No. 21-75
The Conservation Commission may not pay a final judgment for actual or punitive damages obtained against one of its enforcement officers as a result of his conduct while he was in the actual performance of his enforcement duties.
Cite as Mo. Op. Att'y Gen. No. 21-75
STATE EMPLOYEES:
TORT DEFENSE FUND:
CONSERVATION COMMISSION:
a result of his conduct while
his enforcement duties.
The Conservation Commission may not
pay a final judgment for actual or
punitive damages obtained against
one of its enforcement officers as
he was in the actual performance of
OPINION NO. 21
January 29, 1975
Mr. Carl R. Noren , Director
Department of Conservation
Post Office Box 180
F \LED
AI
,. -
Jefferson City, Missouri
65101
Dear Mr. Noren:
This letter is in response to your opinion request in which
you ask:
"May the Conservation Commission pay a fi-
nal judgment for actual and punitive damages
obtained against one of its enforcement of-
ficers as a result of his conduct while he
was in the actual performance of his enforce-
ment duties?"
Because of the divergent nature of actual and punitive dam-
ages, we will consider this as a request wh1ch asks two question,
to-wit:
I.
May the Conservation Commission pay a fi-
nal judgment for actual damages incurred
by one of its enforcement officers in the
performance of his duties?
II.
May the Conservation Commission pay a fi -
nal judgment for punitive damages incurred
· by one of its enforcement officers in the
performance of his duties?
At the outset, it should be noted that this op1n1on deals
only with the situation where the judgment obtained was rendered
Mr. Carl R. Noren
in a civil cause brought against the agent and not against the
Department of Conservation.
I.
The Missouri legislature, by the enactment of the "Tort De-
fense Fund" (Sections 105.710, et seq., RSMo Supp. 1973), has de-
termined that the state will reimburse certain agents or officers
for certain final judgments obtained against them for acts per-
formed in connection with their official duties.
Prior to the
1973 revision, Section 105.710 (1) read as follows:
"As part of the compensation to be paid to
the director of the department of correc-
tions, the direction of the division of
health, the director of the division of
mental diseases and other officers, em-
ployees and agents of the department of
corrections, the division of health and
the division of mental diseases the comp-
troller is authorized to pay from the 'Tort
Defense Fund', which is hereby created, all
final judgments awarded in courts of com-
petent jurisdiction to any claimant against
the aforesaid officers, employees, and agents,
for acts arising out of and performed in con-
nection with their official duties in behalf
of the state.
Payment shall be limited to a
maximum of one hundred thousand dollars for
all claims arising out of the same act ex-
cept that no payment shall be made for any
claim which arises because of or in connec-
tion with the operation of a motor vehicle
either privately or publicly owned."
This subsection did not name the Missouri Conservation Com-
mission as one of the agencies entitled to participate in the
"Tort Defense Fund."
Instead, it specifically enumerated the
Department of Corrections and Divisions of Health and Mental Dis-
eases as those agencies to benefit from its coverage.
In 1973
this subsection was amended to read as follows:
"1.
As part of the compensation to be paid
to the director of the department of correc-
tions, the director of the de~artment of pub-
11c health and welfare, the d1rector of the
division of health, the director of the divi-
sion of welfare, the curators and regents of
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Mr. Carl R. Noren
public institutions of higher education
which award baccalaureate degrees, the di-
rector of the division of mental health,
the adjutant general and other officers,
employees and agents of the department of
corrections, the division of health, the
division of welfare, and the division of
mental health, and members of the Missouri
national guard while on active duty for
the state of Missouri, the comptroller is
authorized to pay from the 'Tort Defense
Fund', which is hereby created, all final
judgments awarded in courts of competent
jurisdiction to any claimant against the
aforesaid officers, employees, agents, and
members of the Missouri national guard, for
acts arising out of and performed in con-
nection with their official duties in behalf
of the state.
Payment shall be limited to
a maximum of one hundred thousand dollars
for all claims arising out of the same act,
except that no payment shall be made for
any claim which arises because of or in con-
nection with the operation of a motor vehi-
cle either privately or publicly owned."
(emphasis added)
Again, in this revision, employees of the Missouri Conservation
Commission were not named to receive the benefit of its coverage.
It is a general principle of statutory construction that
the mention of one thing implies the exclusion of another.
(For
an exhaustive annotation on this "rule of exclusion," see:
73
Am.Jur.2d Statutes §212 and the citations collected thereunder.)
As exceptions in a statute strengthen the force of law in cases
not excepted, so enumerations weaken it in cases not enumerated.
Marx & Haas Jeans Clothing Co. v. Watson, 67 S.W. 391 (Mo.Banc
1902).
Hence, a statute which mandates a thing to be done in a
given manner or by certain persons or entities normally implies
that it shall not be done in any other manner or by any other
persons or entities.
Botany Worsted Mills v. United States, 278
u.s. 282, 49 s.ct. 129, 73 L.Ed. 379 (1929).
Although this rule
of exclusion is not a rule of law, it does provide the preferred
construction of a statute where its coverage is specifically ex-
tended to certain persons, classes, or entities by enumeration.
State v. Bengsch, 70 S.W. 710 (Mo.Banc 1902); Citizens' Nat. Bank
of Kansas City v. Graham, 48 S.W. 910 (Mo.Banc 1898); Henderson
v. Koenig, 68 s.w. 72 (Mo.Banc 1902).
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Mr. Carl R. Noren
It is submitted that, from the plain language of Sections
105.710, et seq., that it was the clear intent of the legisla-
ture to give only those agencies named in subsection (1) the
privilege of reimbursing their officers and agents for success-
ful tort judgments obtained against them.
This contention is
supported not only by the rule of exclusion, but also by the
1973 revision of that subsection which enlarged the group of
agencies covered by the fund, yet continued to enumerate the
individual entities so named.
Therefore, it seems apparent that
to extend the coverage of the Tort Defense Fund would be unwar-
ranted and contrary to the obvious legislative intent expressed
in enacting this law.
Because of this, it is the opinion of this office that the
Missouri Conservation Commission, not being within the state's
Tort Defense Fund, may not reimburse its agents or officers for
an actual damage judgment obtained against them for their acts
in connection with the performance of their duties.
II.
The second question posed in this inquiry need not be reach-
ed since the contentions asserted in Part I of this opinion would
preclude the Conservation Commission from paying a punitive darn-
age award obtained against one of its enforcement agents for his
acts in connection with the performance of his duties.
Further,
even assuming, arguendo, that the Conservation Commission could
pay a judgment under the provisions of the "Tort Defense Fund,"
this office has explicitly held that punitive damages could not
be paid from this fund, as such payment would violate public pol-
icy (Attorney General's Opinion Letter No. 46, Sartorius, May 28,
1974).
CONCLUSION
Therefore, it is the opinion of this office that the Con-
servation Commissfon may not pay a final judgment for actual or
punitive damages obtained against one of its enforcement officers
as a result of his· conduct while he was in the actual performance
of his enforcement ·duties.
The foregoing opinion, which I hereby approve, was prepared
by my assistant, Timothy Verhagen.
Enclosure:
Op. Ltr. No. 46
5-28-74, Sartorius
Yours very truly,
~.0--t'~
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JOHN C. DANFORTH
Attorney General