No. 11-70
The authority of the Director of the State Records Commission under the State Records Law in microfilming records is limited to microfilming records which are to be stored or preserved, and it does not apply to microfilming records used currently by state agencies.
Cite as Mo. Op. Att'y Gen. No. 11-70
PUBLIC RECORDS:
The authority of the Director of the
State Records Commission under the
State Records Law in microfilming
records is limited to microfilming
records which are to be stored or
preserved and it does not apply to
microfilming records used currently
by state agencies.
STATE RECORDS:
' '
Mr. James C. Kirkpatrick
Secretary of State
State of Missouri
Capitol Building
January 12, 1970
Jefferson City, Missouri
6510l·
Dear Mr. Kirkpatrick:
OPINION NO. 11
--·--------~---·
F l LED
Jl
This is in response to your request for an opinion from this
office as follows:
"The state records act of 1965 gives
to the Director of the Records Man-
agement and Archives Services, in this
department, the authority to evaluate
economies of microfilming projects and to
operate microfilming services for
agencies.
'Agencies' are defined in
the act as any 'department, office,
commission, board or other unit.'
"He offered central microfilming
facilities to the Highway Department
last August, but the department is
now proceeding to purchase and install
its own complete microfilming equipment.
"Respectfully request your official
opinion on this.matter.
Does the state
records act apply to the Highway Department."
Honorable James C. Kirkpatrick
~~
I
Your request requires an interpretation~f the State Records
Law, Section 109.200 to 109.310 RSMo Supp. 1967.
The cardinal rule
in construing statutes is to ascertain the intention of the leg-
islature from the ordinary meaning of the words used considering
the whole act and its legislative history and seek to promote the
purposes and objects of the statute and avoid any strained or absurd
meaning.
St. Louis Southwestern Ry. Co. v. State Tax Com'n, 319
S.W.2d 559.
In arriving at the intention of the legislature, the
title of the act is essentially a part of the act and is itself an
active expression of general scope of the bill, and therefore, it
may be looked to as an aid in arriving at the intention of the leg-
islature.
Hurley v. Eidson, 258 S.W.2d 607.
'
State Records Law was enacted by the Seventy-Third General
Assembly by House Bill 294, Laws of Mo. 1965 page 233.
The title
of the act is as fGllows:
"AN ACT relating to state records, their
definition, establishing a records man-
agement and archival service for their
efficient and economical management and
preservation; creating a state records
commission to facilitate records eval-
uation and timely disposition; and
providing for a continuing records and
paperwork management program, and re-
pealing inconsistent provisions, with
an emergency clause. 11
Section 109.220, RSMo Supp. 1967, provides for the Secretary
of State to establish and administer a "records management and
archival service" for the efficient and economical application of
management methods for the creation, utilizatioti, maintenance, re-
tention, preservation and disposal of official records with an
annual report to the legislature and governor with recommendations
for improvements and additional economies in the management of state
government.
It further authorizes the Secretary of State to appoint
a director who is qualified in records management and archives prac-
tices and techniques.
Section 109.230, RSMo Supp. 1967, provides:
"The director shall, with due regard
for the functions of the agencies
concerned, and subject to the ap-
proval of the secretary of state:
., ( 1)
Establish standards, procedures, and
-2-
Honorable James C. Kirkpatrick
/'
I
techniques for effective managemerit of
records;
(2)
Make continuing surveys of paperwork
operations and recommend improvements in
current records management practices in-
cluding the use of space, equipment and
supplies employed in creating, maintaining,
storing and servicing records;
(3)
With approval of the state records
commission, establish standards for the
preparation of schedules which provide for
the retention of state records of contin-
uing value and for the prompt and orderly
disposal of state records no longer pos-
sessing sufficient administrative, legal,
historical or fiscal value to warrant
their further keeping;
(4)
Publish lists of records authorized
for disposal or retention;
(5)
Supervise the state records center
and archives;
(6)
Establish standards and formulate
procedures for the transfer, safeguarding
and servicing of records;
(7)
Evaluate economies of microfilming
projects and operate microfilming services
for agencies;
(8)
Obtain reports from agencies as re-
quired for the administration of the pro-
gram; and
(9)
Serve as secretary to the state re-
cords commission."
Section 109.240, RSMo Supp. 1967, requires each agency to
establish and maintain a continuing program for economical and ef-
ficient management and to make and master records sufficient to pro-
tect the legal and financial rights of the state. It further re-
quires each agency to submit to the Chairman of the State Records
Commission a schedule proposing the length of time each state record
should be retained for administrative, legal, historic or fiscal
-3-
.
~ .~ •. . . ..
Honorable James C. Kirkpatrick
./
I
purposes and a list of state records that are not needed in trans-
acting current business and do not warrant further keeping.
Section 109.260, RSMo Supp. 1967, provides that no record
should be destroyed or otherwise disposed of by a state agency unless
the Commission first determines it has no further administrative,
legal, research or historic value.
Section 109.280 Mo. Supp. provides:
"Nothing in sections 109.200 to 109.310
shall be construed to divest agency heads
of the authority to determine the nature
and form of the records required in the
administration of their several depart-
ments, or to compel the removal of re-
cords deemed necessary by them in the
performance of their statutory duties.
Any records made confidential by law
shall be so treated in the state records
center and archi v:es·."
The above statute states that the state records law does not
take authority away from the agency head to determine the nature and
form of the records required by the agency as necessary in the ad-
ministration of their department.
Applying the cardinal rule of statutes construction in ar-
riving at the intention of the legislature from the words used and
considering the act as a whole, we believe it was intended that these
statutes should be applied to the storage of state records that are
no longer actually used and which should be preserved for future use
or historical value.
We believe the primary purpose of the act as
expressed in the title was to establish an efficient and economical
metho~ for the disposal or preservation of state records giving the
director, with the approval of the state records commission, au-
thority to determine the records whic~ have no further administrative,
legal, fiscal, research, or historic value and which should be
destroyed, from those which are to be preserved for future use.
It
is our view that the Commission has authority to determine whether
the original records are to be stored or microfilmed for preservation
by the director, subject to the approval of the Secretary of State.
We believe the legislature intended to give the director, with the
approval of the Commission and Secretary of State, authority to
assist and suggest procedures for record keeping and other pro-
cedures in office management but this authority is only advisory
and the ultimate determination of the records that are to be main-
-4-
Honorable James C. Kirkpatrick
I·
I
tained for current use, and the manner of keeping those records is
with the agency.
The provision in the statute authorizing the
director, with the approval of the Secretary of State, to evaluate
economies of microfilming services for agencies applies only to
the storage or microfilming of records for storage and it has no ap-
plication to microfilming of records by agencies for current use in
the performance of its duties.
CONCLUSION
It is the opinion of this office that the authority of the
Director of the State Records Commission under the State Records
Law in microfilming records is limited to microfilming records
which are to be stOTed or preserved, and it does not apply to mic-
rofilming records used currently by state agencies.
The foregoing opinion, which I hereby approve, was prepared
by my assistant, Moody Mansur.
-5-
')::_v:~
JOHN C. DANFORTH
Attorney General