Me. R. Prob. P. 4
Rule 4. NOTICE; PROCESS
Length: 2,395 wordsOfficial source
(a) Form of Notice and Summons.
(1) Notice in Probate Proceedings.
(A) In informal probate proceedings the notice shall bear the signature or
facsimile signature of the register, contain the name of the court and the name of
the decedent, be directed to the recipient by name if known, state the action
sought, including the name and address of any personal representative proposed,
state the name and address of the applicant, and advise the recipient that the
application has been or will be granted if in proper form and that the recipient
may begin a formal proceeding if the recipient disagrees with the granting of the
application.
(B) In formal probate proceedings, the notice shall bear the signature or
facsimile signature of the register, contain the name of the court and the name of
the decedent or minor or incapacitated or disabled person, be directed to the
recipient by name if known, state the name and address and telephone number
of the petitioner or of the petitioner’s attorney, state the date and place of
hearing or reply if either is required, and advise the recipient that the action or
order sought may be granted if no interested person appears to object.
(2) Summons in Civil Proceedings. In civil proceedings the form of summons
shall be similar to that provided in Rule 4(a) of the Maine Rules of Civil
Procedure.
(b) Issuance of Notice and Summons.
(1) Probate Proceedings.
(A) In informal probate proceedings, the notice shall be filled out by the
register as provided in subparagraph (a)(1)(A) of this rule.
sted person appears to object.
(2) Summons in Civil Proceedings. In civil proceedings the form of summons
shall be similar to that provided in Rule 4(a) of the Maine Rules of Civil
Procedure.
(b) Issuance of Notice and Summons.
(1) Probate Proceedings.
(A) In informal probate proceedings, the notice shall be filled out by the
register as provided in subparagraph (a)(1)(A) of this rule.
(B) In formal probate proceedings, the notice may be procured in blank from
the register and filled out by the petitioner or the petitioner’s attorney as
provided in subparagraph (a)(1)(B) of this rule. Alternatively, if the notice is to
be served by the register as provided in subparagraph (c)(1) of this rule, the
notice shall be filled out by the register. If the notice is to be served personally,
the attorney shall deliver to the person serving it the original notice upon which
to make his return of service and a copy of the notice and petition for service. If
the will is annexed to the petition, the copy of the petition to be served need not
include the will.
(2) Civil Proceedings. In civil proceedings, the summons shall be filled out and
delivered in the manner provided by Rule 4(b) of the Maine Rules of Civil
Procedure.
(c) By Whom Served.
(1) Probate Proceedings.
In all probate proceedings, service by mail may be made by the petitioner or
the petitioner’s attorney or by the register on the petitioner’s behalf. Personal
service shall be made by a sheriff or a deputy within the sheriff’s county, or by a
constable or other person authorized by law, or by some person specially
appointed by the court, except that a subpoena may be served as provided in
Rule 45. Special appointments to serve process shall be made freely when
substantial savings in travel fees will result. Service by publication shall be made
by the register on behalf of the petitioner unless otherwise ordered by the court
r by a
constable or other person authorized by law, or by some person specially
appointed by the court, except that a subpoena may be served as provided in
Rule 45. Special appointments to serve process shall be made freely when
substantial savings in travel fees will result. Service by publication shall be made
by the register on behalf of the petitioner unless otherwise ordered by the court.
When service by any method is to be made by the register, the petition shall
contain a written request for such service, accompanied by a tender of fees and a
list of persons to be served and their addresses if known.
(2) Civil Proceedings. In civil proceedings, service shall be made as provided in
Rule 4(c) of the Maine Rules of Civil Procedure.
(d) Service of Notice and Summons.
(1) Probate Proceedings. In probate proceedings, the notice and, where
appropriate, the petition shall be served together by one of the following
methods:
(A) In informal probate proceedings, the notice shall be served upon all persons
specified in sections 3-306 and 3-310 of the Probate Code by ordinary mail
addressed to the recipient at the post office address given in the recipient’s
demand for notice, if any, or at the recipient’s office or place of residence.
Service by mail is complete upon mailing. Service shall also be made by
publication as provided in subdivision (e) of this rule upon any of the specified
persons whose address or present whereabouts is unknown and cannot be
ascertained by due diligence or, on request of the applicant, upon all unknown
persons.
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demand for notice, if any, or at the recipient’s office or place of residence.
Service by mail is complete upon mailing. Service shall also be made by
publication as provided in subdivision (e) of this rule upon any of the specified
persons whose address or present whereabouts is unknown and cannot be
ascertained by due diligence or, on request of the applicant, upon all unknown
persons.
(B) In formal probate proceedings, except as otherwise provided by statute, the
notice and petition shall be served by certified mail, with restricted delivery and
return receipt requested, upon all persons upon whom service is required by
statute, including any person who has made a demand for notice as provided in
Rule 4D. The mailing shall be addressed to the recipient at the post office
address given in the recipient’s demand for notice, if any, or at the recipient’s
office or place of residence. Service by certified mail is complete when the mail is
delivered and the receipt signed or when acceptance is refused or unclaimed,
provided that the petitioner or register shall file either the return receipt or, if
acceptance was refused or unclaimed, an affidavit that upon notice of such
refusal or failure to claim a copy of the notice and petition was sent to the party
being served by ordinary mail. Under this specific provision, regular mail is
complete as of the date of the postmarked envelope and shall be included in the
affidavit of service. Alternatively, the notice and petition may be served upon
any of such persons personally, and shall be so served if statute requires, by any
method provided in subdivisions (d) or (e) of Rule 4 of the Maine Rules of Civil
Procedure for service of process in civil actions. Service shall also be made by
publication as provided in subdivision (e) of this rule upon any such persons
whose address or present whereabouts is unknown and cannot be ascertained
by due diligence and, in any other proceeding on request of the petitioner, upon
all unknown persons.
bdivisions (d) or (e) of Rule 4 of the Maine Rules of Civil
Procedure for service of process in civil actions. Service shall also be made by
publication as provided in subdivision (e) of this rule upon any such persons
whose address or present whereabouts is unknown and cannot be ascertained
by due diligence and, in any other proceeding on request of the petitioner, upon
all unknown persons.
