88OAG120
88OAG120
Cite as 88 Md. Op. Att'y Gen. 120
120
PUBLIC SAFETY
EMERGENCY MEDICAL SERVICES – COMMUNICABLE DISEASES –
WORKERS’ COMPENSATION – COMPENSATION AVAILABLE
TO PUBLIC SAFETY PERSONNEL WHO UNDERGO
VOLUNTARY SMALLPOX VACCINATION
August 29, 2003
Robert R. Bass, M.D.
Executive Director
Maryland Institute for Emergency Medical
Services Systems
A recent federal initiative has encouraged public safety
personnel, such as law enforcement officers, firefighters, and
emergency medical services personnel, to undergo voluntary
smallpox vaccination as a precaution against contracting that disease
when responding to a bioterrorist incident. As part of that initiative,
Congress addressed compensation of individuals who may suffer
adverse effects from smallpox vaccination in two pieces of
legislation. One law, which was enacted as part of the Homeland
Security Act of 2002, is designed to protect those who carry out the
smallpox vaccination program, by shifting tort liability to the federal
government and limiting that liability to fault-based claims under the
Federal Tort Claims Act. The other law, known as the Smallpox
Emergency Personnel Protection Act of 2003 (“SEPPA”), creates a
new no-fault federal remedy for those who are voluntarily
vaccinated as part of the federal initiative or are infected by contact
with a person who received such a vaccination.
You have asked for our opinion on the availability of
compensation for a Maryland public safety worker who has an
adverse reaction to his or her own vaccination or to the vaccination
of a co-worker. Your request requires an assessment of the recent
federal legislation and of the Maryland Workers’ Compensation Act.
For the reasons set forth in this opinion, we conclude:
1.
Public safety personnel who are voluntarily vaccinated as
part of the federal initiative and who suffer adverse reactions to their
vaccinations will be eligible for benefits under SEPPA, provided
they meet the other requirements of that statute. Benefits received
under SEPPA are not based on fault, but will be reduced by the
amount of any benefits received under the Maryland Workers’
121
The pamphlet is available at:
1
www.bt.cdc.gov/agent/smallpox/
overview/disease-facts.asp.
Compensation Act. To the extent that these personnel also have
claims against entities involved in the manufacture, distribution, or
administration of the vaccine, they will be limited to asserting fault-
based claims against the federal government under the Homeland
Security Act of 2002, and any benefits will be offset by any
compensation received under SEPPA.
2.
The two federal statutes also specifically provide for
compensation of an individual who is infected and suffers an injury
from contact with another individual vaccinated under the federal
initiative. Thus, a Maryland public safety worker who is injured as
a result of the vaccination of a co-worker will be eligible for
compensation under federal law. Again, benefits under federal law
will be offset to the extent the individual receives compensation
under the State workers’ compensation law.
3.
It is likely that the Workers’ Compensation Commission
or a reviewing court would hold that adverse reactions or
complications experienced by a public safety worker arising from
voluntary vaccination of the public safety worker or of a public
safety coworker vaccinated as part of the federal program would
qualify as an accidental injury or as an occupational disease under
the Maryland Workers’ Compensation Act.
I
Background
A.
Smallpox
According to the Centers for Disease Control and Prevention
(“CDC”), smallpox is caused by the variola virus that emerged in
human populations thousands of years ago. The most common form
is known as “variola major,” which results in an extensive rash and
high fever. That form of the disease has an overall fatality rate of
about 30 per cent, although some subtypes of the virus are more
lethal. See CDC Smallpox Fact Sheet – Smallpox Overview
(December 9, 2002).1
A successful worldwide vaccination program has resulted in
eradication of the disease. According to the CDC, the last case of
122
See www.whitehouse.gov/news/releases/2002/12/20021213-
2
1.html.
The declaration also has the effect of activating certain liability
3
protections under federal law. See Part II of this opinion.
See www.bt.cdc.gov/agent/smallpox/vaccination/facts.asp.
4
smallpox in the United States was in 1949 and the last naturally
occurring case in the world was in Somalia in 1977. Routine
vaccination of the general public against smallpox was halted in the
United States as unnecessary. However, there is now concern that
the variola virus might be used as an agent of bioterrorism.
Accordingly, the federal and state governments are taking
precautions to deal with a smallpox outbreak, including vaccination
of key personnel.
B.
