78OAG189
78OAG189
Cite as 78 Md. Op. Att'y Gen. 189
189
FAMILY LAW ) CHILD ABUSE AND NEGLECT — REPORTING
OBLIGATION WHEN VICTIM OF CHILD ABUSE OR NEGLECT IS
NOW AN ADULT OR ALLEGED ABUSER IS DEAD —
CONFIDENTIALITY OF REPORTS
December 3, 1993
The Honorable Ann Marie Doory
House of Delegates
You have requested our opinion on several issues relating to
the State law on the reporting of child abuse and neglect.
Specifically, you pose the following questions:
1.
Does a person who has reason to believe that someone
who is now an adult was abused or neglected when that individual
was a child have an obligation, under §§5-704 or 5-705 of the
Family Law Article, Maryland Code (“FL”Article), to report the
alleged abuse or neglect?
2.
If the law generally does require persons to report
suspected abuse or neglect involving a victim who is now an adult,
does this obligation exist if the alleged abuser is deceased?
3.
Under what circumstances are reported allegations of
child abuse or neglect disclosed to the public, and by whom?
For the reasons stated below, we conclude as follows:
1.
FL §§5-704 (with respect to health practitioners, police
officers, educators, and human service workers) and 5-705 (with
respect to all other persons) require reporting whenever there is
reason to believe that child abuse or neglect occurred in the past,
even if the alleged victim is an adult when the incident comes to
light. Of course, the fact that the victim is now an adult should be
part of the report, and this fact may be taken into account by the
authorities who receive the report when they determine the actions
to take in response to the report.
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2.
FL §§5-704 and 5-705 require a report under these
circumstances even if the alleged abuser is believed to be deceased.
Information that the alleged abuser is deceased should be included
in the report, and the authorities receiving the report may take
appropriate account of that circumstance.
3.
Any report made under FL §§5-704 or 5-705 is
confidential, may be disclosed only under the limited circumstances
specified by statute, and may not be disseminated to the public at
large.
I
Reporting When the Victim is an Adult
A.
Principles of Statutory Construction
As with any other statute, when we attempt to construe the
child abuse reporting law we try to be faithful to “the purpose of the
legislation, determined in the light of the statute’s language and
context.” Leppo v. State Highway Administration, 330 Md. 416,
422, 624 A.2d 539 (1993). In so doing, “our first recourse is to the
words of the statute, giving them their ordinary and natural import.”
Fairbanks v. McCarter, 330 Md. 39, 46, 622 A.2d 121 (1993).
However, “[i]f the statutory language itself is insufficient to
lead us comfortably to conclude what the Legislature intended, we
look beyond the words and examine legislative history when it is
available and the context of the legislation.” Leppo, 330 Md. at 422.
“Context may include related statutes, pertinent legislative history
and ‘other material that fairly bears on the ... fundamental issue of
legislative purpose or goal ....’” GEICO v. Insurance Comm’r, 332
Md. 124, 132, 630 A.2d 713 (1993) (quoting Kaczorowski v. City of
Baltimore, 309 Md. 505, 515, 525 A.2d 628 (1987)). See also, e.g.,
Harris v. State, 331 Md. 137, 146, 626 A.2d 946 (1993).
B.
Statutory Text
FL §5-704(a) sets out an unqualified duty to report child abuse
or neglect by certain occupations:
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The terms “health practitioner,” “police officer,” and “educator or
1
human service worker” are defined in §5-701(h), (o), and (f) respectively.
Notwithstanding any other provision of
law, including any law on privileged
communications, each health practitioner,
police officer, or educator or human service
worker, acting in a professional capacity, who
has reason to believe that the child has been
subjected to:
(1)(i) abuse, shall notify the local
department [of social services] or the
appropriate law enforcement agency; or
(ii) neglect, shall notify the local
department; and
(2) if acting as a staff member of a
hospital, public health agency, child care
institution, juvenile detention center, school,
or similar institution, immediately notify and
give all information required by this section to
the head of the institution or designee of the
head.
