89OAG031
89OAG031
Cite as 89 Md. Op. Att'y Gen. 31
31
CHILD ABUSE AND NEGLECT
PUBLIC INFORMATION ACT – RESTRICTIONS ON CONTENT AND
DISSEMINATION OF REPORTS OF INDEPENDENT JUVENILE
JUSTICE MONITOR
February 17, 2004
The Honorable M. Teresa Garland
Special Secretary
Governor’s Office for Children,
Youth, and Families
You have asked for our opinion about the extent to which the
Office of the Independent Juvenile Justice Monitor (“Independent
Monitor”) must keep confidential information that it receives in
carrying out its statutory responsibilities to evaluate and report on
investigations of alleged child abuse or neglect at facilities of the
Department of Juvenile Services (“DJS”). You specifically ask us
to reconcile the Independent Monitor’s statutory obligations to
provide reports to other State officials and to respond to requests
under the Maryland Public Information Act (“PIA”) with the
confidentiality requirements that pertain to child abuse investigations
under Annotated Code of Maryland, Article 88A, §6(b). We
summarize your questions as follows:
1.
To what extent does Article 88A, §6(b), limit the
information regarding incidents and investigations of possible child
abuse and neglect that the Independent Monitor may include in the
reports that it is required to provide to various State officials?
2.
To what extent does Article 88A, §6(b), or other law
further limit the information in a report of the Independent Monitor
that may be disclosed in response to a request under the PIA?
3.
Do the restrictions imposed by Article 88A, §6(b), on the
information in a report depend on which agency provided the
information to the Independent Monitor?
32
For the reasons explained in this opinion, we conclude:
1.
A report by the Independent Monitor may, and should,
include findings and recommendations regarding public agency
performance in response to allegations of child abuse and neglect at
DJS facilities. However, to comply with Article 88A, §6(b), the
report should not identify, or disclose information that invades the
privacy of, a child, the child’s family, the individual who allegedly
committed the abuse, or the individual who reported suspected abuse
to State or local authorities.
2.
Assuming that a report is prepared in compliance with
Article 88A, §6(b), that statute would not further restrict the public
inspection of the report pursuant to a PIA request. Of course, in
responding to a PIA request, the Independent Monitor must also
consider other applicable exceptions to the general rule of disclosure
under the PIA. In particular, the Independent Monitor should
consult with agencies that provided investigative reports to
determine whether public disclosure of the contents of those records
would compromise a current investigation or otherwise be contrary
to the public interest. To the extent possible, the Independent
Monitor should identify the parts of a report subject to that
exemption at the time the report is provided to State officials.
3.
The restrictions imposed by Article 88A, §6(b), apply to
information that the Independent Monitor obtains from DJS, local
departments of social services, law enforcement agencies, or other
agencies, as well as to results of any investigation by the
Independent Monitor itself.
I
The Independent Monitor
A.
Duties of the Independent Monitor
The Independent Monitor, established in the Governor’s Office
for Children, Youth, and Families (“OCYF”), is responsible for
determining “whether the needs of children under the jurisdiction of
33
1The Independent Monitor was originally created in 2000 under a
Memorandum of Agreement of the Subcabinet for Children, Youth, and
Families, an entity comprised of the heads of various human services
agencies. See Annotated Code of Maryland, Article 49D, §4.1. Two years
later, the General Assembly codified the Independent Monitor and
expanded its responsibilities. Chapter 255, Laws of Maryland 2002.
2Under State law, reports of child abuse or neglect are referred to a local
department of social services or an appropriate law enforcement agency.
See Annotated Code of Maryland, Family Law Article (“FL”), §§5-704,
5-705. Local departments of social services are charged with investigating
those reports and pursuing various remedies, and providing treatment.
