88OAG088
88OAG088
Cite as 88 Md. Op. Att'y Gen. 88
88
HEALTH
LOCAL HEALTH OFFICERS AND DEPARTMENTS – EMERGENCY
MEDICAL SERVICES – PHYSICIANS – DRUGS – LEGAL
RESTRICTIONS RELATING
TO PROPOSED NALOXONE
DISTRIBUTION PROGRAM
April 30, 2003
Peter Beilenson, M.D., M.P.H.
Commissioner
Baltimore City Health Department
You have requested our opinion concerning a proposed
program of the Baltimore City Health Department to prevent deaths
from heroin overdoses. The program, called “Staying Alive,” would
teach illicit drug users how to reduce the risk of overdose and would
distribute naloxone, a drug used to treat overdoses, to heroin users.
An individual receiving naloxone would be instructed how to
administer the drug to other illicit drug users. You pose two
questions:
1.
Would a physician who prescribes naloxone as part of the
Staying Alive program be subject to criminal prosecution or
professional censure?
2.
Would an individual to whom naloxone is prescribed be
vulnerable to criminal prosecution if that individual administered the
drug to someone experiencing a heroin overdose?
For the reasons set forth in this opinion, the answers to your
questions are as follows:
1.
A physician who prescribed naloxone to a participant in
the Staying Alive program for treatment of that participant would
not be liable for criminal prosecution or professional censure.
However, if the physician prescribed the drug to a participant with
the understanding that the participant would administer it to another
individual who was not a patient of the physician, the physician
might be subject to criminal prosecution and disciplinary action for
aiding the unauthorized practice of medicine and for violation of
State laws relating to prescription drugs.
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Heroin binds to certain receptors in the brain stem, making the
1
brain insensitive to the build-up of carbon dioxide in the blood, and
thereby impedes a person’s normal impulse to breathe. Naloxone is
believed to displace heroin at those receptors and thus to trigger the
individual’s breathing mechanisms. Burris, supra, at p.238.
2.
Similarly, a participant in the Staying Alive program
would not be liable to criminal prosecution if the participant were
prescribed naloxone for the participant’s own use. However, if the
participant were prescribed the drug on the understanding that he or
she would administer it to another person, the participant might be
subject to criminal prosecution for the unauthorized practice of
medicine, for the unlicensed provision of emergency medical
services, and for violation of State laws pertaining to prescription
drugs.
These legal impediments may be eliminated if legislation were
enacted to provide exceptions to the laws relating to prescription
drugs and the practice of medicine. In the meantime, the Health
Department could appeal to the appropriate prosecuting and
regulatory agencies to exercise their prosecutorial discretion to
permit the Health Department to operate a pilot program without fear
of prosecution.
I
Background
A.
Naloxone
Death from a heroin overdose is usually the result of
respiratory failure. Naloxone hydrochloride (“naloxone”) is an
injectable “opiate antagonist” – i.e., it reverses the depressive effects
of drugs like heroin on the respiratory system. Treatment with
naloxone can reverse respiratory failure in a few minutes. Burris,
1
et al., Legal Aspects of Providing Naloxone to Heroin Users in the
United States, 12 Int’l. J. Drug Policy 237, 238 (2001). The drug has
been used in medical settings for 30 years and is considered the
standard of care for treating heroin overdoses. As a result, naloxone
is routinely used by emergency medical personnel to offset the
effects of heroin. See id. at pp. 237-39.
Naloxone has a low risk of side effects and no potential for
abuse. Burris, supra, at pp.238-39. It is not a controlled dangerous
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substance. See 21 C.F.R. §1308.12(b)(1) (excluding naloxone from
Schedule II); Annotated Code of Maryland, Criminal Law Article
(“CR”), §5-403(b)(2) (same). However, the Food and Drug
Administration has not licensed it for “over-the-counter”
distribution. Instead, under federal and State law, it is only available
pursuant to a prescription. See USP DI, Approved Drug Products
and Legal Requirements (23rd ed. 2003) (including naloxone on list
of prescription drugs); see also 21 U.S.C. §353(b)(1); Annotated
Code of Maryland, Health-General Article (“HG”), §21-220(a).