1
FL §5-704 requires an immediate oral report and a prompt written
report. These reports are to contain the following information:
(1) the name, age, and home address of
the child;
(2) the name and home address of the
child’s parent or other person who is
responsible for the child’s care;
(3) the whereabouts of the child;
(4) the nature and extent of the abuse or
neglect of the child, including any evidence or
information
available
to
the
reporter
concerning possible previous instances of
abuse or neglect; and
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The exceptions set out in FL §5-705(a)(2) excuse reporting of
2
information encompassed by the attorney-client privilege described in §9-
108 of the Courts Article, reporting of information otherwise encompassed
by the duty of confidentiality owed by an attorney to his or her client, and
reporting that would violate the constitutional right to assistance of
counsel. The exception set out in FL §5-705(a)(3) refers to certain
confidential communications to a minister, clergyman, or priest.
(5) any other information that would help
determine:
(i) the cause of the suspected abuse or
neglect; and
(ii) the identity of any individual
responsible for the abuse or neglect.
FL §5-704(c).
A person who is not in one of the occupational groups
identified in FL §5-704(a) is instead subject to the legal duty to
report set out in §5-705(a):
(1) Except as provided in paragraphs (2)
and (3) of this subsection, notwithstanding any
other provision of law, including a law on
privileged communications, a person other
than a health practitioner, police officer, or
educator or human service worker who has
reason to believe that a child has been
subjected to abuse or neglect shall:
(i) if a person has reason to believe that
the child has been subjected to abuse, notify
the local department [of social services] or the
appropriate law enforcement agency; or
(ii) if the person has reason to believe
that the child has been subjected to neglect,
notify the local department.2
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Those who report are granted immunity from civil liability or
3
criminal penalty for doing so in good faith. FL §5-708; §5-362 of the
Courts and Judicial Proceedings Article. See Catterton v. Coale, 84 Md.
App. 337, 579 A.2d 781 (1990), cert. denied, 321 Md. 638, 584 A.2d 67
(1991). Conversely, the failure to report might, under some
circumstances, pose a risk of liability. See generally Furr v. Spring Grove
State Hosp., 53 Md. App. 474, 454 A.2d 414, cert. denied, 296 Md. 60
(1983); Tarasoff v. Regents of Univ. of Cal., 17 Cal. 3d 425, 551 P.2d 334
(1976).
The full definition of “abuse” is as follows:
4
(1)(i) The physical injury of a child by any
parent or other person who has permanent or
temporary care or custody or responsibility for
supervision of a child, or by any household family
member, under circumstances that indicate that
the child’s health or welfare is significantly
harmed or at risk of being significantly harmed; or
(ii) sexual abuse of a child, whether
physical injuries are sustained or not.
(2) “Abuse” does not include, for that reason
alone, providing a child with nonmedical religious
remedial care and treatment recognized by State
law.
Under FL §5-705(d), “[t]o the extent possible, a report made under
subsection (a) of this section shall include the information required
by [FL] §5-704(c) ....”
3
A “child” is “any individual under the age of 18 years.” FL §5-
701(d). “Abuse” is defined as the “physical injury” or “sexual
abuse” of a child by the child’s caretakers. FL §5-701(b)(1). The
4
term “sexual abuse” is defined as “any act that involves sexual
molestation or exploitation of a child by a parent or other person
who has permanent or temporary care or custody or responsibility for
supervision of a child, or by any household or family member.” FL
§5-701(p)(1). “Neglect” is defined as “the leaving of a child
unattended or other failure to give proper care and attention to a
child by the child’s parents, guardian, or custodian under
circumstances that indicate that the child’s health or welfare is
significantly harmed or placed at risk of significant harm.” FL §5-
701(n)(1).