See, e.g., FL §§5-706 (investigations), §5-709 (removal of child from
home), §5-710 (provision of services to child); see also COMAR
07.02.07.01A.
the Department [of Juvenile Services] are being met in compliance
with State law, that their rights are being upheld, and that they are
not being abused.” Annotated Code of Maryland, Article 49D,
§40(f).1 The Independent Monitor must evaluate facilities owned or
operated by DJS, including physical conditions, staffing, grievance
and monitoring processes, and the treatment and services provided
to residents. Article 49D, §43(1). It is to review DJS’s internal
monitoring and incident reporting activities, as well as the reports of
findings of the local departments of social services2 concerning
incidents at the facility. Article 49D, §43(2), (5), (6). The
Independent Monitor is to make unannounced site visits to facilities,
interview staff, youth, and others, and participate in multi-
disciplinary teams organized as part of an investigation of an
allegation of abuse or neglect at a DJS facility. Article 49D,
§§43(4), 44(2), (4).
B.
Reporting Obligations of the Independent Monitor
The Independent Monitor law directs the Independent Monitor
to report detailed findings and recommendations to the legislative
leadership and various other State officials. Article 49D, §45. The
statute requires the Independent Monitor to issue two basic types of
reports: (1) special reports keyed to particular problems or findings,
and (2) periodic reports summarizing the activities of the
Independent Monitor.
34
3The reports are to be submitted to the legislative leadership in
accordance with Annotated Code of Maryland, State Government Article
(“SG”), §2-1246. Under that provision, five copies are delivered to the
Department of Legislative Services. SG §2-1246(b)(1). Copies are to be
provided to other members of the Legislature upon request or upon
direction of the leadership. SG §2-1246(b)(2).
First, the Independent Monitor must provide ongoing “timely”
reports concerning:
(1) Any
problem
regarding
the
care,
supervision, and treatment of children in
DJS facilities;
(2) Findings and recommendations related to
its investigations of disciplinary actions,
grievances, incident reports, and cases of
alleged child abuse and neglect; and
(3) Other findings and actions undertaken by
the Independent Monitor.
Article 49D, §45(a). These reports are to be made to the Subcabinet
for Children, Youth, and Families, to the Special Secretary for
OCYF, and also to the Speaker of the House of Delegates and the
President of the Senate.3 Id.
Second, the Independent Monitor must prepare, on a quarterly
and an annual basis, reports that describe “all activities of the
Office” and any actions taken by DJS as a result of findings and
recommendations of the Independent Monitor. Article 49D, §45(b)-
(c). The quarterly reports are also to summarize any violations of
DJS standards or regulations that remained unabated for more than
30 days during the quarter. Article 49D, §45(b)(3)(iii). These
reports are to be provided to the Special Secretary, the Secretary of
DJS, and the General Assembly. Article 49D, §45(b)-(c). Copies of
the quarterly reports must also be sent to the State Advisory Board
for Juvenile Services, while copies of the annual reports are to be
35
4See, e.g., Independent Juvenile Justice Monitor Special Report on
Conditions/Incidents: Physical Abuse/Neglect Incidents, Thomas J.S.
Waxter Children’s Center (June 30, 2003) (findings and recommendations
concerning excessive use of force incidents and other child abuse
allegations at the Waxter Center during 2003); Charles Hickey School
(May 29, 2003) (findings and recommendations regarding DJS reporting
of and response to 20 cases of suspected child abuse or neglect during
2003 at the Charles Hickey School); Overcrowding/Inadequate Staffing
and Supervision/Sexual Behavior between Youth/Decreased Incident
Reporting/Threats to Life, Health and Safety, Cheltenham Youth Facility
(November-December 2003) (findings and recommendations regarding
health and safety risks to youth as a result of severe understaffing and
failure to report violent incidents to DJS and other authorities).
sent to the Governor and to special advisory boards related to
specific juvenile facilities. Id.
C.
Requests for Reports of the Independent Monitor
Since its inception, the Independent Monitor has reviewed a
number of instances of alleged child abuse and neglect in DJS
facilities and has produced reports that identify practices that may
impair the State’s ability to prevent abuse and neglect or to respond
effectively when it occurs.4 The Independent Monitor has relied on
information from numerous sources, including DJS incident reports,
records and reports of local departments of social services and law
enforcement agencies, interviews with facility staff and residents,
personal observations by the Independent Monitor’s staff, and
participation in multi-disciplinary teams investigating particular
incidents.