B.
“Staying Alive”
You advise that there are 40,000 injection drug users in
Baltimore City. During the past year approximately 340 drug users
in the City died from overdoses. Nine out of ten of those deaths
were attributed to heroin overdoses. Approximately 50 percent of
heroin addicts experience at least one non-fatal overdose, and 70
percent of users witness an overdose by another addict. Most heroin
overdoses occur in the presence of another person, often an
“injection partner” of the overdose victim. Burris, supra, at pp.237,
239.
In response, the Baltimore City Health Department has
designed the Staying Alive program with the goal of reducing drug
overdose deaths in Baltimore City. The program will educate illicit
drug users in overdose prevention and management. Health
educators will train participants in various first aid skills, including
rescue breathing. In addition, the program will provide detailed
instruction on naloxone and its effects on a heroin overdose.
Program staff will teach participants how to administer the drug by
intramuscular injection.
An illicit drug user who completes the education course will
receive a certificate from the Health Commissioner, together with an
overdose response kit. Each overdose response kit will include a
vial of naloxone, ten single–use intramuscular needles and syringes,
a packet of alcohol swabs, and a packet of protective mouth barriers
for rescue breathing.
The Health Department hopes to reach a total of 2,500
injection drug users and to distribute 800 overdose response kits in
the highest risk areas of the City during the first two years of the
program. Researchers at Johns Hopkins University and the
University of Maryland will help evaluate the effect of the program.
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You state that public health agencies in several other
jurisdictions have implemented naloxone distribution programs in
order to reduce the number of deaths from heroin overdose and have
reported positive results.
You ask whether physicians involved in such a program in
Maryland could be vulnerable to professional discipline, and
whether physicians and participating drug addicts could be subject
to criminal prosecution.
II
Analysis
As a general rule, State law accords broad discretion to
physicians to prescribe drugs for their patients, particularly drugs
that are not controlled substances. However, the Staying Alive
program, as it is currently envisioned, would provide for the
dispensing and distribution of naloxone beyond the physician-patient
relationship. As we understand it, a physician would prescribe and
dispense naloxone to a heroin addict who participates in the program
with the understanding that the participant would later administer the
drug to another drug user, perhaps an “injection partner” of the
participant, if the participant believed that the other individual was
suffering a heroin overdose. The physician would not necessarily
have a physician-patient relationship with the individual to whom
the drug would be administered – indeed, that person might well be
unknown to either the physician or the program. In essence, the
participating addict would be enlisted as a specialized emergency
medical technician for heroin overdoses.
The distribution of a prescription drug to a program participant,
for administration to another individual unknown to the prescribing
physician, raises issues under State laws governing the practice of
medicine, the provision of emergency medical services, and the
dispensing and distribution of prescription drugs.
A.
Potential Liability of Physician
1.
Possible Violations of Medical Practice Act
Prescribing medication is part of the practice of medicine as
defined by the Maryland Medical Practice Act. See Annotated Code
of Maryland, Health Occupations Article (“HO”), §14-101(k)(2)(i)
(“practice medicine” includes “diagnosing ... treating ... [and ]...
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The law also requires the physician to provide a written
2
prescription and to maintain certain records concerning the drugs
dispensed. COMAR 10.13.01.04D-E, H, K.
During its recently concluded session, the General Assembly
3
passed legislation under which the BPQA will be renamed the “State
Board of Physicians” effective July 1, 2003. Senate Bill 500 (2003).
prescribing for ... any physical, mental, or emotional ailment or
supposed ailment of an individual ... by ... drug...”). A physician’s
authority to dispense prescription medications is recognized in the
Maryland Pharmacy Act. See HO §12-102(c)-(d), (f)-(g). However,
a physician may dispense prescription drugs only to a patient of the
physician. COMAR 10.13.01.04C.