Smallpox Vaccination Program
On December 13, 2002, the President of the United States
announced that, in light of the threat of bioterrorism, smallpox
vaccine would be made available on a voluntary basis to medical
professionals and emergency personnel and response teams that
would be the first on the scene in a smallpox emergency. To
2
implement that decision, the Secretary of Health and Human
Services issued a declaration on January 24, 2003, pursuant to the
recently enacted Homeland Security Act of 2002, that certain
“countermeasures” should be taken for the prevention or treatment
of smallpox, including voluntary smallpox vaccination. The
declaration targets certain categories of individuals for the program,
including “[p]ublic safety personnel, including, but not limited to,
law enforcement officers, firefighters, security, and emergency
medical personnel who may be called upon to assist smallpox
response teams….” 68 Fed. Reg. 4212 (January 28, 2003).
3
The smallpox vaccine currently available is a live-virus vaccine
made from a virus related to smallpox. A small number of those
individuals who are vaccinated against smallpox will experience
adverse reactions, which can be serious or life threatening. In
addition, the vaccine virus may spread to an individual who has not
been vaccinated from an individual who has been vaccinated. CDC
Smallpox Fact Sheet – Vaccine Overview (March 31, 2003).4
123
The relevant provisions of both laws are codified as part of the
5
Public Health Services Act, 42 U.S.C. §201 et seq.
II
Federal Liability and Compensation Legislation
The compensation provisions of SEPPA and the Homeland
Security Act of 2002 were triggered by the January 2003 declaration
5
of the Secretary of Health and Human Services. Together, they
provide a basis for federal compensation of public safety personnel
in Maryland, although the benefits provided under these laws may
be adjusted if it is determined that the State workers’ compensation
law also provides benefits.
A.
The Smallpox Emergency Personnel Protection Act of 2003
The Smallpox Emergency Personnel Protection Act of 2003
(“SEPPA”), Pub.L. 108-20, 117 Stat. 638, codified at 42 U.S.C.
§239 et seq., was signed by the President on April 30, 2003, and was
made effective retroactively to November 25, 2002. SEPPA is
designed to provide no-fault compensation for injuries arising from
an adverse reaction to an individual’s own vaccination or to the
vaccination of a co-worker as part of the federal initiative.
Specifically, it provides certain types of compensation to an “eligible
individual” for a “covered injury.”
To qualify for SEPPA coverage, a public safety worker must
be a participant in a smallpox emergency response plan approved by
the Secretary of Health and Human Services and must undergo
vaccination as part of that plan. In particular, a public safety worker
who suffers injury as a result of a smallpox vaccination must fit the
statutory definition of “eligible individual,” which includes an
individual:
(A)
who is a health care worker, law
enforcement officer, firefighter, security
personnel, emergency medical personnel,
other public safety personnel, or support
personnel for such occupational specialties;
(B)
who is or will be functioning in a
role identified in a State, local, or Department
of Health and Human Services smallpox
124
The quoted language is drawn from the statutory definition of
6
“covered individual.” 42 U.S.C. §239(a)(2). Under SEPPA, a covered
individual who sustains a “covered injury” qualifies as an “eligible
individual.” 42 U.S.C. §239(a)(6)(A).
emergency response plan ... approved by the
Secretary [of Health and Human Services];
(C) who has volunteered and been
selected to be a member of a smallpox
emergency response plan described in
subparagraph (B) prior to the time at which
the Secretary publicly announces that an
active case of smallpox has been identified
either within or outside of the United States;
and
(D)
to whom a smallpox vaccine is
administered pursuant to such approved plan
during the effective period of the [declaration
issued by the Secretary of Health and Human
Services under the Homeland Security Act]....
42 U.S.C. §§239(a)(6)(A), 239(a)(2). An individual, who has not
6
been vaccinated but who has contact with someone vaccinated under
the federal program and thereafter is infected with smallpox, is also
an “eligible individual.” 42 U.S.C. §239(a)(6)(B).
The statute defines “covered injury” as:
an injury, disability, illness, condition, or
death (other than a minor injury such as minor
scarring or minor local reaction) determined,
pursuant to the procedures established under
[SEPPA], to have been sustained by an
individual as the direct result of [a smallpox
vaccination or contact with a vaccinated
person during the federal initiative].
42 U.S.C. §239(a)(3).
Benefits under SEPPA are determined by the Secretary of
Health and Human Services and are not subject to administrative or
judicial review. 42 U.S.C. §239a(f). They may include medical
125
Medical benefits include reimbursement for “medical items and
7
services as reasonable and necessary” to treat the injury. 42 U.S.C.
