meeting. An authorized agent may claim for a
qualified owner. Any member seeking to effect a false claim by inducing another to claim a
horse for him or her will be subject to the penalties provided by the Judges.
(2) Prohibitions.
(a) No person shall claim his or her own horse, nor shall he or she claim a horse trained or
driven by him or her.
(b) No person shall claim more than one horse in a race.
(c) No qualified owner or his or her agent shall claim a horse for another person.
(d) No owner shall cause his or her horse to be claimed directly or indirectly for his or her
own account.
(e) No person shall offer, or enter into an agreement, to claim or not to claim, or attempt to
prevent another person from claiming any horse in a claiming race.
(f) No person shall enter a horse against which there is a mortgage, bill of sale, or lien of
any kind, unless the written consent of the holder thereof shall be filed with the Clerk of the
Course of the Association conducting such a claiming race.
(g)
Where a horse drawn to start in a claiming race has been declared to start in a
subsequent claiming race, a successful claimant, if any, of the horse in the first race shall
have the option of scratching the horse from the subsequent race.
(h) Any mare which has been bred shall not be declared into a claiming race for at least 45
days following the last breeding of the mare, and thereafter such a mare may only be declared
into a claiming race after a veterinarian has pronounced the mare not to be in foal. Any mare
pronounced in foal shall not be declared into a claiming race.
(3) Claiming Procedure.
(a) Owner's Credit. The owner must have to his or her credit with the track giving the race
an amount equivalent to the specified claiming price plus the requisite fees for transfer of
registration.
(b) Owner's Consent. No declaration may be accepted without written permission of the
owner if filed with the Racing Secretary at the time of declaration.
(c) On Program. The basic claiming price for which each horse is entered shall be printed
on the program, but all claims shall be for the adjusted price after the prescribed allowances
made for sex and/or age have been added to the basic price.
(d) Claim Box. All claims shall be in writing, sealed and deposited at least 15 minutes
before the time originally scheduled for the race to begin, in a locked box provided for this
purpose by the Clerk of Course. Once a claim has been filed it is irrevocable and at the risk
of the claimant, unless otherwise provided for in 205 CMR 3.00.
(e) Opening of Claim Box. No official shall open said box or give any information on
claims filed until after the race. Immediately after the race, the claim box shall be opened
and the claim, if any, examined by the Judges.
(f) Multiple Claims on Same Horse. Should more than one claim be filed for the same
horse, the owner shall be determined by lot by the Judges.
(g) Delivery of Claimed Horse. A horse claimed shall be delivered immediately by the
original owner or his or her trainer to the successful claimant upon authorization of the
Presiding Judge. The horse's halter must accompany the horse. Altering or removing the
horse's shoes will be considered a violation of 205 CMR 3.00.
(h) Refusal to Deliver Claimed Horse. Any person who refuses to deliver a horse legally
claimed out of a claiming race shall be suspended together with the horse until delivery is
made.
(i) Vesting of Title to Claimed Horse. Every horse claimed shall race in all heats or dashes
of the event in the interest and for the account of the owner who declared it in the event, but
title to the claimed horse shall be vested in the successful claimant from the time the word
"go" is given in the first heat or dash, and said successful claimant shall become the owner
of the horse, whether it be alive or dead or sound or unsound, or injured during the race or
after it, provided however that the final vesting of title to a claimed horse is subject to the
conditions and provisions of the applicable USTA rules.
(j) Affidavit by Claimant. The Judges shall require any person making a claim for a horse
to make affidavit that he is claiming said horse for his or her own account or as an authorized
agent and not for any other person. Any person making such affidavit willfully and falsely
shall be subject to punishment as hereinafter provided.
(k) Penalty for 30 Day. If a horse is claimed, no right, title or interest therein shall be sold
or transferred except in a claiming race for a period of 30 days.
(4) Claiming Price. Subject to the conditions of the current applicable USTA rules the track
shall pay the claiming price to the owner at the time the registration certificate is delivered for
presentation to the successful owner.
(5) Claiming Conditions. Except for the lowest claiming price offered at each meeting,
conditions and allowances in claiming races may be based only on age and sex. Whenever
possible claiming races shall be written to separate horses five years old and up from young
horses and to separate males from females. If sexes are mixed, mares shall be given a price
allowance, provided, however, that there shall be no price allowance given to a spayed mare
racing in a claiming race.
(6) Minimum Price. No claiming race shall be offered permitting claims for less than the
minimum purse offered at the time during the same racing week.
(7)
Determination of Claiming Price. Except as provided by the United States Trotting
Association, no horse owner shall be prohibited from determining the price for which his or her
horse shall be entered.
(8) Fraudulent Claims.
(a) If the Judges determine that the declaration of any horse to a claiming race is fraudulent
on the part of the declarer, they may void the claim and, at the option of the claimant, order
the horse returned to the person declaring it.