The Independent Monitor’s reports have included detailed
findings concerning alleged abuse incidents and the responses of
DJS, local departments of social services, and law enforcement
personnel. The reports also make recommendations for corrective
action to improve public agencies’ response to child abuse and
neglect allegations and incidents. It is our understanding that the
Independent Monitor has attempted to exclude from its reports
identifying information concerning youths who may be the subjects
of abuse or neglect, reporters of suspected abuse, and alleged
abusers.
36
The Independent Monitor’s reports have been disseminated
to various State officials in accordance with the Independent
Monitor law. Like other agencies, the Independent Monitor receives
requests for copies of its reports pursuant to the Maryland Public
Information Act (“PIA”), Annotated Code of Maryland, State
Government Article (“SG”), 10-611 et seq. Before releasing a report
in response to such a request, the Independent Monitor must redact
information if disclosure of that information is prohibited by the PIA
or other laws, such as Article 88A, §6(b).
II
Confidentiality Requirements of Article 88A, §6(b)
Much of the information and many of the reports reviewed by
the Independent Monitor derive from investigations by law
enforcement agencies and local departments of social services of
suspected child abuse and neglect. Article 88A, §6(b) generally
provides that “all records and reports concerning child abuse and
neglect are confidential.” The statute and a related regulation of the
Department of Human Resources (“DHR”) set out limited
circumstances under which disclosure is permitted. Article 88A,
§6(b)(1)-(2); COMAR 07.02.07.19. Unauthorized disclosure is a
criminal misdemeanor. Article 88A, §6(e).
The exceptions to the broad prohibition against disclosure are
limited to specifically described situations and classes of persons
who investigate the child abuse allegations, care directly for a child,
or administer or oversee social welfare programs. Disclosure may
be made pursuant to a court order or, in more limited circumstances,
an order of an administrative law judge. Article 88A, §6(b)(1).
Disclosures are also permitted, for specified purposes, to various
other State and local officials who investigate allegations of child
abuse or neglect, to entities such as the State Council on Child
Abuse and Neglect, the State Citizens Review Board for Children,
and child fatality review teams, and to officials responsible for child
protective services or child care, foster care, and adoption licensing.
Article 88A, §6(b)(2)(i), (ii), (iii). Disclosure may also be made to
licensed practitioners or officials providing services to the victims
37
of abuse or neglect. Article 88A, §6(b)(2)(i), (v). Other permissible
recipients of this information include a person accused of child
abuse or neglect, the parent or custodian of a child, and a school
superintendent or director of a child care facility responsible for
taking administrative or personnel action against an alleged abuser.
Article 88A, §6(b)(2)(iv), (vi), (vii), (viii).
One of these exceptions specifically allows for disclosures to
the Independent Monitor. Article 88A, §6(b)(2)(ix). However, the
statute is silent on whether this exception encompasses redisclosures
in the Independent Monitor’s reports. The DHR regulation attempts
to ensure that redisclosure of such information is governed by the
same standards as the original disclsoure. It provides that a record
or report “may only be disclosed to individuals who, by law or
written agreement, are subject to the requirements of Article 88A,
§6(b)....” COMAR 07.02.07.19F.
Both the statute and the regulation emphasize that the identity
of the individual who reports alleged abuse or neglect is to remain
confidential. See, e.g., Article 88A, §6(b)(iv) (disclosure permitted
to alleged abuser if identity of reporter is protected), (vi) (disclosure
to parent or custodian permitted if reporter’s identity is protected);
COMAR 07.02.07.19E, I.
Finally, the statute contains a proviso that it should not be
construed to prohibit “... the publication, for administrative ...
purposes, of statistics or other data so classified as to prevent the
identification of particular persons or cases.” Article 88A, §6(c)(1).