§239c(a).
Payments for lost wages are generally to be at the rate of two-thirds
of normal pay, with increased payments for individuals with dependents.
42 U.S.C. §239d(b). Payments are limited to $50,000 per year, except in
case of permanent and total disability. 42 U.S.C. §239d(c)(3).
The death benefit payable to the individual’s survivors is equal to
the comparable benefit under the Public Safety Officers’ Benefits Program
– currently $262,000 – reduced by the amount of any payments for lost
wages. 42 U.S.C. §239e(a). See also United States Department of Health
and Human Services News Release (March 5, 2003), available at
www.hhs.gov/news/press/2003pres/20030305.html.
benefits, payments for lost wages, and a death benefit. 42 U.S.C.
§§239c-239e.
7
SEPPA specifies that it has no effect on compensation under
any other federal or state law. 42 U.S.C. §239h. Moreover, benefits
under SEPPA are secondary to other coverage that the individual
may have, including “any obligation of ... any State or local
government entity, private insurance carrier, or employer....” 42
U.S.C. §§239c(b), 239d(c)(1)(A), 239e(b)(3)(B). Thus, if an
individual receives compensation under the Maryland Workers’
Compensation Act, any SEPPA benefits will be reduced by a like
amount.
B.
Homeland Security Act of 2002
Section 304 of the Homeland Security Act of 2002 established
certain liability protections in connection with authorized
“countermeasures” against smallpox. See Pub.L. 107-296, 116 Stat.
2165, codified in pertinent part at 42 U.S.C. §233(p). The January
2003 declaration of the Secretary of Health and Human Services
triggered those protections in relation to the smallpox vaccination
program. These provisions were designed to relieve some liability
concerns of individuals and entities involved in the program by
substituting federal liability for other possible claims.
The Homeland Security Act provides liability protection for
“covered persons” – defined as a manufacturer or distributor of a
vaccine, a health care entity under whose auspices the vaccine is
administered or decisions about the administration of the vaccine are
made, health care professionals who administer the vaccine, State
and local entities, and officials, agents, employees, and volunteers
126
The statute reads:
8
(1) In general. For purposes of this section,
and subject to other provisions of this subsection,
a covered person shall be deemed to be an
employee of the Public Health Service with
respect to liability arising out of administration of
a covered countermeasure against smallpox to an
individual during the effective period of a
declaration by the Secretary under paragraph
(2)(A).
42 U.S.C. §233(p)(1).
of those persons or entities. 42 U.S.C. §233(p)(7)(B). Thus, health
care professionals who administer smallpox vaccinations under the
program, as well as the entities that employ them, are “covered
persons” under the statute. An individual who transmits the disease
after being vaccinated as part of the program is also a “covered
person.” 42 U.S.C. §233(p)(7)(B)(v).
The statute shifts liability to the federal government by
designating a “covered person” as a federal employee with respect
to liability arising out of an authorized “countermeasure” such as the
smallpox vaccination program. 42 U.S.C. §233(p)(1). A person
8
with a claim against a covered person must assert the claim against
the federal government following the procedures set forth in the
Federal Tort Claims Act. See 28 U.S.C. §1346. Recovery is based
on negligence or other fault. See Laird v. Nelms, 406 U.S. 797
(1972) (Federal Tort Claims Act provides a remedy only for
wrongful or negligent conduct and does not encompass the concept
of strict or absolute liability). The “covered person” must cooperate
with the federal government in its defense of the claim, or risk
substitution as the defendant. 42 U.S.C. §233(p)(5). In the case of
gross negligence or willful misconduct the federal government may
recover payments made and costs from the covered person. 42
U.S.C. §233(p)(6).
Recent amendments to the Homeland Security Act coordinate
liability under the Act with benefits under SEPPA. To bring a claim
under the Homeland Security Act, a claimant must first exhaust any
remedies available under SEPPA. 42 U.S.C. §233(p)(3)(A). In
addition, any benefits received under SEPPA are offset against
benefits under the Homeland Security Act. 42 U.S.C. §233(p)(3)(C).
Otherwise, the Homeland Security Act provides that a claim against
127
The provisions governing the interplay of benefits available under
9
SEPPA and the Homeland Security Act were enacted in 2003 as Section
3 of SEPPA.
the federal government under the Federal Tort Claims Act “shall be
exclusive of any other civil action or proceeding for any claim or suit
this subsection encompasses.” 42 U.S.C. §233(p)(3)(B).
