79-18
Constitutionality of the proposed lottery for the distribution of moose hunting permits
Cite as Me. Op. Att'y Gen. 79-18
MAINE STATE LEGISLATURE
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RICHARDS, COHEN
A TTOHNEY GENERAL
S'l'A'l'E OF MAINE
DEPARTMENT OF THE ATTORNEY GENERAL
AUGUSTA, MAINE 04333
February 13, 1979
Honorable Harold L. Silverman
Senate Chambers
State House
Augusta, Maine 04333
Dear Senator Silverman:
JOHN MR. PA'l'Elt.SON
DEPUTY ATTORNEY GENERAL
This is in response to your request of January 30, 1979,
inquiring into the consti~utionality of the lottery currently
proposed for the distribution of permits to hunt moose.
The
question of the constitutionality of the moose lottery was
thoroughly covered in an opinion issued by this office during
the legislative debate on the proposal in 1977.
A copy of
that opinion is attached.
You will note that the opinion finds
no impediment to a moose lottery in the United State or Maine
Constitutions, but does r,tise a question of technical incom-
patibility with the federal law governing the operation of
lotteries in interstate commerce, 18 U.S.C. § 1301, et seq.
While we indicate in our prior opinion that an attacko:n--
those grounds is not likely, it must be understood that this
office cannot guarantee federal inaction.
As to the specific questions which you raise, I would reply,
first of all, that there is no constitutional reason why the
Legislature cannot assigr. any function it chooses to any agency
of state government.
Thus, it may constitutionally assign the
function of conducting a moose lottery to the Inland Fisheries
and Wildlife Department regardless of whether that Department
has heretofore operated a lottery.
Your second question seems
to suggest a possible constitutional infirmity with the
Legislature's restricting the number of persons who may hunt
moose to those who have won a lottery.
The Equal Protection
Clauses of the United States and Maine Constitutions do not
prohibit all discriminations by government, but only those
Page 2
which are without a rational basis.
In the case of the moose
lottery, the Legislature could argue that such a basis exists
in that the resource to be hunted is sufficiently scarce to
require regulation of the number of hunters and that the only
equitable way to determine the identity of such hunters is by
random selection.
Accordingly, it would seem most unlikely
that the lottery proposal would be deemed to involve consti-
tutionally impermissible discrimination.
RSC/ec
Enclosure
Attorney General
cc:
Honorable James McBreairty
Honorable Ronald Usher
Honorable Roland Martin
Honorable Charles Dow
Maynard Marsh, Commissioner
I
•'
lnter~Departme.ntal Memorandum
.
April 7, 1977
Oat(;.-----------------·-·-·-
fo
Representative Charles G. Dow
Dept. ________ _
From
Subjt!CC
JeffreyrR-..J:?idot, Assistant
Depc.
Attorney General
-=-·~~i\:t;, .
LD 2~4 and LD 588 - Constitutional Questions
You ha~e asked for· an opinion as to the constitutionality
of. the two above referenced bills, in -light. of the fact that
.
they create a scheme in which persons may, upon payment of a fee,
· participate in a drawing ::or the chance to engage in moose hunting
in the State.
The legality of a similar, lottery-type scheme has
apparently been questioned by the Idaho Attorney General in
interpreting the constitution of that State.
ANSWER:
The moose hunting lotteries established by LD 254 and
LD 588 are not in violab.on of the Maine or federal Constitutions
·although a question arises.as to their permissibility under a
technical reading of federal statutes relating to unlawful lotteries~
REASONING: ·Neither the Maine nor the federal constitutions, unlike
that of the State of Idaho, contain pro~isions which prohibit or
otherwise deal with lotteries authorized by the State.
Accordingly,
there aprears to be no con:; ti tu t:ional infirmity rolatud L:o
L:he
establishment by the State of Maine of a lottery scheme for the
purposes here present.
There are, however, both State and federal laws which regulate
and prohibit certain types of lotteries.
17-A M.R.S.A. chapter
39 (§951 et -~-~_g) makes it a crime to engage in or conduct cortain
types of gambling., including lotteries.
However, by defining
"unlc:i.wful" gambling as gambling not expressly autho:r.izcd by
st~tute, this law appears to exclude from its covoraac the
State-created lottery scheme here proposed.