2
The Medical Practice Act allows a physician to delegate
medical duties in accordance with “rules, regulations, and orders” of
the Board of Physician Quality Assurance (“BPQA”). HO §14-
3
306(a). For example, a physician may delegate medical acts to other
health care professionals, including licensed emergency medical
technicians. HO §14-306(b); Annotated Code of Maryland,
Education Article (“ED”), §13-516(f).
The BPQA has adopted regulations governing the delegation
of medical acts to individuals who are not otherwise regulated by a
State licensing board. Those regulations require the delegating
physician to:
(1) Evaluate the risk to the patient and
the outcome of the delegated acts;
(2) Delegate only those technical acts
that are customary to the practice of the
supervising physician;
(3) Delegate only those technical acts for
which the assistant has been trained;
(4) Be responsible for the acts of the
assistant; and
(5) Supervise the assistant.
COMAR 10.32.12.03A.
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The cross-reference to the Maryland Pharmacy Act refers to
4
dispensing free drug samples or starter dosages to a patient of the
physician with appropriate recordkeeping. HO §12-102(a), (d), (f).
These regulations pose a hurdle for the Staying Alive program,
especially in that they require the physician to assess the outcome
and risk to the patient (i.e., the overdosing addict) and to “supervise”
the delegated act (i.e., the administration of naloxone). First, under
the Staying Alive program as it is currently envisioned, the
delegating physician would not necessarily have an opportunity to
make an individualized assessment of outcome and risk with respect
to the person to whom the drug is administered.
Second, it appears unlikely that the physician could provide the
required supervision. The regulations elaborate on the degree of
supervision required when a physician delegates various types of
“technical acts” to an unlicensed individual. See COMAR
10.32.12.04. The regulations permit a physician to delegate, without
on-site supervision, “technical acts which include but are not limited
to” a number of activities, including the provision of medication in
certain circumstances. In particular, a physician may allow an
unlicensed person to:
provid[e] sample packets of medication,
selected by a physician who is physically
present at the time of selection, to patients as
directed by the delegating physician and in
conformance with [§12-102(a), (d), (f) of the
Maryland Pharmacy Act] ;
4
COMAR 10.32.12.04(D)(1)(h). A physician also may delegate
“preparing and administering oral drugs” without on-site
supervision. COMAR 10.32.12.04D(1)(i). However, the
administration of a naloxone injection does not fall within either of
these specifically authorized delegations. The inclusion of the
phrase “but not limited to” in the introductory clause of Regulation
.04D suggests that other unlisted medical acts may be delegated
without on-site supervision, although it does not provide any criteria
for determining what those acts might be.
Another portion of the BPQA regulations specifically allows
a physician to delegate “preparing and administering injections
limited to intradermal, subcutaneous, and intramuscular ....” This
would apparently encompass a naloxone injection. However, the
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The regulations permit the delegation of intravenous injections
5
only with the “direct supervision” of the physician. COMAR
10.32.12.04D(2)(b). “Direct supervision” is defined as “oversight by
a delegating physician who is: (a) personally treating the patient;
and (b) in the presence of the assistant and the patient.” COMAR
10.32.12.02B(5) (emphasis added).
regulation authorizes such a delegation “with on-site supervision.”
COMAR 10.32.12.04D(2)(a). “On-site supervision” is defined as
5
“oversight exercised by a delegating physician who is present at the
site and able to be immediately available in person during the course
of” the injection. See COMAR 10.32.12.02B(6) (emphasis added).
The specific authorization to delegate intramuscular injections “with
on-site supervision” suggests that the BPQA did not intend to
authorize the delegation of intramuscular injections to an unlicensed
person without on-site supervision.
Thus, while the regulations appear to allow a physician to
delegate a medical act such as an intramuscular injection to a trained
lay person, they contemplate that the injection will be performed in
the vicinity, and with the availability, of the delegating physician at
the time of treatment.