9
III
Smallpox Vaccination and Workers’ Compensation
A.
The Maryland Workers’ Compensation Act
1.
Purpose
The Maryland Workers’ Compensation Act, codified at
Annotated Code of Maryland, Labor & Employment Article (“LE”),
§9-101 et seq., is designed to ensure that employees receive
compensation for work-related injuries. R.P. Gilbert & R.L.
Humphreys, Jr., Maryland Workers’ Compensation Handbook, §2.1
(2d ed. 1993). The statute is to be “construed as liberally in favor of
injured employees as its provisions will permit in order to effectuate
its benevolent purposes .... Any uncertainty should be interpreted in
favor of the claimant.” Livering v. Richardson’s Restaurant, 374
Md. 566, 574, 823 A.2d 687 (2003); see also Harris v. Board of
Education of Howard County, 375 Md. 21, 57, 825 A.2d 365 (2003).
The Act provides benefits for “covered employees,” which it
defines in some detail in relation to various occupations. See LE §9-
201 et seq. While most public safety personnel are “covered
employees” for purposes of the workers’ compensation law, some
are not. See, e.g., LE §9-234 (detailing extent to which members of
volunteer fire and rescue companies are covered employees).
While a claim under the Workers’ Compensation Act is an
employee’s exclusive remedy against an employer for a work-related
injury, the Act provides the employee with the option of also
pursuing a claim against a third-party tortfeasor who may be liable
for the injury. See LE §9-901 et seq.; Gilbert & Humphries, supra,
§§15.0, 15.3. The Act also provides the employer or insurer with
certain rights against a third-party tortfeasor. LE §9-902(a).
128
2.
Compensable events
The Workers’ Compensation Act provides compensation for
two types of events: (1) accidental personal injury and (2)
occupational disease. LE §9-501 et seq.; Means v. Baltimore
County, 344 Md. 661, 664, 689 A.2d 1238 (1997).
An accidental personal injury is an accidental injury that
“arises out of and in the course of employment.” LE §9-101(b).
Maryland has adopted the liberal “positional risk test” under which
an injury “arises out of” the employment if it would not have
occurred but for the fact that the conditions and obligations of the
employment placed the employee in the position where he or she
was injured. Livering, 374 Md. at 575-76. That test encompasses
injuries that occur during activities incidental to employment, but not
specifically required by the employer. Id. An injury occurs “in the
course of” employment “when it occurs during the period of
employment at a place where the employee reasonably may be in the
performance of his or her duties and while fulfilling those duties or
engaged in something incident thereto.” Id.
An occupational disease is a disease “contracted by a covered
employee … as the result of and in the course of employment.” LE
§9-101(g). In order to result in liability under the workers’
compensation law, an occupational disease must be “due to the
nature of an employment in which hazards of the occupational
disease exist and the covered employee was employed before the
date of disablement; or … [have] manifestations that are consistent
with those known to result from exposure to a biological, chemical,
or physical agent that is attributable to the type of employment.” LE
9-502(d).
3.
Relationship to Federal Compensation Programs
The State workers’ compensation law defers to federal
compensation programs. As a general rule, an employee is not
covered by the Workers’ Compensation Act if the employee is
eligible for compensation under a federal program, other than the
Social Security Act, for accidental personal injury or occupational
disease. LE §9-223(a). In addition, an employee is not eligible for
workers’ compensation benefits if “federal law provides a rule of
liability for injury or death....” LE §9-223(b). However, the
employee is covered by the Maryland Workers’ Compensation Act,
notwithstanding a federal benefit, if the employee is “engaged in
intrastate commerce to the extent that the mutual connection of the
129
individual and the employer with intrastate commerce is clearly
distinguishable and separable from foreign or interstate commerce.”
LE §9-223(c).
B.
Application to Injuries from Smallpox Vaccination
No reported Maryland cases discuss the application of the
workers’ compensation law to injuries arising from smallpox
vaccinations. We understand that the Maryland Workers’
Compensation Commission, which is charged with construing the
Workers’ Compensation Act, has not yet had occasion to consider
the application of the Act to an injury resulting from a smallpox
vaccination under the federal initiative.