The confidentiality requirements of Article 88A, §6(b), are
designed to ensure that the State complies with federal regulations
issued under the Child Abuse Prevention and Treatment Act, 42
U.S.C. §5101 et seq. The federal statute prescribes eligibility criteria
for certain federal grants for child abuse and neglect treatment and
prevention programs. To maintain a state’s eligibility, among other
things, the state’s law must include confidentiality provisions for
child abuse and neglect records that are designed to protect the
rights of victims of alleged abuse or neglect and their parents or
guardians. 42 U.S.C. §5106a(b)(2)(A)(v). A related regulation
38
requires that projects and programs supported by federal grants
“must hold all information related to personal facts or circumstances
about individuals involved in those projects or programs confidential
and shall not disclose any of the information in other than summary,
statistical, or other form which does not identify specific individuals
[except in specified circumstances].” 45 CFR §1340.20. Another
regulation, on which Article 88A, §6(b), is patterned, spells out
specific circumstances in which disclosure is permitted. See 45 CFR
§1340.14(i).
III
Application of Article 88A, §6(b),
to Independent Monitor Reports
A.
Restrictions on Content of Reports
You first ask about the extent to which Article 88A, §6(b),
limits the information that the Independent Monitor may include in
the reports required by its enabling legislation. At first glance, the
two statutes may appear to work at cross purposes. Article 88A,
§6(b), strictly limits the disclosure of information concerning
investigations of child abuse and neglect, even to government
officials. On the other hand, the Independent Monitor law requires
reports that necessarily must discuss such investigations at DJS
facilities.
We begin our analysis from the premise that the two statutes
should be harmonized to the extent possible. State v. Ghajari, 346
Md. 101, 115, 695 A.2d 143 (1997) (“when two statutes appear to
apply to the same situation, this Court will attempt to give effect to
both statutes to the extent that they are reconcilable”). In that light
we look to the legislative purpose underlying these enactments.
Kaczorowski v. Mayor of Baltimore, 309 Md. 505, 514-15, 525 A.2d
628 (1987).
The Independent Monitor was created in response to reports
of alleged child abuse at DJS facilities and concerns that there was
a need for enhanced oversight of the agency’s handling of such
39
5The 1986 opinion also specifically addressed the extent of disclosure
when a child has died and a parent or other custodian of the child has been
arrested on charges related to alleged abuse. The Legislature subsequently
codified and elaborated on the guidelines provided by the opinion, by
enacting Article 88A, §6A. Chapters 405, 406, Laws of Maryland 1998.
That statute explicitly grants the Secretary of Human Resources and local
social services directors the discretion to disclose information regarding
a child abuse investigation if the child has died or suffered serious injury,
criminal charges have been filed, and disclosure is not contrary to the best
(continued...)
incidents. See, e.g., Criminal probe focuses on boot camp guards;
Glendening orders monitoring of all juvenile facilities, Baltimore
Sun (December 14, 1999) at p. 1A. The Independent Monitor law
directs the Independent Monitor to review child protective services
findings regarding abuse or neglect investigations at DJS facilities,
and to participate in local child abuse and neglect multi-disciplinary
investigatory teams, Article 49D, §§43, 44, and to report “[f]indings,
actions, and recommendations, related to the investigations of ...
alleged cases of child abuse and neglect” to the Subcabinet and
legislative leadership, Article 49D, §45(a). These responsibilities
signal a legislative intent to include specific findings regarding child
abuse and neglect incidents and investigations in the Independent
Monitor’s ongoing reports to the Subcabinet and legislative
leadership.
In our opinion, Article 88A, §6 (b), is not to the contrary. In
a 1986 opinion, Attorney General Sachs reviewed Article 88A, §6,
and the related federal law and regulations. He concluded that, even
within the strict confines of the “legally mandated preservation of
personal privacy,” the statute and regulations should be construed to
permit review of agency performance. 71 Opinions of the Attorney
General 368 (1986).
As Attorney General Sachs noted, the federal law on which
Article 88A, §6(b), is based is intended to protect the privacy of a
child and the child’s family and, thus, “can properly be read as
permitting disclosure, in the public interest, of information that
would not impair personal privacy.” 71 Opinions of the Attorney
General 368, 377 (1986).5 This is thoroughly consistent with the
40
5(...continued)
interests of the child. Article 88A, §6A. In those circumstances, the
identity of the suspected victim of abuse may be disclosed, but not the
identity of the person who reported the alleged abuse or neglect. Article
88A, §6A(d)-(e).
intent of the federal law “to promote the establishment and conduct
of effective state programs to prevent and treat child abuse.” Id.