(C) If a party to be served is an infant, copies of the notice and the petition shall
also be served by the appropriate method upon the infant’s guardian, if the infant
has one within the state known to the party making service and, if not, then upon
the infant’s father or mother or other person having the infant’s care or control
or with whom the infant resides. If service cannot be made upon any of them,
then it shall be made as provided by order of the court.
(D) If a party to be served is an incompetent person copies of the notice and
petition shall also be served by the appropriate method upon the guardian of the
incompetent person or a competent adult member of the incompetent person’s
family with whom the incompetent person resides or, if the incompetent person
is living in an institution, then upon the director or chief executive officer of the
institution. If service cannot be made upon any of them, then it shall be made as
provided by order of the court. The court may order that service not be made
upon the incompetent person.
(E) The court on its own motion or for cause shown may order service to be
made upon any party by a method other than those specified in this paragraph,
so long as the method ordered is as calculated to give notice to the party as any
other method reasonably available in all the circumstances.
(2) Civil Proceedings. In a civil proceeding the summons and complaint shall be
served as provided in subdivisions (d), (e), and (f) of Rule 4 of the Maine Rules of
Civil Procedure.
n any party by a method other than those specified in this paragraph,
so long as the method ordered is as calculated to give notice to the party as any
other method reasonably available in all the circumstances.
(2) Civil Proceedings. In a civil proceeding the summons and complaint shall be
served as provided in subdivisions (d), (e), and (f) of Rule 4 of the Maine Rules of
Civil Procedure.
(e) Service by Publication.
(1) Probate Proceedings. In probate proceedings, when service by publication
is required by this rule or by order of the court, the register, on behalf of the
applicant or petitioner, shall cause the substance of the notice prescribed by
paragraph (1) of subdivision (a) of this rule, and in formal probate proceedings a
brief statement of the object of the petition, to be published once a week for two
successive weeks in a designated newspaper of general circulation in the county
where the application or petition was filed. The first publication of the notice
shall be made within 35 days after the application or petition is filed or the order
is granted. Service by publication is complete on the fourteenth day after the
first publication.
(2) Civil Proceedings. In civil proceedings, service by publication shall be made
as provided in Rule 4(g) of the Maine Rules of Civil Procedure.
(f) Proof of Notice; Return of Service.
(1) Probate Proceedings. In informal probate proceedings, the findings made
and signed by the register representing that notice has been given shall
constitute an affidavit of notice. In formal probate proceedings, where the notice
is served by mail or publication, the statement of the register or the petitioner or
the petitioner’s attorney, appended to or filed with a copy of the notice, setting
forth the means by which service was made upon each person served, and
accompanied by any documentary evidence that service was completed, shall
constitute an affidavit of notice
In formal probate proceedings, where the notice
is served by mail or publication, the statement of the register or the petitioner or
the petitioner’s attorney, appended to or filed with a copy of the notice, setting
forth the means by which service was made upon each person served, and
accompanied by any documentary evidence that service was completed, shall
constitute an affidavit of notice. Where the notice is served personally, proof of
service shall be made as provided for civil proceedings in paragraph (2) of this
subdivision.
(2) Civil Proceedings. In civil proceedings, proof of service shall be by return or
affidavit as provided in Rule 4(h) of the Maine Rules of Civil Procedure.
(g) Amendment. At any time in its discretion and upon such terms as it deems
just, the court may allow any notice, process, or proof of service thereof to be
amended, unless it clearly appears that material prejudice would result to the
substantial rights of the party against whom the notice or process issued.
(h) Alternative Provisions for Service in a Foreign Country.
(1) Manner. When service is to be effected upon a party in a foreign country, it
is also sufficient if service of the notice and petition, if appropriate, or the
summons and complaint is made:
(A) In the manner prescribed by the law of the foreign country for service in
that country in an action in any of its courts of general jurisdiction; or
(B) As directed by the foreign authority in response to a letter rogatory, when
service in either case is reasonably calculated to give actual notice; or
(C) Upon an individual, by delivery to the individual personally, and upon a
corporation or partnership or association, by delivery to an officer, a managing
or general agent; or
(D) By any form of mail requiring a signed receipt, to be addressed and
dispatched by the register to the party to be served; or
(E) As directed by order of the court.
onably calculated to give actual notice; or
(C) Upon an individual, by delivery to the individual personally, and upon a
corporation or partnership or association, by delivery to an officer, a managing
or general agent; or
(D) By any form of mail requiring a signed receipt, to be addressed and
dispatched by the register to the party to be served; or
(E) As directed by order of the court.
Service under (C) or (E) above may be made by any person who is not a party
and is not less than 18 years of age or who is designated by order of the court or
by the foreign court. On request, the register shall deliver the notice or summons
to the party making service for transmission to the person or the foreign court or
officer who will make the service.
(2) Return. Proof of service may be made as prescribed by subdivision (f) of
this rule, or by the law of the foreign country, or by order of the court. When
service is made pursuant to subparagraph (1)(D) of this subdivision (h), proof of
service shall include a receipt signed by the addressee or other evidence of
delivery to the addressee satisfactory to the court.