There are several cases in other jurisdictions involving
complications from smallpox inoculations that were administered in
connection with the workplace before smallpox vaccinations ceased
in 1972. To determine whether those complications arose out of and
in the course of employment, the courts looked to whether the
vaccination was of benefit to the employer – as opposed to the
employee and the public generally – and whether the employer
encouraged vaccination. Compare Saintsing v. Steinbach Co., 1
N.J.Super. 259, 64 A.2d 99 (App.Div.), aff’d, 2 N.J. 304, 66 A.2d
158 (1949) (holding that employee disabled as a result of smallpox
vaccination was covered by workers’ compensation insurance based
on evidence that prevention of smallpox among the employees
benefitted the employer who had strongly urged employees to take
the vaccine) with Smith v. Seamless Rubber Company, 111 Conn.
365, 150 A. 110 (1930) (denying coverage for employee vaccinated
in company hospital by health care providers hired by employer
when there was no showing of benefit to employer). See generally
Opinion of the Alabama Attorney General, Ala. Op. Atty. Gen. No.
2003-071, 2003 WL 295536 (February 3, 2003) at *6 (listing cases
from numerous jurisdictions).
The voluntary vaccination of public safety personnel to enable
State and local government agencies to prepare for and respond to
a bioterrorist incident clearly benefits the employer of those workers.
If the vaccination is effective, the public safety personnel will be
able to avoid contracting the disease and will be able to continue
providing public safety services that the employer is charged with
providing. The employer has the benefit of a protected workforce
during a smallpox outbreak. Moreover, these vaccinations are being
conducted with the encouragement and cooperation of the employing
agencies.
130
Attorneys General in several states have issued opinions
10
concluding that public safety personnel who are voluntarily vaccinated
under the national program would be covered by the state workers’
compensation law. See Opinion of the Alabama Attorney General, Ala.
Op. Atty. Gen. No. 2003-071, 2003 WL 295536 (February 3,
2003)(employees of hospitals, first responders, other health care providers
and others who receive smallpox vaccinations as a countermeasure under
the declaration of the Secretary of Health and Human Services are covered
by workers compensation insurance); Opinion of the New Hampshire
Attorney General, Opinion No. 202812, 2003 WL 1869617 (January 31,
2003) (workers’ compensation coverage for employees considered
“emergency management workers” under New Hampshire law); Letter of
Jeffrey S. Boyd, Texas Deputy Attorney General for Litigation (February
4, 2003) www.tdh.state.tx.us/stateepi/agletter.doc (advising that workers’
compensation law likely covers health care professionals who receive
smallpox vaccine with employer’s consent or at employer’s request as part
of their work related duties); see also Opinion of the Mississippi Attorney
(continued...)
The fact that the program is voluntary does not diminish the
benefit to the employer of the individual’s vaccination. See
Montgomery County v. Wade, 345 Md. 1, 9, 690 A.2d 990 (1997)
(police officer participating in a voluntary police department
program entitled to workers’ compensation benefits when injured
during such participation). Similarly, in other jurisdictions, it has
been held that workers’ compensation law covers hospital worker
who has an adverse reaction to a voluntary inoculation. See Guillory
v. St. Jude Med. Ctr., 675 So.2d 1198 (La. App. 1996) (hepatitis B
inoculation); Monette v. Manatee Mem. Hosp., 579 So.2d 195 (Fla.
App. 1991) (flu shot).
A public safety worker who was voluntarily vaccinated as part
of the federal program and who had an adverse reaction to the
vaccination would suffer an injury that would not have occurred “but
for” the employee’s status as a public safety worker while he or she
was engaged in an activity incident to that employment. If the
employee contracted smallpox or a related disease from the
inoculation, it would be attributable to the nature of the employment.
Thus, in our view, it is likely that the Workers’ Compensation
Commission or a reviewing court would hold that such
complications qualify either as an accidental injury or as an
occupational disease under the Maryland Workers’ Compensation
Act. Authorities in other states have recently construed their
respective workers’ compensation laws to reach similar conclusions
with respect to the smallpox vaccination program.
10
131
(...continued)
10
General, Opinion No. 2002-0549, 2002 WL 31663408 (September 18,
2002) (concluding that there is coverage for health care workers who
volunteer to be front-line workers in case of smallpox outbreak if the
employer determines pre-vaccinating employees is a necessary precaution
to fulfilling that job responsibility).