(b) If the Judges determine that any claim of a horse is fraudulent on the part of the person
making the claim they may void the claim and may, at the option of the person declaring it
in, return the horse to the person declaring it.
(9) The current Registration Certificate of all horses entered in claiming races must be on file
with the Racing Secretary together with a separate claiming authorization form signed by the
registered owner or owners and indicating the minimum amount for which the horse may be
entered to be claimed. To facilitate transfer of claimed horses the Presiding Judge may sign the
transfer provided that he or she then sends the Registration Certificate and claiming authorization
to the Registrar for transfer.
(10) Any person violating any of the provisions of 205 CMR 3.23, shall be fined, suspended,
or expelled.
(11) Claiming. A person or two or more persons in a partnership or other acceptable form of
joint ownership shall be eligible to claim a horse, without racing a horse at the race meeting in
progress, by complying with the provisions of the following claiming rules:
(a)
Such persons must first register as an Owner with the Massachusetts Gaming
Commission and pass all security and financial precautions required by the Commission.
Further, any such person must consent to a thorough background check by the State Police
Unit attached to the Gaming Commission.
(b)
Such persons must be representing their own interest only and may not have any
undisclosed persons with any interests in the authorized claim.
(c)
Such persons must, prior to any such claim, secure the services of a licensed
Massachusetts standardbred horse trainer and such trainer must consent to being so engaged
in writing to the Judges at the race meeting for which such claim is authorized. Such consent
must be given by that trainer both at the time of authorization and on the authorization card
submitted at the time of the claim. Any change in the consent of the trainer to be employed
by the prospective owner must be reported to the Judges Promptly on the next racing day and
a new trainer authorized before a claim can be made.
(d)
No such person may claim a horse until all forms and security investigations are
completed and approved.
(e) After all forms are approved, the Judges, at the race meetings of commercial race tracks
only, will be allowed to issue a claiming authorization card to be submitted in the same
envelope as the claim slip in order that the claim be a valid one.
(f) The Judges will keep on file the names of all such persons authorized to claim, the date
in which such privilege is exercised in the making of a claim.
(g) Such persons will be granted the balance of the calendar year to exercise the claiming
privileges. At the end of such time, if unexercised, a new authorization card must be issued
by the Judges to allow the privilege to be exercised in the next calendar year.
(h) A claim must be made and owned in exactly the same name or names authorized by the
Judges and cannot be separated if a partnership has been transferred or modified in any way,
or such claim will be held invalid.
(i) Any horse claimed under the provisions of 205 CMR 3.23 must race exclusively in
Massachusetts at the track where claimed for 60 days following the date of claim. If racing
concludes at the track where the horse is claimed for a period in excess of 30 days and no
other Massachusetts track offers comparable claiming or other races suitable for that horse,
a release statement may be obtained from the Judges or in their absence the Gaming
Commission , to allow said horse to race elsewhere prior to the end of the 60 day period.
(j)
Only one horse may be claimed under the provisions of 205 CMR 3.23 except as
provided in 205 CMR 3.23(11)(j). After a horse is claimed, all future eligibility shall mean
a horse must be raced to make any additional claims. However, if for reasons of physical
impairment, the claimed horse cannot be raced for a six month period and the owner is
willing to indicate this in writing to the Judges along with supporting evidence from a
veterinarian licensed to practice at that track, the Judges may at their discretion issue a
second authorization to claim.
No person shall be granted permission under any
circumstances to claim more than a second horse without racing a horse and complying with
eligibility at the race meet.
(k) Persons who exercise the privilege of claiming under 205 CMR 3.23 as a member of a
partnership or other form of multiple ownership therebybecome horse owners and ineligible
to exercise the privilege of 205 CMR 3.23 as individuals after that time.
(l) Any owner(s) who have not raced in the existing meet because they no longer own racing
stock due to losing a horse in a claiming race, may be eligible to claim under 205 CMR 3.23.
(m) The Massachusetts Gaming Commission, or the Judges at the track for which such
authorization is granted, may at their discretion, for the protection or general good of racing,
revoke the claiming authorization granted under 205 CMR 3.23 at any time during the
eligibility period.
(12) Voided Claim: A claim shall be voided if a horse is a starter and the horse:
(a) Dies on the racetrack; or
(b) Suffers an injury which requires the euthanasia of the hourse, as determined by an
Association Veterinarian, while the horse is on the racetrack.
(13) A claim is voidable at the sole discretion of the new owner, for a period of up to 30
minutes after the race is made official, for any horse that:
(a) is vanned off the track after the race at the discretion of the Association Veterinarian;
or
(b) Is sent to the detention barn or observed to be lame by the State and/or Association
Veterinarian; or
(c) Is placed on the Veterinarian’s List for Epistaxix.