194
FL §5-706, which specifies the investigatory duties of the
agencies that receive reports of child abuse and neglect, indicates
that the General Assembly’s primary concern was the health, safety,
and welfare of a child who has been victimized:
Within 24 hours after receiving a report of
suspected abuse and within 5 days after
receiving a report of suspected neglect, the
local department or the appropriate law
enforcement agency shall:
(i) see the child:
(ii) attempt to have an on-site interview
with the child’s caretaker; [and]
(iii) decide on the safety of the child,
wherever the child is, and of other children in
the household ....
FL §5-706(b)(2). This language, referring as it does to “the child,”
implies that the General Assembly assumed that the report would
concern someone who was then a child and that protective services
might be needed for that child. See FL §5-709(c), 5-710, and 5-713.
See generally 76 Opinions of the Attorney General 220 (1991).
Yet, as the reference to “other children in the household”
suggests, the General Assembly had broader concerns as well )
namely, to protect other children who might be at risk from the
alleged abuser. This concern is reflected in the following additional
duty imposed on the local department: to “decide on the safety of
other children in the care or custody of the alleged abuser.” FL §5-
706(b)(2)(iii). See also FL §5-706(c)(2)(ii). Thus, the statute
reflects the common-sense proposition that if one child has been
abused, the safety of other children over whom the alleged abuser
has control is doubtful, and the local department has a duty to check
on their safety.
Cases of child abuse implicate another highly significant
legislative objective– potential prosecution of the abuser. The report
is the first step, for it is to provide “any ... information that would
help ... identi[fy] ... any individual responsible for the abuse ....” FL
195
The previous year, the General Assembly enacted a statute that
5
made it a felony to maliciously beat, strike, or otherwise mistreat a child
under the age of fourteen to such a degree as to require medical treatment.
See Chapter 743, Laws of Maryland 1963.
§5-704(c)(5)(ii). Moreover, the statute manifests a legislative
concern with effective prosecution: “The local department, the
appropriate law enforcement agencies, the State’s Attorney within
each county and Baltimore City, the department’s office responsible
for child care regulation, and the local health officer shall enter into
a written agreement that specifies the standard operating procedures
for the investigation and prosecution of reported cases of suspected
abuse.” FL §5-706(e). See also FL §5-706(f) (requiring certain
procedures for joint investigations of sexual abuse). In addition, the
local department is required to provide the local State’s Attorney
with both its preliminary findings after receiving a notice of
suspected abuse and a written report of its findings after it completes
its investigation. Obviously the information is intended to aid the
State’s Attorney in determining whether to pursue possible charges
under Article 27, §35A of the Code, which makes it a felony,
punishable by lengthy incarceration, for a “parent or other person
who has permanent or temporary care or custody or responsibility for
the supervision of the child or a household or family member who
causes abuse to the child ....”
C.
Legislative History
In 1964, the General Assembly enacted the first statute that
required the reporting of suspected child abuse. Chapter 104, Laws
of Maryland 1964. Under this act, a physician who rendered medical
care to a child under the age of fourteen under circumstances
indicating that the child had been mistreated was required to report
the abuse to the local police department or the Maryland State
Police. The statute granted immunity from civil liability for anyone
5
participating in the report or any juvenile proceeding resulting from
the report.
The General Assembly substantially revised the reporting
requirements in 1966 by requiring “every health practitioner,
educator, health, mental health, or social worker or law enforcement
officer” who contacted, examined, attended, or treated a child and
believed that a child had “sustained physical injury as a result of
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abuse” to report the abuse. Chapter 221, Laws of Maryland 1966.
The person making the report was required to report orally to the
local department of social services and, if the reporter believed or
had reason to believe that immediate protection was needed, also
make the report to the police. Within 48 hours of the initial report,
the individual was required to make a written report to the local
department and the local State’s Attorney.
Chapter 835 of the Laws of Maryland 1973 amended the 1966
statute to allow the professionals who were required to report to do
so to either the local department or the police. Chapter 835 also
required the agency initially receiving the report to notify the other.