The regulations also specifically provide that a physician may
not delegate the act of dispensing medication or “initiating
independently any form of treatment, exclusive of cardiopulmonary
resuscitation.” COMAR 10.32.12.04E. See also 80 Opinions of the
Attorney General 173, 178 (1995). Based on your description of the
Staying Alive program, it appears that a participant who observed an
overdose and injected the overdose victim would be initiating
treatment as well as administering the medication.
In summary, if a physician provided naloxone to a participant
in the program with the understanding that the drug would be
administered to another unidentified individual, the physician would
essentially be prescribing and dispensing a prescription drug to treat
an individual that the physician had never met and knew little about.
In that situation, the responsibility for diagnosing the overdose and
administering the medication would have been delegated to the
participant. However, there is no specific provision in the BPQA
regulations that allows for the delegation to a lay person of the
medical act of diagnosing and administering medication by
intramuscular injection without supervision.
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For example, the Act requires that a drug dispensed under a
6
prescription have a label that states: (1) the name and address of the
dispenser; (2) the serial number of the prescription; (3) the date of the
prescription or the date that the prescription was filled; and (4) the name
of the prescriber. HG §21-221(a)(1)-(4). The label is also to contain
certain additional information to the extent that information appears in the
prescription, in particular: (1) the name of the patient; (2) directions for
use; and (3) any cautionary statements. HG §21-221(a)(5).
Under the BPQA regulations, a person assisting a physician
who acts beyond the permissible scope of delegation by a physician
is considered to be practicing medicine without a license. COMAR
10.32.12.05A. Thus, the physician could be found to be
“practic[ing] medicine with an unauthorized person or aid[ing] an
unauthorized person in the practice of medicine,” which is a basis
for disciplinary action by the BPQA against the physician. HO §14-
404(a)(18). Such discipline could include a reprimand of the
physician, placement of the physician on probation, a fine, or
suspension or revocation of the physician’s license to practice
medicine. HO §§14-404, 14-405.1, 14-407; COMAR 10.32.12.05B.
For the same reasons, the BPQA could also deny or refuse to renew
a license. HO §14-205(a)(1)(iii).
2.
Possible Violations of State Drug Laws
The Maryland Food, Drug, and Cosmetic Act (“the Act”) sets
forth various requirements related to prescription drugs. See HG
§21-201 et. seq. While the Act sets a number of requirements for
dispensing prescription drugs, fundamental to the concept of a
6
prescription drug is that it is to be used under professional
supervision. That is, a prescription is required because the drug
must be used under the “supervision of a health practitioner
authorized by law to administer such a drug.” HG §21-220(a)(2);
see also 21 U.S.C. §353(b)(1) (using similar language in stating
federal prescription requirement). Because the Staying Alive
program contemplates the administration of naloxone to a person
who may be unknown to the physician, it raises a question as to
whether a prescription drug is being administered under the
supervision of a “health practitioner.”
Under the Act, an improperly dispensed drug is considered a
“misbranded drug.” A physician who dispenses a misbranded drug
could be convicted for a violation of the Act. HG §§21-220(d), 21-
256(1), (5). Such a violation is a criminal misdemeanor that carries
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Individuals who are licensed emergency services providers may
7
provide emergency medical services without being licensed as a physician.
HO §14-301; ED §13-516.
a potential sentence of up to one year imprisonment and a fine of up
to $10,000. HG §21-1215(a)(1). Subsequent violations carry the
possibility of an enhanced sentence of up to three years incarceration
and a fine of up to $25,000. HG §21-1215(a)(2). In addition, the
statute provides for injunctive relief and civil penalties of up to
$5,000 for each day that a violation continues. HG §21-1215(b).
B.
Potential Liability of Participant Who Administers Naloxone
to Another Person
1.
