Missouri · Regulations
Chapter 50 — General
22 sections
22 sections
- 15 CSR 30-50.010Definitions
- 15 CSR 30-50.020General Instructions
- 15 CSR 30-50.030Fees
- 15 CSR 30-50.040Forms
- 15 CSR 30-50.050Application for Registration as BrokerDealer of SecuritiesRescinded
- 15 CSR 30-50.060Computation of Net Capital, Aggregate Indebtedness and Ratio of Aggregate Indebtedness to Net Capital (Rescinded November 11, 1984)Rescinded
- 15 CSR 30-50.070Broker-Dealer, Agent, Investment Adviser Statutory Bond (Rescinded February 12, 1987)Rescinded
- 15 CSR 30-50.080Request for Withdrawal from Registration as Broker-Dealer (Rescinded November 11, 1984)Rescinded
- 15 CSR 30-50.090Application for Registration as an Investment Adviser (Rescinded November 11, 1984)Rescinded
- 15 CSR 30-50.100Appointment of Agent by Broker-Dealer or Issuer (Rescinded November 11, 1984)Rescinded
- 15 CSR 30-50.110Application for Registration as Agent (Rescinded November 11, 1984)Rescinded
- 15 CSR 30-50.120Application for Renewal Registration as Agent (Rescinded July 30, 2002)Rescinded
- 15 CSR 30-50.130Registration of Securities by Notification (Rescinded July 30, 2002)Rescinded
- 15 CSR 30-50.140Application for Registration of Securities by Coordination (Rescinded November 11, 1984)Rescinded
- 15 CSR 30-50.150Application for Registration of Securities by Qualification (Rescinded July 30, 2002)Rescinded
- 15 CSR 30-50.160Investment Company Report of Sales (Rescinded July 30, 2002)Rescinded
- 15 CSR 30-50.170In the Matter of the Condition of (Rescinded July 30, 2002)Rescinded
- 15 CSR 30-50.180Individual Affidavit (Rescinded July 30, 2002)Rescinded
- 15 CSR 30-50.190Appointment of the Commissioner of Securities to Acknowledge and Receive Service of Process (Rescinded November 11, 1984)Rescinded
- 15 CSR 30-50.200Supplemental Sheet to Agent’s Application (Rescinded November 11, 1984)Rescinded
- 15 CSR 30-50.210Statement of Claim for the Exemption of Securities of a Cooperative Association (Rescinded July 30, 2002)Rescinded
- 15 CSR 30-50.220Application for Exception From Definition of Agent for Sellers of Agricultural Cooperative Securities (Rescinded July 30, 2002)Rescinded