Thus, neither the local department nor the police were allowed to
proceed alone. Chapter 835 also clarified earlier language by
imposing a duty to report child abuse on persons other than the
specified professionals. See 60 Opinions of the Attorney General 51
(1975).
In 1978, the General Assembly enacted provisions for the
protection of neglected children. Among other provisions, “every
health practitioner, educator, social worker, and law enforcement
agency or officer” with reason to believe that a child was neglected
was obliged to report the pertinent facts to the local department of
social services. Chapter 880, Laws of Maryland 1978.
In 1983, the General Assembly recognized that professionals
were but one source for the reporting of neglected children and
provided that “[a]ny person other than a health practitioner, law
enforcement agency, police officer, educator or social worker who
has a reasonable belief that a child is a neglected child may file with
the local department an oral or written report of the suspected
neglect.” Chapter 492, Laws of Maryland 1983.
In order to encourage more reporting, in 1986 the General
Assembly authorized occupational licensing sanctions against any
health practitioner, police officer, educator, or social worker who
knowingly fails to report suspected child abuse or neglect to the
local department or the appropriate law enforcement agency.
Chapter 539, Laws of Maryland 1986.
In 1987, the General Assembly decided to combine the child
abuse and child neglect statutes and create Subtitle 7, “Child Abuse
197
Before the repeal of the privileges became effective, the General
6
Assembly reconsidered its decision and, in Chapter 770 of the Laws of
Maryland 1988, partially restored privileges by creating additional
exceptions to the reporting requirements of FL §5-705 for certain
privileged communications. See note 2 above.
and Neglect,” in the Family Law Article. Chapter 635, Laws of
Maryland 1987. Chapter 635 greatly expanded the reporting
requirements of professionals by requiring them to report suspected
child abuse and neglect whether they had seen or treated the child or
not. As under prior law, “a person other than a health practitioner,
police officer, or educator or human service worker who has reason
to believe that a child has been subject to abuse or neglect” was
required to notify the local department or law enforcement agency.
Chapter 635 also contained a provision with a delayed effective
date that would have eliminated any privilege (for example, doctor-
patient or attorney-client) that a professional or individual may have
established with the victim, the abuser, or any other individual that
would prevent that individual or professional from reporting the
abuse. However, the General Assembly also created an exception
6
from reporting for mental health providers who specialize in the
psychiatric treatment of pedophilia. Commonly known as the
“Berlin” exception, after the doctor who proposed it, the exception
excused a health practitioner from reporting child sexual abuse if the
alleged abuse occurred prior to the time when the individual began
the psychiatric treatment, the practitioner was treating the individual
for the purpose of curing the individual’s pedophilia, and the
practitioner’s knowledge of the abuse came exclusively from the
individual who abused the child.
The last substantial change to the reporting statutes occurred
in 1989 when the General Assembly repealed the “Berlin” exception.
Chapter 730 of the Laws of Maryland 1989. Thus, all health
practitioners, including mental health providers that counsel child
abusers, have an unqualified duty to report child abuse. See 75
Opinions of the Attorney General 76 (1990) (mental health providers
must report even when the child abuser was referred by an attorney
for evaluation prior to criminal proceedings).
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Overall, the legislative history demonstrates an ever-widening
scope for the reporting requirements. Having made the judgment
that mandatory reporting was an essential element in efforts to
combat child abuse and neglect, the General Assembly has
consistently sought to remove impediments to the flow of
information to the authorities. When policy choices were explicitly
presented to the General Assembly, it has opted for more inclusive
reporting. For example, in 62 Opinions of the Attorney General 157
(1977), Attorney General Burch reviewed policy arguments for and
against the imposition of reporting obligations on health
practitioners who learned of child abuse from a source other than the
child and urged that “the Legislature’s reasoned judgment is required
to set priorities in this area.” 62 Opinions of the Attorney General
at 161. A decade later, the Legislature set its priority by requiring
such reporting. The repeal of the short-lived “Berlin” exception is
another example of legislative priority-setting.