Possible Violations of Medical Practice Act
A participant in the Staying Alive program who received
naloxone to administer to others might be vulnerable to criminal
prosecution for the unauthorized practice of medicine. As noted
above, the definition of “practice medicine” in the Maryland Medical
Practice Act includes prescribing and treating with medication. HO
§14-101(k)(2)(i). An individual may not practice medicine in
Maryland without a license. HO §§14-301, 14-601. There is no
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provision that explicitly permits a physician to delegate to an
unlicensed person the authority to perform a future medical act on an
unidentified individual or to administer a naloxone injection in the
absence of the physician. Thus, a participant in the program who
was provided naloxone and later administered the drug to another
drug user, might be considered to be practicing medicine without a
license.
An individual who practices medicine without a license is
subject to criminal prosecution. Such an offense is a misdemeanor
punishable by imprisonment for up to 5 years and a fine of up to
$50,000. HO §14-607(a)(1), (4). In addition, the BPQA could issue
a cease and desist order or seek injunctive relief against the
participant. HO §14-206(e).
2.
Possible Violations of Emergency Medical Services
Law
The administration of naloxone to a drug user experiencing an
overdose is a form of emergency medical assistance that is
separately regulated by State law. The Emergency Medical Services
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Law defines “emergency medical services” to include “medical
services provided prehospital to prevent imminent death or
aggravation of illness or injury ...” Annotated Code of Maryland,
Education Article (“ED”)§13-516(a)(5). This definition appears to
encompass the activities for which participants will be trained in the
Staying Alive program.
The Emergency Medical Services Law generally prohibits a lay
person from providing emergency medical services without a license
or certificate from the State Emergency Medical Services Board
(“EMS Board”). ED §13-516(b). Violation of the licensing
requirement is a misdemeanor that could result in a fine of up to
$1,000 and imprisonment of up to one year. ED §13-516(b)(4).
However, there are a number of exceptions to the licensing
requirement. For example, the licensing requirement does not apply
to “an individual who is not engaged in providing emergency
medical services on a regular basis who provides emergency medical
services at the scene of a medical emergency in rare instances.” ED
§13-516(b)(2)(iii). The sporadic provision of first aid and naloxone
by a program participant to another heroin addict in the midst of an
overdose may well fall within this exception. On the other hand, it
might be argued that the exception was not designed to cover
specially trained individuals who are expected to respond to
specifically anticipated emergencies.
3.
Possible Violations of State Drug Laws
The participant could also face the same criminal liability
under the Maryland Food, Drug, and Cosmetic Act as outlined above
with respect to the physician. In addition, the unauthorized
distribution of a prescription drug could violate the State criminal
code. In particular, a person may dispense a prescription drug only
pursuant to a prescription by an “authorized provider.” Annotated
Code of Maryland, Criminal Law Article (“CR”), §5-701(b). An
“authorized provider” is defined as a person “licensed, registered, or
otherwise allowed to administer, distribute, dispense, or conduct
research on” drugs “in the course of professional practice or
research.” CR §5-101(d)(1). In addition, a person may not
distribute, or possess with intent to distribute, a prescription drug,
unless otherwise authorized by law. CR §5-701(d)(1). An
individual who violates either of these proscriptions is guilty of a
misdemeanor that carries a potential sentence of up to two years
imprisonment and a fine of up to $1,000. CR §5-701(e).
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A physician is subject to professional discipline if the physician
8
“sells, prescribes, gives away, or administers drugs for illegal or
illegitimate medical purposes.” HO §14-404(a)(27). The prescription of
naloxone to an injection drug user at risk of an overdose for the addict’s
own use would not be an “illegal or illegitimate” medical purpose. See
Burris, supra, at p. 242.
There is some debate about the wisdom of providing naloxone to a
heroin addict in advance of an overdose. See Distributing “miracle drug”
for heroin questioned; City’s plan to let addicts give Narcon called
unwise, Baltimore Sun, p.1B (March 10, 2003). We express no opinion
on the merits of such a policy.
As currently designed, a participant in the Staying Alive
program would administer naloxone to an injection partner without
a prescription specific to the person receiving the injection. Thus,
it could be argued that the participant would be distributing the drug
without legal authorization. In those circumstances, the participant
may be subject to criminal prosecution under CR §5-701.