Thus, as the 1986 opinion concluded, public disclosure that does not
run afoul of Article 88A, § 6(b), and that would contribute to a fuller
airing of “the quality of performance by social services agencies in
handling child abuse cases,” would ultimately promote agency
effectiveness and permit agencies and the public to identify
improvements in organization, administration, staffing, or funding
of child protective services. Id.
Notably, the federal regulations, on which Article 88A, §6(b),
is patterned clearly contemplate that non-identifying information will
be disclosed as part of the oversight of agency performance. They
provide that a state may, by statute, authorize disclosure to:
[a]n appropriate State or local official
responsible for ... oversight of the
enabling or appropriating legislation,
carrying out his or her official
functions; and
[a] person, agency, or organization
engaged in a bona fide ... evaluation
project,
but
without
information
identifying individuals named in a
report or record, unless having that
information open for review is essential
to the ... evaluation, the appropriate
State official gives prior written
approval, and the child, through his/her
representative ..., gives permission to
release the information.
41
6This proviso would not pertain if specific information had already
properly become a matter of public record – for example, if the alleged
perpetrator had been named as a defendant in a criminal proceeding
arising out of the incident. See 71 Opinions of the Attorney General 368,
375 (1986).
45 CFR §1340.14(i)(2)(x)-(xi). As is evident, such a disclosure is
limited, as necessary, to preserve individual privacy.
Attorney General Sachs concluded similarly that Article 88A,
§6(b) is “not intended to shield from public scrutiny the functioning
of child protective services [and] should be construed to permit
disclosure of facts about local department performance — if, but
only if, disclosure does not compromise the privacy interests that the
restrictions require to be protected.” 71 Opinions of the Attorney
General at 374-75.
Under the same reasoning, an Independent Monitor’s report
may discuss specific incidents of alleged abuse or neglect at DJS
facilities, the steps taken to investigate such incidents and prevent
further incidents, and any findings or conclusions of the
investigators. However, the report should not include information
from which the youth, the youth’s family, the reporter of the alleged
abuse, or the alleged abuser may be identified.6 We understand that
the Independent Monitor already seeks to exclude from its reports
any personally identifiable information.
Under these guidelines, significant details regarding agency
performance may be disclosed. Nonetheless, we urge the
Independent Monitor to take special care to avoid disclosing
information from which individuals may be identified indirectly or
information that would otherwise invade personal privacy. In some
instances, for example, this will require eliminating references to the
age and home county of a child, certain details of an alleged
incident, or the position classification and specific job assignment of
an employee. As a general guideline, we suggest that the
Independent Monitor’s reports include only the degree of detail
necessary for a reader to assess the adequacy of the public agency’s
investigation and response to a report of suspected child abuse.
42
B.
Restrictions on Responses to Requests under the Public
Information Act
OCYF periodically receives requests for copies of reports of
the Independent Monitor, including those that contain findings
regarding possible child abuse or neglect incidents and their
investigation. Similar requests have been made to the Department
of Legislative Services, to which such reports are submitted under
Article 49D, §45(a). You have asked what limitations Article 88A,
§6(b), places on the agency’s response to such requests. In
particular, you ask whether the agency must redact from the report
non-identifying information describing the process by which an
incident of alleged child abuse was reported, investigated, and
resolved, before it releases the report in response to such a request.
A request for a report of the Independent Monitor is governed
by the Maryland Public Information Act (“PIA”). SG §10-611 et
seq. The PIA provides a general right of public access to “public
records” unless one of the various exceptions in the statute limits
access. SG §10-613(a). A report of the Independent Monitor is
clearly a “public record” as it is “made by a unit ... of the State
government ... in connection with the transaction of public
business.” SG §10-611(g)(1).