Indeed, we find special pertinence in the legislative history of
the repeal of the “Berlin” exception. This action came after the
General Assembly was informed of evidence showing a pattern of
abuse in pedophilia cases that makes reporting all the more
important to protect other potential victims.
In testimony to the House Judiciary Committee regarding
House Bill 1210, to repeal the “Berlin” exception, Detective Gary
Costello of the Montgomery County Police Department cited several
incidents of pedophiles committing sexual abuse against children
during their entire lives. Detective Costello mentioned one case in
which a local educator had staged his death “after being accused of
molesting children in Vermont.... For the next fifteen years ... under
an assumed identity he worked as schoolmaster and principal,
sexually abusing many children.” In another case, a pedophile “was
arrested multiple times throughout his life for child exploitation and
re-offended again while in the Johns Hopkins Treatment Center.”
In written testimony on House Bill 1210, the Montgomery
County Juvenile Court Committee stated: “Experts tell us that a
single pedophile in his ‘career’ molests hundreds of children.
However, his arrest, prosecution, and court-ordered treatment may
result from the discovery of only one incident of child sexual abuse.
His other victims, compelled into silence both by threats and the
sheer embarrassment of having been molested, may never come
199
forward for help on their own.” In another letter of support for
House Bill 1210, the PTA Council of Howard County stated that
“the chronic nature of child molestation, the child molester’s
propensity for multiple victims, and the fatal outcome of AIDS make
the need for early identification of HIV-infected child molesters
readily apparent. An infected child molester who continues to abuse
endangers the lives of present and future victims.”
Similar testimony supported Senate Bill 99, the Senate version
of the legislation to repeal the “Berlin” exception. The National
Resource Center on Child Sexual Abuse cited a report on adult
survivors of child sexual abuse which found that almost two-thirds
of the sample never told anyone about the abuse prior to the age of
18. In its testimony, the National Resource Center on Child Sexual
Abuse also cited concern for the spread of AIDS as an important
reason for mandatory reporting. The testimony noted a case in
Virginia in which the brother of a man who died of AIDS called the
police to identify him as a child molester. The police performed a
search of the deceased’s residence and found hundreds of child
pornography photos. The police were left with unanswered
questions of who the children were, how many had been molested,
and how many might have been infected with the HIV virus. Since
there was no way of identifying the victims, they remained
unnotified.
D.
Analysis and Conclusion
We acknowledge that FL §§5-704 and 5-705 could reasonably
be construed to apply only if the alleged victim were still a child.
The grammar ) “reason to believe that a child has been subjected to”
abuse or neglect ) and the emphasis elsewhere in the statute on
protective services for that child lend weight to a narrow reading.
But in the end, we are convinced that the better construction of
the language is that reporting is required whenever an act of prior
child abuse or neglect occurred, no matter the present age of the
victim. We believe that the General Assembly meant to ensure that
the appropriate investigatory and prosecutorial authorities would
learn of all instances in which a child was victimized.
To be sure, the primary goal of the reporting law ) providing
protection and services to a victimized child ) cannot be achieved
200
A 1991 survey of local departments of social services found that,
7
in approximately 80% of the cases where an adult client reports abuse as
a child, a minor child remained in the home where the client had been
abused. Letter of advice from Assistant Attorney General Wendy
Greenburg to Ms. Jacqueline Frich, at 3 (October 30, 1991).
This opinion does not attempt to spell out the details of an
8
appropriate response by the local department to a report of abuse or
neglect when the known victim is now an adult. We believe, however,
that the local department must take reasonable steps, in light of the
information available to it, to ascertain whether any children are presently
at risk.
