No. 11-70

The authority of the Director of the State Records Commission under the State Records Law in microfilming records is limited to microfilming records which are to be stored or preserved, and it does not apply to microfilming records used currently by state agencies.

Year: 1970Length: 1,341 wordsOfficial source

Cite as Mo. Op. Att'y Gen. No. 11-70

PUBLIC RECORDS: The authority of the Director of the State Records Commission under the State Records Law in microfilming records is limited to microfilming records which are to be stored or preserved and it does not apply to microfilming records used currently by state agencies. STATE RECORDS: ' ' Mr. James C. Kirkpatrick Secretary of State State of Missouri Capitol Building January 12, 1970 Jefferson City, Missouri 6510l· Dear Mr. Kirkpatrick: OPINION NO. 11 --·--------~---· F l LED Jl This is in response to your request for an opinion from this office as follows: "The state records act of 1965 gives to the Director of the Records Man- agement and Archives Services, in this department, the authority to evaluate economies of microfilming projects and to operate microfilming services for agencies. 'Agencies' are defined in the act as any 'department, office, commission, board or other unit.' "He offered central microfilming facilities to the Highway Department last August, but the department is now proceeding to purchase and install its own complete microfilming equipment. "Respectfully request your official opinion on this.matter. Does the state records act apply to the Highway Department." Honorable James C. Kirkpatrick ~~ I Your request requires an interpretation~f the State Records Law, Section 109.200 to 109.310 RSMo Supp. 1967. The cardinal rule in construing statutes is to ascertain the intention of the leg- islature from the ordinary meaning of the words used considering the whole act and its legislative history and seek to promote the purposes and objects of the statute and avoid any strained or absurd meaning. St. Louis Southwestern Ry. Co. v. State Tax Com'n, 319 S.W.2d 559. In arriving at the intention of the legislature, the title of the act is essentially a part of the act and is itself an active expression of general scope of the bill, and therefore, it may be looked to as an aid in arriving at the intention of the leg- islature. Hurley v. Eidson, 258 S.W.2d 607. ' State Records Law was enacted by the Seventy-Third General Assembly by House Bill 294, Laws of Mo. 1965 page 233. The title of the act is as fGllows: "AN ACT relating to state records, their definition, establishing a records man- agement and archival service for their efficient and economical management and preservation; creating a state records commission to facilitate records eval- uation and timely disposition; and providing for a continuing records and paperwork management program, and re- pealing inconsistent provisions, with an emergency clause. 11 Section 109.220, RSMo Supp. 1967, provides for the Secretary of State to establish and administer a "records management and archival service" for the efficient and economical application of management methods for the creation, utilizatioti, maintenance, re- tention, preservation and disposal of official records with an annual report to the legislature and governor with recommendations for improvements and additional economies in the management of state government. It further authorizes the Secretary of State to appoint a director who is qualified in records management and archives prac- tices and techniques. Section 109.230, RSMo Supp. 1967, provides: "The director shall, with due regard for the functions of the agencies concerned, and subject to the ap- proval of the secretary of state: ., ( 1) Establish standards, procedures, and -2- Honorable James C. Kirkpatrick /' I techniques for effective managemerit of records; (2) Make continuing surveys of paperwork operations and recommend improvements in current records management practices in- cluding the use of space, equipment and supplies employed in creating, maintaining, storing and servicing records; (3) With approval of the state records commission, establish standards for the preparation of schedules which provide for the retention of state records of contin- uing value and for the prompt and orderly disposal of state records no longer pos- sessing sufficient administrative, legal, historical or fiscal value to warrant their further keeping; (4) Publish lists of records authorized for disposal or retention; (5) Supervise the state records center and archives; (6) Establish standards and formulate procedures for the transfer, safeguarding and servicing of records; (7) Evaluate economies of microfilming projects and operate microfilming services for agencies; (8) Obtain reports from agencies as re- quired for the administration of the pro- gram; and (9) Serve as secretary to the state re- cords commission." Section 109.240, RSMo Supp. 1967, requires each agency to establish and maintain a continuing program for economical and ef- ficient management and to make and master records sufficient to pro- tect the legal and financial rights of the state. It further re- quires each agency to submit to the Chairman of the State Records Commission a schedule proposing the length of time each state record should be retained for administrative, legal, historic or fiscal -3- . ~ .~ •. . . .. Honorable James C. Kirkpatrick ./ I purposes and a list of state records that are not needed in trans- acting current business and do not warrant further keeping. Section 109.260, RSMo Supp. 1967, provides that no record should be destroyed or otherwise disposed of by a state agency unless the Commission first determines it has no further administrative, legal, research or historic value. Section 109.280 Mo. Supp. provides: "Nothing in sections 109.200 to 109.310 shall be construed to divest agency heads of the authority to determine the nature and form of the records required in the administration of their several depart- ments, or to compel the removal of re- cords deemed necessary by them in the performance of their statutory duties. Any records made confidential by law shall be so treated in the state records center and archi v:es·." The above statute states that the state records law does not take authority away from the agency head to determine the nature and form of the records required by the agency as necessary in the ad- ministration of their department. Applying the cardinal rule of statutes construction in ar- riving at the intention of the legislature from the words used and considering the act as a whole, we believe it was intended that these statutes should be applied to the storage of state records that are no longer actually used and which should be preserved for future use or historical value. We believe the primary purpose of the act as expressed in the title was to establish an efficient and economical metho~ for the disposal or preservation of state records giving the director, with the approval of the state records commission, au- thority to determine the records whic~ have no further administrative, legal, fiscal, research, or historic value and which should be destroyed, from those which are to be preserved for future use. It is our view that the Commission has authority to determine whether the original records are to be stored or microfilmed for preservation by the director, subject to the approval of the Secretary of State. We believe the legislature intended to give the director, with the approval of the Commission and Secretary of State, authority to assist and suggest procedures for record keeping and other pro- cedures in office management but this authority is only advisory and the ultimate determination of the records that are to be main- -4- Honorable James C. Kirkpatrick I· I tained for current use, and the manner of keeping those records is with the agency. The provision in the statute authorizing the director, with the approval of the Secretary of State, to evaluate economies of microfilming services for agencies applies only to the storage or microfilming of records for storage and it has no ap- plication to microfilming of records by agencies for current use in the performance of its duties. CONCLUSION It is the opinion of this office that the authority of the Director of the State Records Commission under the State Records Law in microfilming records is limited to microfilming records which are to be stOTed or preserved, and it does not apply to mic- rofilming records used currently by state agencies. The foregoing opinion, which I hereby approve, was prepared by my assistant, Moody Mansur. -5- ')::_v:~ JOHN C. DANFORTH Attorney General
No. 11-70: The authority of the Director of the State Records Commission under the State Records Law in microfilming records is limited to microfilming records which are to be stored or preserved, and it does not apply to microfilming records used currently by state agencies. | Justis AI