Among the exceptions to the general right of access under the
PIA are situations in which “inspection would be contrary to ... a
State statute.” SG §10-615(2)(i). Accordingly, Article 88A, §6(b),
which restricts disclosure of information concerning reports and
investigations of child abuse, can be the basis for denying access to
public records. However, in our opinion, if an Independent
Monitor’s report follows the guidelines outlined in the previous
section of this opinion, Article 88A, §(6) should not bar public
disclosure of the report. As Attorney General Sachs observed in
1986, “the public has a vital interest in seeing to it that those
responsible for child protective services are doing their jobs properly
and are provided with adequate resources. The agencies involved
have no privacy interest to be protected; on the contrary, the public
interest requires that they be held accountable for their performance,
like any other part of government.” 71 Opinions of the Attorney
43
7For similar reasons, the 1986 opinion concluded that another exception
in the PIA did not bar access to non-identifiable information. That
exception prohibits public disclosure of “public records that relate to
welfare for an individual.” SG §10-616(c). Noting that the PIA must be
construed broadly to afford public access to information about actions of
government agencies and officials, the 1986 opinion determined that
information on agency performance that does not implicate individual
privacy interests could be disclosed. 71 Opinions of the Attorney General
at 378. Thus, this exception would also not affect disclosure of a report
by the Independent Monitor that complies with the guidelines set out in
the previous section of this opinion.
8This provision also permits Maryland law enforcement agencies to
deny inspection of certain intelligence and security information, SG §10-
618(f)(1)(iii), and provides a “person in interest”with a somewhat greater
right of access, SG §10-618(f)(2).
9To some extent, the assessment whether a disclosure of investigatory
records is contrary to the public interest involves considerations similar to
the privacy concerns underlying Article 88A, §6(b). See, e.g., SG §10-
618(f)(2)(iii)(investigatory record may be withheld if disclosure would
constitute an unwarranted invasion of personal privacy); (iv) (disclosure
of confidential source); Mayor and City Council of Baltimore v. Maryland
Comm. Against the Gun Ban, 329 Md. 78, 617 A.2d 1040 (1993)
(disclosure of report of internal investigation of police officer might
dissuade witnesses and possible informants from cooperating in the
(continued...)
General 368 (1986) (emphasis added). Under the same reasoning,
Article 88A, §(6), permits public disclosure of non-personally
identifiable findings regarding agency performance in response to
child abuse and neglect allegations that the Independent Monitor
reports to the Subcabinet and the Legislature.7
On occasion, another exception to the PIA may apply to a
specific report or specific portions of a report. For example, the PIA
contains an exception for “records of investigations conducted by ...
a police department, or a sheriff,” as well as investigatory files
compiled by other agencies “for any other law enforcement, judicial,
correctional, or prosecutorial purpose.” SG §10-618(f)(1).8
Inspection of those records may be denied if the custodian believes
that their disclosure would be contrary to the public interest. SG
§10-618(a).9
44
9(...continued)
investigation). However, other factors can also be part of a determination
whether an agency should disclose an investigatory record. See, e.g., SG
§10-618(f)(2)(i) (interference with law enforcement proceedings); (vi)
(prejudice to an investigation).
Investigatory files compiled by the police in response to a
report of suspected child abuse or neglect plainly are within the
purview of the investigatory records exception. Records compiled
by DJS or a local department of social services may also be withheld
under this exception if certain showings can be made. Equitable
Trust Co. v. State Human Relations Comm’n, 42 Md. App. 53, 399
A.2d 908 (1979), rev’d on other grounds, 287 Md. 80, 411 A.2d 86
(1980); Fioretti v. State Board of Dental Examiners, 351 Md. 66,
716 A.2d 258 (1998). In particular, the agency must be able to
demonstrate that it “legitimately was in the process of or initiating
a specific relevant investigative proceeding” and that disclosure of
the investigatory information would prejudice the investigation or
cause some other identifiable harm that justifies withholding the
record. Fioretti, 351 Md. at 82, 91.