In addition, agencies that administer workers’ compensation
programs in a number of states have indicated that an adverse reaction to
a vaccination of public safety personnel under the national program will
be covered by workers’ compensation insurance. See Minnesota
Department of Labor and Industry, Information about workers’
compensation coverage for employees who receive smallpox vaccinations
(2003), www.doli.state.mn.us/smallpox.html (workers’ compensation law
would apply to the extent that vaccinations are given to employees based
on the nature of their employment); Vermont Department of Labor and
Industry, Workers’ Compensation Division, Frequently Asked Questions
– Smallpox Vaccination & Workers’ Compensation (2003)
www.state.vt.us/labind/wcomp/faqpox.htm (employee who suffers
adverse reaction from a smallpox vaccination offered by employer is
covered by workers’ compensation law); Ohio Better Workers
Compensation, Fact Sheet: Workers’ Compensation Benefits for the
Smallpox Vaccine (December 2002), www.ohiobwc.com/downloads/bro
chureware/factsheets/PoxFactsheet.pdf (indicating coverage for a serious
or life-threatening reaction to smallpox vaccine); Kentucky Department
of Workers’ Claims, Bulletin: Workers’ Compensation Coverage for
Healthcare Workers Receiving Smallpox Vaccinations (January 24, 2003),
labor.ky.gov/dwc/pdf-file-misc/bulletin1.pdf (vaccination of healthcare
workers as encouraged in the Homeland Security Act benefits employer
and, accordingly, workers’ compensation coverage would apply); North
Dakota Workers’ Compensation, Press Release: ND Workers’
Compensation will cover first responders who experience adverse
reactions to smallpox vaccine during phase two of the national
vaccination program (March 5, 2003) www.ndworkerscomp.com/about/
gen_info/Press_Releases/SmallpoxVaccine.pdf (healthcare workers’ and
emergency responders’ reactions to smallpox vaccine during phase two of
the national program).
C.
Effect on Eligibility for Compensation Under SEPPA and
Homeland Security Act
As noted above, under LE §9-223, an employee is not covered
by the Workers’ Compensation Act if the employee is eligible for
compensation under a federal program other than Social Security or
if federal law provides a “rule of liability for injury or death.” LE
§9-223 has been applied in cases involving the Federal Employer
Liability Act. Hines v. Baechtel, 137 Md. 513, 113 A. 126, cert.
132
In some respects, SEPPA is based on the federal statute at issue
11
in Rose: the Public Safety Officer’s Death Benefits Act (“PSOB”). 42
U.S.C. §5796. Unlike the PSOB, SEPPA does not specify that benefits
are supplemental in nature. However, it arguably is even clearer than the
PSOB in declaring ineffective the offset provisions in State compensation
statutes.
denied, 256 U.S. 698 (1921). A treatise on the State Workers’
Compensation Act states that this provision would also exclude
employees covered by the Federal Employee Compensation Act, the
Longshore & Harbor Workers’ Compensation Act, the Jones Act,
among other laws. R.P. Gilbert & R.L. Humphreys, Jr., Maryland
Workers’ Compensation Handbook, §4.3-4 (2d ed. 1993). Thus, it
appears that LE §9-223 has been applied to defer to federal
compensation schemes that cover federal employees and employees
of certain entities engaged in interstate commerce. No authority
specifically addresses the question whether eligibility for benefits
under SEPPA or the Homeland Security Act affects coverage under
the Maryland Workers’ Compensation Act.
1.
SEPPA
In our view, the Workers’ Compensation Act does not
eliminate workers’ compensation benefits if the employee is eligible
for benefits under SEPPA. SEPPA provides that, except as provided
in SEPPA itself, it is not to be construed to “override or limit any
rights an individual may have to seek compensation ... under any
other provision of Federal or State law.” 42 U.S.C. §239h. Under
the Supremacy Clause of the United States Constitution, that
provision takes precedence over a provision of a state workers’
compensation law that would construe SEPPA to limit workers’
compensation benefits. See Rose v. Arkansas State Police, 479 U.S.
1 (1986) (state statute that provided for offset of workers’
compensation benefits by benefits payable under federal statute was
in conflict with supplementary nature of federal statute and therefore
invalid under the Supremacy Clause). In any event, in most
11
instances involving public safety personnel, especially county and
other local personnel, the offset provisions of LE §9-223 would not
pertain as most such workers would likely be considered to be
engaged in intrastate commerce. See LE §9-223(c).
Thus, in our view, a public safety worker’s eligibility for
benefits under SEPPA does not affect that worker’s eligibility for
workers’ compensation benefits.