As a practical matter, a prosecution becomes more difficult if a
9
great deal of time has passed since the offense. But that practical concern
is a factor for the State’s Attorney to assess in considering whether to
bring charges; it is not a basis for an undue narrowing of the flow of
information to the State’s Attorney.
when the victim is now an adult. But protecting that one individual
is not the sole legislative objective, though it may be the primary
one. Even if one particular victim of abuse or neglect is now an
adult and thus outside the scope of the State’s protective efforts,
others who are still children might continue to be at risk and in need
of child protective services. The investigative duties of the local
7
department of social services extend to this potential group of other
victims. See FL §5-706(b)(3) and (4) and (c)(2)(ii). And as the
8
legislative history of the repeal of the “Berlin” exception vividly
shows, the Legislature was well aware that many pedophiles
continue their pattern of abuse with new victims. Furthermore, the
risk of AIDS underscores the need for a focus broader than the fact
that one victim of abuse is now an adult.
In the case of reported child abuse of an individual who is now
an adult, moreover, the State’s interest in potential criminal
prosecution is fully served by the reporting mandate. An offense
under Article 27, §35A is a felony with no specified limitations
period. Hence, the State may institute a prosecution at any time.
Massey v. State, 320 Md. 605, 610, 579 A.2d 265 (1990).9
Our interpretation of current law is strengthened by one
Maryland appellate decision and some out-of-state authority. In
Reynolds v. State, 88 Md. App. 197, 594 A.2d 609 (1991), a 56-year-
old Carroll County resident was confronted by his four adult
201
daughters with having sexually abused them when they were
children. The defendant then sought counseling but was informed
that, in order to receive counseling, he must sign a form consenting
to the counseling center’s notification to the police of any
incriminating evidence regarding the abuse. 88 Md. App. at 201.
After receiving advice from the local State’s Attorney Office that he
was not immune from prosecution, the defendant eventually signed
the consent form in order to receive counseling because he assumed
that other agencies would have a similar procedure. Id. The Court
noted that it was “indeed the case” that other agencies were required
to report the abuse. 88 Md. App. at 201. After the defendant
disclosed his abuse of his four now-adult daughters, the counselor
informed the State’s Attorney’s Office, which then notified the State
Police and an investigation was started. 88 Md. App. at 206.
Ultimately, the defendant was convicted of several sexual offenses.
88 Md. App. at 200.
On appeal, the defendant argued that his incriminating
admissions to the counselor and the State Police violated his
privilege against self-incrimination. While the Court eventually held
that his admissions were voluntary and did not violate his Fifth
Amendment privilege, the Court briefly mentioned the child abuse
reporting statute. In discussing the doctor-patient privilege, the
Court noted that, because of the child abuse reporting statute, there
was “no privilege against a counsellor’s legally required disclosure
of the fact of child abuse to law enforcement officials.” 88 Md. App.
at 203. The Court did not qualify its statement that reporting should
only occur when a child, rather than an adult, reported abuse. Nor
did the Court in its opinion ever question the applicability of the
reporting statute to the factual situation at hand.
The Commonwealth Court of Pennsylvania had the occasion
to deal with this issue under that state’s reporting law. In Brozovich
v. Circle C Group Homes, Inc., 548 A.2d 698 (Pa. Commw. Ct.
1988), a woman who was 19 informed a private provider of social
services that she had been abused in her foster home when she was
17. The private agency then informed Pennsylvania’s child
protective services agency. Because of the child abuse report, the
foster parents lost their license to act as foster parents. They then
brought suit against the private social service agency for making a
false child abuse report, not made in good faith as the law required.
The trial court dismissed the suit after finding that the social service
202
agency had immunity from liability under the child abuse reporting
law.
On appeal, the foster parents argued that because the victim
was 19 years of age when she made the report of abuse, the child
abuse reporting law was inapplicable, because it only applies to
children under the age of 18. The appeals court summarily
dismissed this argument, stating that “the law grants immunity to
those reporting child abuse without regard to the age of the victim
when the abuse was reported.” 548 A.2d at 700.
In reaching its decision in the Brozovich case, the Pennsylvania
court relied on an earlier child abuse reporting case, Cruz v.