4.
Immunity from Civil Liability
A participant who administered naloxone to an addict
experiencing an overdose would likely be immune from civil liability
to the addict. See Annotated Code of Maryland, Courts & Judicial
Proceedings Article, §5-603(c). That statute provides that an
individual is not civilly liable for providing medical aid to a victim
during an emergency if the aid is provided without compensation in
a “reasonably prudent” manner and if care of the victim is
relinquished when licensed medical personnel become available.
C.
Resolution of Legal Impediments to Program
These legal impediments to the Staying Alive program may be
eliminated through modification of the program, or the enactment of
legislation specifically designed to permit such a program.
1.
Modification of Program
A physician and a program participant should not be at risk of
criminal liability if, as part of the program, the physician establishes
a patient-physician relationship with a drug user participant and
prescribes naloxone for that participant. In our opinion, it is also
8
permissible for the physician, in the course of prescribing the drug,
to instruct another person, such as a family member or friend, how
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to assist the participant in administering the drug. For example, it
would be permissible for a physician to provide naloxone to
“injection partners” and to instruct each of them how to assist the
other. In that case, neither of the participants would be engaging in
the unauthorized practice of medicine. However, as a practical
matter, it may be unlikely that an overdosing addict would be
capable of initiating his or her own treatment, including
administration of the drug.
2.
Legislation
Appropriate legislation enacted by the General Assembly could
resolve issues of potential criminal liability and professional
discipline under State law.
A possible model for legislation authorizing a naloxone
distribution program is the Insect Emergency Treatment Program
enacted by the General Assembly in 1995. See HG §13-701 et seq.
That program authorizes a lay person to administer a subcutaneous
injection of epinephrine in an emergency situation to a person
suffering an adverse reaction to an insect sting. An individual who
satisfies training and other requirements set forth in the statute may
obtain a prescription for pre-measured doses of epinephrine and the
necessary paraphernalia for the administration of subcutaneous
injections. HG §13-707. Because the prescription, dispensing, and
administration of the drug are authorized by statute, there would be
no criminal liability arising from participation in the Insect Sting
Emergency Treatment Program. In addition, the statute also
explicitly provides immunity from civil liability for the participant
and the prescribing physician. HG §13-708.
In another analogous context, the General Assembly enacted
legislation to remove legal clouds over sterile needle exchange
programs targeted at injection drug users to inhibit the spread of HIV
infection. See HG §24-801 et seq. (Baltimore City needle exchange
program); HG §24-901 et seq. (Prince George’s County needle
exchange program). That legislation provides limited immunity for
participants and staff of the needle exchange programs from the
State criminal laws prohibiting possession of drug paraphernalia.
HG §§24-808, 24-908.
Finally, another state has enacted legislation that expressly
authorizes naloxone distribution programs. To ensure that a program
like Staying Alive would be lawful, the New Mexico Legislature
amended its state laws to permit administration of naloxone by
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unlicensed persons in specific circumstances. That legislation
allows an individual other than a licensed health care professional
to administer an opioid antagonist, such as naloxone, as authorized
by federal, state, or local regulations. Chapter 228, §1, Laws of New
Mexico 2001, codified at N.M. Stat. Ann. §§24-23-1, 24-23-2.
Under that legislation, an unlicensed person who administers
naloxone to another individual is immune from civil liability or
criminal prosecution if the unlicensed person (1) believes in good
faith that the other person is experiencing a drug overdose, and (2)
acts with reasonable care in administering the antidote. §24-23-1.
The legislation also immunizes from civil or criminal liability a
physician or other health care professional who prescribes,
dispenses, distributes, or administers an opioid antagonist with
reasonable care. §24-23-2.
The New Mexico Department of Health implemented that
state’s legislation by adopting regulations. The regulations permit
a person other than a licensed health care professional to administer
naloxone to another person and create an Opioid Antagonist
Administration Program similar in some respects to Staying Alive.