See 17-A M.R.S.A.
§952(11).
In any event, it is obvious that the Legislature,
were it ~o. ena~t. either LD 254 or LD 588, would by i£:1plicali<?n
l/
be de-criminalizing the St~te-operated lottery therein sanctioned.~
----------------------------------------···-----·
L/
l L i::; nol:<.?worthy in L:hi~ rc<:JC:lrd that the Legislature,
it created the Maine State Lottery, resolved any pc,ssiblc
incon!.:iistcncy with the State's srambling laws by providing;
"No other law providing any ponalty or
disability for the sale of lottery.tickets
or any acts done in connection with a lottery
wh e; n.
~~hall i:lpply lo Lllu ~;alu of l::i.ckul:u or t,;[1ar0u
porformed pursuant to this chapter."
8 M.R.S.A. §363
In the interest of clarity, con.sider-at.ion mi9ht be given l:o includiri<.J
a similar provision in LD 254 nnd LD 588 so as to expressly
eliminate any conceivable inconsistency with 17-A M.R.S.A. cha?tcr
39 or 17 M.R.S.A. chapter 14.
1::··,
\.'-\;J
/
17 M.R.S.A. Chapter 14 (§330 et~-) requires opor~tors
of gameJ of chance, including lotteries, to obtain a l:i.ccnse
from t
chief of Police.
Although it seems unlikely that the
framers of either bill he~e at iss~e intend· that the Department
of Inland Fisheries and Wildlife register with the chief of Police,
any ambiguity could be resolved by including a general provision
nngating the applicability of such lm•1s.
A technical issue arises by reason of the possible applicability
to the scheme here proposed of the fe:::1.eral laws prohibiting lot terie ~ •.
18 use §1301 et g_g_. makes it a crime to,inter alia, engage in the
use of the mails, radio br_oadcasting or interstate commerce to
operate a lottery.
Since both LD 254 and LD 588 appear to
contemplate the use of the mails for purposes of dissemination
of information, collection of fees and notification of selection
for moose hunting licenses, and since the elements of a .. lottery
,, /
under federal law ap9ear t:o be f:?rese nt in both proposed formats, b
there appears· to be .the possibility that a strLct applicatioy
of 18 use §§1301 -1304 would bar the schemes here proposed.
However, since the federal lottery laws do_ not appear to be
designed to impair the relatively innocuous scheme here considered,
the likelihood·of such an attack by t~e federal government might be
rcmoto despite the tGchnical applicability of such laws to the
rroceduros established by LD 254 and LD 588.
2/
The three necessary elements of a "lottery", for purposc!s of
-Ehe application of federal lav,, are s .:l.id to be the furnishing of
consideration, the offering of a prize and the distribution o:E
the prize by chance.
See, e.g., Brooklyn Daily Eagle v. Voorhies,
181 F. 579 (1910 2d Cir.). All of those indicia appear to be
present in the chance dra~ing procedures of LD 254 and LD 588.
3/ Although 18 USC §1307 ?rovides ex8mption for certain state-
conducted lotteries from federal prohibition, such exemption by its
terms applies only to functions, such as the Maine State Lottery,
whc:ro there is involved "thu pooling of proceeds derived :Crom
tho sale of tickets or ch,mces and a.llotting- those proceeds or parl:~~
the rGof by chance . to one or more chance takers· o:c ticke l: pur.chas<.'!:t:f:,.
11
10 USC §l307(d).
Since it is assumed that the Department of Inland
Fisheries and Wildlife would not, under the bills here involved,
be awarding any part of tho proceeds of the "moose hunt loll:cry"
to tho "winning" hunters, it appears that this exemption does
not cover the proposed scheme •.
/
If I can be of furl:hor assistancP. to you in this matL,~r:,
please
el free to call upon m~.
JP/bls
cc:
Sonator McNally
Representative ·McBrecc..irty
Andrew Redmond, Chairman - Senatn Committee on Fishcrio:.:; and
Wildlife
Maynard F .. Marsh, Commissioner -
Department of I nlunc1 Fi ::!w.d.<::s
and Wildlife
bee:
Donald A. Alexander V----
Caba nne Howard