Commonwealth, 472 A.2d 725 (Pa. Commw. Ct. 1984). In that case,
a father sought to have his record expunged of a child abuse report.
The father argued that since his minor daughter made the report two
years after the last alleged incident of sexual abuse occurred, the
report did not fall into time limit for reporting required by the
statute. His argument was based on the purpose section of the
statute, which stated that the reporting laws were enacted to respond
to the urgent needs of abused children for protective services, and on
the provision mandating that oral reports of abuse be filed
immediately and written reports within 48 hours of the initial report.
In rejecting the father’s argument, the court stated:
We find nowhere in the statute any suggestion
that the legislature intended to create a statute
of limitations for reports of child abuse.... The
time limits prescribed by the statute were
obviously intended for the protection of the
child, not to shield the alleged abuser.... [T]he
statutory construction which the appellant
urges would be contrary to the legislative
intent to protect children from further abuse.
472 A.2d at 730.
We are not insensitive to policy arguments that our
construction of the reporting law might be contrary to the desire of
some adults who were victims of child abuse and who wish to limit
disclosure to their therapists only or who would prefer to seek
recourse against the alleged abuser through private channels, not
203
involving government agencies. Mandating reporting under such
circumstances, it has been suggested earnestly, will simply
discourage these adults from coming forward and thereby effectively
prevent treatment of both the victim and the alleged abuser. In other
situations, the events will have occurred so many years ago that
neither protection of those who are still children nor criminal
prosecution of the alleged abuser is really at stake.
There is merit to these policy arguments, as there is to the
countervailing policy considerations. These arguments, however,
are addressed to the wisdom of the current reporting law, not to its
construction. If the General Assembly accepted these arguments, it
would draw lines in the statute that are not there now ) allowing
reporting to be forgone if the incident occurred more than X years
ago, or if the victim is now more than Y years old, or affording some
discretion to a therapist in the timing of the report. But we cannot
construe the current statute as if it already contained such lines. It
does not. If we were to accept the proposition that no reporting was
required if the victim were now an adult, then we would be saying
that there was no duty to report if an 18 year old had been subjected
to recent abuse and had younger siblings in the care of the abuser.
That would be an untenable construction of the statute, one that we
cannot imagine the General Assembly intended.
In reality, the scope or nature of an investigation may vary
depending on the information provided in a report, including the
time that has passed since the abuse occurred and the present
circumstances of the alleged abuser. And surely those who are
conducting an investigation can be sensitive to the concerns of an
adult who is in therapy. Judgments of this kind, however, are to be
made on a case-by-case basis by the local department of social
services and appropriate law enforcement agencies. Current law
does not excuse compliance with the duty to report to those
authorities.
II
Reporting When Alleged Abuser is Dead
We shall not repeat here the analysis set out at length in Part I
above. The current law does not excuse reporting even if the
204
information available to the person who is required to report
suggests that the alleged abuser is dead. Perhaps the information is
wrong; perhaps the death occurred so recently that individuals who
are still children might be in need of services as a result of the abuse.
Of course, if it is certain that the alleged abuser died many
years ago, these considerations will not apply. Nevertheless, this
office cannot import into the statute an exception that was not
enacted by the General Assembly.
III
Confidentiality
FL §5-707(a) provides as follows:
Subject to federal and State law, the
[Social Services] Administration shall provide
by regulation adopted in accordance with Title
10, Subtitle 1 of the State Government Article
(1)
procedures
for
protecting
the
confidentiality of reports and records made in
accordance with this subtitle; (2) conditions
under which information may be released; and
(3) conditions for determining in cases
whether abuse, neglect, or sexual abuse is
indicated, ruled out, or unsubstantiated.