See New Mexico Administrative Code 7.32.7. The regulations
strongly recommend that administration of the drug be coupled with
a call for emergency medical services. Id. 7.32.7.8.
3.
Exercise of Prosecutorial Discretion
In anticipation of proposing legislation, the City Health
Department might appeal to the relevant enforcement agencies to
exercise their prosecutorial discretion to permit a pilot program to be
undertaken on a temporary basis. In particular, the Health
Department could seek assurances from the relevant agencies that
they would not institute criminal prosecution or professional
disciplinary proceedings under narrowly defined circumstances
tailored to the program.
Criminal prosecutors and administrative regulatory agencies
enjoy a measure of prosecutorial discretion. For example, “it is well
settled that the [State’s Attorney’s] determination of which criminal
charges, if any, to bring is a matter of prosecutorial discretion....As
a general rule, whether the State’s Attorney does or does not institute
a particular prosecution is a matter which rests in his discretion.”
Beverly v. State, 349 Md. 106, 707 A.2d 91 (1998) (emphasis
added). Criminal prosecutors commonly agree to forgo criminal
prosecution of violations of the criminal law as part of plea
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agreements or as part of an agreement to confer immunity in return
for a witness’ testimony.
Administrative agencies exercised similar discretion in setting
enforcement priorities. It is not uncommon for administrative
regulatory agencies to provide “no action” or “business review”
letters that articulate the agency’s enforcement intentions under
specified factual circumstances. See, e.g., COMAR 02.02.01.05
(procedures for obtaining “no action position” from Securities
Division); COMAR 02.04.02 (“business review” procedure for
inquiring as to Attorney General’s antitrust enforcement intentions
in specific circumstances); 17 CFR §140.99 (procedures for
obtaining “no action letter” from Commodities Futures Trading
Commission).
In the context of a proposed public health program involving
naloxone distribution, a criminal prosecutor or administrative agency
could determine that it would not be in the public interest to
prosecute possible violations that arose out of a program designed to
provide life-saving assistance to a population otherwise difficult to
reach. Such an approach may be particularly appropriate when the
program is designed as a temporary pilot project to assess its
efficacy, and when the results of the pilot program would be
available to the Legislature to evaluate the merits of creating
statutory authorization for such a program on a more permanent
basis. Such determinations could be embodied in a memorandum of
understanding among the relevant agencies that carefully defined the
circumstances under which the agencies would forgo prosecution.
Of course, whether an agency would enter into such a memorandum
of understanding or otherwise provide an assurance that it would not
prosecute would be a matter within the purview of that agency.
III
Conclusion
In summary, our opinion is as follows:
(1) A physician who prescribed naloxone to a participant in
the proposed Staying Alive program, for treatment of that
participant, would not be liable to criminal prosecution or
professional censure. However, if the physician prescribed the drug
to a participant with the understanding that the participant would
administer the drug to another individual who is not a patient of the
physician, the physician may be subject to criminal prosecution and
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disciplinary action for aiding the unauthorized practice of medicine
and for violation of State laws relating to prescription drugs.
(2) Similarly, a participant in the program would not be liable
to criminal prosecution if the participant were prescribed naloxone
through the program for the participant’s own use. However, if the
participant were prescribed the drug, on the understanding that he or
she would administer it to another unidentified person, the
participant may be subject to criminal prosecution for the
unauthorized practice of medicine, for the unlicensed provision of
emergency medical services, and for violation of State laws
pertaining to prescription drugs.
These legal impediments may be eliminated if the proposal is
modified to provide for administration of naloxone only in the
context of a physician-patient relationship. Alternatively, legislative
action could eliminate the possibility of criminal liability by tailoring
exceptions pertinent to prescription drug requirements and to
restrictions on the unauthorized practice of medicine and
performance of emergency medical services. Pending enactment of
such legislation, the City Health Department could seek assurances
from the relevant prosecuting and regulatory agencies concerning
their enforcement intentions.
J. Joseph Curran, Jr.
Attorney General
Robert N. McDonald
Chief Counsel
Opinions and Advice