133
www.bt.cdc.gov/agent/smallpox/vaccination/healthcare-304-
12
guidance.asp
2.
Homeland Security Act
The interplay between LE §9-223 and the Homeland Security
Act depends on the interpretation of an exclusivity provision in the
federal law. The federal statute states that it provides an exclusive
remedy “for any claim or suit [it] encompasses.” 42 U.S.C.
§233(p)(3)(B). This raises a question as to whether the Homeland
Security Act bars a workers’ compensation claim by a public safety
worker when the employer is a “covered person” for purposes of the
Act.
The CDC has issued guidance for interpreting this provision of
the Homeland Security Act. That guidance states that “[42 U.S.C.
§233(p)] does not bar workers’ compensation claims in the way it
bars other suits. Other statutes, e.g., the Federal Tort Claims Act,
that create similar remedies and that exclude other claims have been
interpreted as not excluding workers’ compensation claims.” CDC,
Guidance for the Healthcare Community Concerning Section 304 of
the Homeland Security Act (updated as of January 17, 2003) ; see
12
also Makarova v. United States, 201 F.3d 110 (2d Cir. 2000)
(because plaintiff was an employee of a federal entity, her remedy
was under workers’ compensation law, rather than Federal Tort
Claims Act). According to the CDC’s analysis of the Act, state
workers’ compensation laws determine the availability of a claim
under the Homeland Security Act. For example, if a workers’
compensation claim is the sole recourse under state law, and the
injured individual would not have a claim against anyone else with
respect to the injury, then there would be no claim under the federal
law either. Id.
The Attorney General of New Hampshire has reached a similar
conclusion. See Opinion of the New Hampshire Attorney General,
Opinion No. 202812, 2003 WL 1869617 (January 31, 2003). That
opinion reasoned that, under New Hampshire tort law, an entity that
would qualify as a “covered person” under the Homeland Security
Act, could not be sued by an employee for a work-related injury;
rather, the employee’s sole remedy against the employer would be
under New Hampshire’s exclusive workers’ compensation law.
Accordingly, there would be no tort claim for which a similar claim
against the federal government would be substituted under the
Homeland Security Act. The employee would only have a claim
134
under the Homeland Security Act if a third-party tortfeasor covered
by the Act were liable for the injury.
In our opinion, Maryland law leads to the same conclusion.
For example, if a law enforcement officer who participated in the
federal program suffered an adverse reaction to a vaccination, the
officer would have no tort claim under Maryland law against the
officer’s employing agency. Accordingly, the officer would have no
claim against the federal government under the Homeland Security
Act. (Of course, the officer would likely be entitled to compensation
under SEPPA and the State workers’ compensation law). If the
officer were vaccinated at a hospital that fit the definition of
“covered person,” and the particular circumstances supported a tort
claim against the hospital, then the Homeland Security Act would
convert the officer’s claim against the hospital into a claim against
the federal government.
IV
Conclusion
It is our opinion that:
1.
Public safety personnel who are voluntarily vaccinated as
part of the federal initiative and who suffer adverse reactions to their
vaccinations will be eligible for benefits under SEPPA if they satisfy
the other requirements of that statute. Benefits received under
SEPPA are not based on fault, but will be reduced by the amount of
any benefits received under the Maryland Workers’ Compensation
Act. To the extent that these personnel have claims against entities
involved in the manufacture, distribution, or administration of the
vaccine, they will be limited to asserting fault-based claims against
the federal government under the Homeland Security Act of 2002,
and any benefits will be offset by any compensation received under
SEPPA.
2.
The two federal statutes also specifically provide for
compensation of an individual who is infected and suffers an injury
from contact with another individual vaccinated under the federal
initiative. Thus, a Maryland public safety worker who is injured as
a result of the vaccination of a co-worker will be eligible for
compensation under federal law. Again, benefits under federal law
will be offset to the extent the individual receives compensation
under the State workers’ compensation law.
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3.
It is likely that the Workers’ Compensation Commission
or a reviewing court would hold that adverse reactions or
complications experienced by a public safety worker arising from
voluntary vaccination of the public safety worker or of a public
safety coworker vaccinated as part of the federal program would
qualify as an accidental injury or as an occupational disease under
the Maryland Workers’ Compensation Act.
J. Joseph Curran, Jr.
Attorney General
E. Fremont Magee
Assistant Attorney General
Robert N. McDonald
Chief Counsel
Opinions and Advice