A report of the Independent Monitor might include
information drawn from the investigatory files of another agency for
which that agency might reasonably deny a request for access under
the investigatory files exception. For example, an Independent
Monitor’s report might describe an ongoing investigation and
include information that might prejudice the investigation, reveal an
investigative technique, or disclose a confidential source. In those
circumstances, it would be appropriate for the Independent Monitor
to withhold that portion of the report from public inspection, if the
agency that provided the information would itself deny access under
the investigatory files exception.
In responding to a PIA request for a report, the Independent
Monitor should consult with those agencies that shared investigative
reports incorporated into the report to determine whether any
information is subject to the investigative files exception and, if so,
whether its disclosure would cause one of the harms the exception
is designed to prevent – e.g., jeopardize an ongoing investigation.
45
In some instances, the Independent Monitor may need to delay
public disclosure of information until after administrative or judicial
proceedings have been completed.
As a practical matter, it may be difficult for the State officials
who receive a report of the Independent Monitor’s to know whether
the report contains such material exempt from public inspection
under the PIA. If the Independent Monitor is aware at the time a
report is disseminated that certain portions are exempt under the
investigatory records exemption, it should identify those parts of the
report for the benefit of the officials to whom the report is
disseminated. The Independent Monitor should strive to the extent
possible to avoid including material in a report that must be redacted
before the report is publicly disseminated.
C.
Whether Restrictions Depend on the Source of the
Information
Finally, you ask whether the disclosure restrictions imposed
by Article 88A, §6(b), depend upon which agency is the source of
particular information. As noted above, in assessing a DJS response
to allegations of child abuse and neglect, the Independent Monitor
relies on information and reports from a variety of agencies and
other sources, in addition to its own staff.
The applicability of Article 88A, §6(b), to the investigative
findings of agencies other than a department of social services has
been discussed in several prior opinions of the Attorney General.
Those opinions indicate that the statute must be construed to protect
the privacy of the persons involved in an abuse or neglect incident,
regardless of whether information about the incident was reported
by personnel of the local department of social services or other
agency investigators. 76 Opinions of the Attorney General 220, 231-
32 (1991) (information gathered by school systems, in response to
allegations of child abuse by school personnel, is subject to
confidentiality requirements of Article 88A, §6(b)); 82 Opinions of
the Attorney General 72 (1997) (Article 88A, §6(b), proscriptions
are applicable to law enforcement records). The Independent
Monitor has the same obligation to maintain the confidentiality of
46
protected information under Article 88A, §6(b), as does DJS, a local
department of social services, or a law enforcement agency that
provided information to the Independent Monitor.
The confidentiality requirements associated with child abuse
investigations are based on the nature of the information, not the
agency that conducted the investigation. The same guidelines set out
above apply to all information arising from a child abuse or neglect
investigation, regardless of the original source of the information.
IV
Conclusion
In summary, it is our opinion that:
1.
A report by the Independent Monitor may, and should,
include findings and recommendations regarding public agency
performance in response to allegations of child abuse and neglect at
DJS facilities. However, to comply with Article 88A, §6(b), the
report should not identify, or disclose information that invades the
privacy of, a child, the child’s family, the individual who allegedly
committed the abuse, or the individual who reported suspected abuse
to State or local authorities.
2.
Assuming that a report is prepared in compliance with
Article 88A, §6(b), that statute would not further restrict the public
inspection of the report pursuant to a PIA request. Of course, in
responding to a PIA request, the Independent Monitor must also
consider other applicable exceptions to the general rule of disclosure
under the PIA. In particular, the Independent Monitor should
consult with agencies that provided underlying investigative reports
to determine whether public disclosure of the contents of those
records would compromise a current investigation or otherwise be
contrary to the public interest. To the extent possible, the
Independent Monitor should identify the parts of a report subject to
that exemption at the time the report is provided to State officials.
47
3.
The restrictions imposed by Article 88A, §6(b), apply
to information that the Independent Monitor obtains from DJS, local
departments of social services, law enforcement agencies, or other
agencies, as well as to results of any investigation by the
Independent Monitor itself.
J. Joseph Curran, Jr.
Attorney General
JoAnn Goedert
Assistant Attorney General
Robert N. McDonald
Chief Counsel
Opinions and Advice