Furthermore, Article 88A, §6(b) contains the general requirement
that “all records and reports concerning child abuse or neglect are
confidential and their unauthorized disclosure is a criminal offense
....” This subsection specifies that information contained in reports
or records concerning child abuse and neglect may be disclosed only
under the following circumstances:
(1) Under a court order;
(2) To personnel of local or State
departments
of
social
services,
law
enforcement personnel, and members of multi-
disciplinary case consultation teams, who are
investigating a report of known of suspected
205
COMAR 07.02.07.18, the pertinent regulation of the Social
10
Services Administration, is essentially a reiteration of the limited statutory
bases for disclosure.
child abuse or neglect or who are providing
services to a child or family that is the subject
of the report;
(3) To local or State official responsible
for the administration of the child protective
services necessary to carry out their official
functions;
(4) To a person who is the alleged child
abuser or the person who is suspected of child
neglect if that person is responsible for the
child’s welfare and provisions are made for
the protection of the identity of the reporter or
any other person whose life or safety is likely
to
be
endangered
by
disclosing
the
information;
(5) To a licensed practitioner who, or an
agency, institution, or program which is
providing treatment or care to a child who is
the subject of child abuse or neglect; or
(6) To a parent or other person who has
permanent or temporary care and custody of a
child, if provisions are made for the protection
of the identity of the reporter or any other
person whose life or safety is likely
endangered by disclosing the information.10
These Maryland provisions are in furtherance of a confidentiality
requirement in the federal Child Abuse Prevention and Treatment
Act. See 42 U.S.C. §5103(b)(2)(E); 45 C.F.R. §1340.14(i). As a
prior opinion summarized, “The various confidentiality statutes and
regulations ... make it very clear that [the Social Services
Administration] is prohibited from publicly disclosing the identity of
the person who made a report of suspected abuse; the nature and
extent of the child’s injuries that prompted the report; the identity of
206
In this opinion, Attorney General Sachs identified another narrow
11
circumstance under which disclosure would be permissible:
If abuse has resulted in the death of a child and if
the parent or other caretaker has been arrested on
charges related to that abuse, the custodian of
pertinent records may disclose the following
information:
(i) Whether the child had ever been the
subject of a report of suspected abuse,
(ii) the date on which any such report was
received,
(iii) the dates on which the local department
of social services initiated and completed its
investigation into the validity of the reports, and
(iv) the general nature of the department’s
investigation.
71 Opinions of the Attorney General at 368-69.
the alleged abuser; information obtained in the local department’s
investigation or the sources of that information; or the evaluations
of the child’s family and home made in the course of the
investigation.” 71 Opinions of the Attorney General 368, 374
(1986).11
Thus, a victim of abuse can be assured that the agencies
receiving information as a result of a report will safeguard the
information from public disclosure. “[T]he purpose behind the
nondisclosure laws is to encourage the reporting of child [abuse and]
neglect cases.” Freed v. Worcester County, 69 Md. App. 447, 455,
518 A.2d 159 (1986), appeal dismissed, 484 U.S. 804 (1987).
IV
Conclusion
In summary, it is our opinion that:
1.
FL §§5-704 (with respect to health practitioners, police
officers, educators, and human service workers) and 5-705 (with
207
respect to all other persons) require reporting whenever there is
reason to believe that child abuse or neglect occurred in the past,
even if the alleged victim is an adult when the incident comes to
light. Of course, the fact that the victim is now an adult should be
part of the report, and this fact may be taken into account by the
authorities who receive the report when they determine the actions
to take in response to the report.
2.
FL §§5-704 and 5-705 require a report under these
circumstances even if the alleged abuser is believed to be deceased.
Information that the alleged abuser is deceased should be included
in the report, and the authorities receiving the report may take
appropriate account of that circumstance.
3.
Any report made under FL §§5-704 or 5-705 is
confidential, may be disclosed only under the limited circumstances
specified by statute, and may not be disseminated to the public at
large.
J. Joseph Curran, Jr.
Attorney General
Jack Schwartz
Chief Counsel
Opinions & Advice*
*Amanda Stakem Conn, a volunteer intern in the Opinions & Advice
Division, contributed substantially to the preparation of this opinion.