231 CMR 4.01
Rules of Professional Conduct
Anarchitect shallconformto the rules set forth in 231 CMR 4.00 and with the laws governing the
practice of architecture. Departure therefrom by act or omission shall be deemed to constitute
misconduct warranting disciplinary action by the Board. Such disciplinary actions shall be reported to
NCARB for publication to other jurisdictions.
(1) Competence.
(a) In practicing architecture, an architect shall act with reasonable care and competence, and
shall apply the technical knowledge and skill which is ordinarily applied by architects of good
standing, practicing in the same locality.
(b) In designing a project, an architect shall take into account all applicable state and municipal
building laws and regulations. While an architect may rely on the advice of other professionals
(e.g., attorneys, engineers, and other qualified persons) as to the intent and meaning of such
regulations, once having obtained such advice, anarchitect shallnot knowingly design a project in
violation of such laws and regulations.
(c) An architect shall undertake to perform professional services only when he or she, together
with those whom the architect may engage as consultants, are qualified by education, training, and
examination in the specific technical areas involved.
(d) No person shall be permitted to practice architecture if, in the Board's judgment, such
person's professional competence is substantially impaired by physical or mental disabilities.
(2) Conflict of Interest.
(a) An architect shall not accept compensation for his or her services from more than one party
on a project unless the circumstances are fully disclosed to and agreed to (such disclosure and
agreement to be in writing) by all interested parties.
(b) If an architect has any business association or direct or indirect financial interest which is
substantial enough to influence his or her judgment in connection with his or her performance of
professional services, the architect shall fully disclose in writing to his or her client or employer the
nature of the business association or financial interest, and ifthe client or employer objects to such
association or financial interest, the architect will either terminate such association or interest or
offer to give up the commission or employment.
(c) An architect shall not solicit or accept compensation from material or equipment suppliers in
return for specifying or endorsing their products.
(d) When acting as the interpreter of building contract documents and judge of contract
performance, an architect shall render decisions impartially, favoring neither party to the contract.
(3) Full Disclosure.
(a) An architect, making public statements on architectural questions, shall disclose when he or
she is being compensated for making such statement.
(b) An architect shall accurately represent to a prospective or existing client or employer his or
her qualifications and the scope of his or her responsibility in connection with work for which he
or she is claiming credit.
(c) If, in the course of his or her work on a project, an architect becomes aware of a decision
taken by his or her employer or client, against the architect's advice, which violates applicable state
or municipal building laws or regulations and which will, in the architect's judgment, materially
affect adversely the safety to the public of the finished project, the architect shall:
1. report the decision to the local building inspector or other public official charged with the
enforcement of the applicable state or municipal building laws and regulations,
2. refuse to consent to the decision, and
3. in circumstances where the architect reasonably believes that other suchdecisions will be
taken notwithstanding his or her objection, terminate his or her services with reference to the
project.
In the case of a termination in accordance with 231 CMR 4.01(3)(c) the architect shall have
no liability to his or her client or employer on account of such termination.
(d) An architect shall not deliberately make a materially false statement or fail deliberately to
disclose a material fact requested in connection with his or her application for registration or
renewal.
(e) Anarchitectshallnot assist the application for registration of a person known by the architect
to be unqualified in respect to education, training, experience, or character.
(f) An architect possessing knowledge of a violation of 231 CMR 4.00 by another architect shall
report such knowledge to the Board.
(4) Compliance With Laws.
(a) An architect shall not, in the conduct of his or her architectural practice, knowingly violate any
state or federal law.
(b) An architect shall neither offer nor make any payment or gift to a government official (whether
elected or appointed) with the intent of influencing the official's judgment in connection with a
prospective or existing project in which the architect is interested.
(c) An architect shall comply with the registration laws and regulations governing his or her
professional practice in any United States or Canadian jurisdiction.
(5) Professional Conduct.
(a) A registered architect may sign and seal technical submissions only if:
1. The technical submissions in question were personallyprepared bythe signingand sealing
architect himself or herself; or
2. The technical submissions in question were prepared by another architect who is duly
registered in Massachusetts, or by another design professional duly licensed or registered as
such in Massachusetts, and the signing and sealing architect has reviewed the work and either
coordinated the preparation of that work or integrated that work into his or her own technical
submissions; or
3. The technical submissions in question were prepared by another person under the
responsible control of the signing and sealing architect.
For purposes of 231 CMR 4.01(5)(a)2. the phrase “another design professional” means a
person who is duly registered orlicensed in the Commonwealth of Massachusetts as a professional
engineer, registered land surveyor, registered landscape architect, licensed plumber, or licensed
electrician.
(b) A registered architect shall be deemed to have exercised responsible control over the
preparation of technical submissions for purposes of 231 CMR 4.01(5)(a)3. if:
1. The technical submissions in question were prepared in the office where the signing and
sealing architect is regularly employed; or
2. The technical submissions in question were prepared at a location other than the office
where the signing and sealing architect is regularly employed, but the signing and sealing
architect maintains adequate and complete written records which demonstrate that he or she
possesses detailed knowledge of the content of those technical submissions and exercised
sufficient control over those submissions throughout their preparation.
(c) A registered architect may also sign and seal drawings, specifications or other work which is
not required by law to be prepared by an architect, if the signing and sealing architect has reviewed
such work and has integrated it into his or her own technical submissions.
(d) Reviewing, or reviewing and correcting, technical submissions after they have beenprepared
by others shall notbe sufficient, in and of itself, to constitute the exercise of responsible control over
the preparation of those technical submissions.
(e) An architect shall neither offer nor make any gifts, other than gifts of nominal value, with the
intent of influencing the judgment of an existing or prospective client in connection with a project
in which the architect is interested. For purposes of 231 CMR 4.01(5)(e), reasonable
expenditures for entertainment or hospitality shall be considered gifts of nominal value.
(f) An architect shall not engage in conduct involving fraud or wanton disregard of the rights of
others.
(g) Suspension, revocation or cancellation of an architect’s certification by the National Council
of Architectural Registration Boards shall, in and of itself, constitute sufficient grounds for
disciplinary action by the Board.
(6) An architect may advertise so long as the advertisement is not false, deceptive or misleading.