11 CSR 45-13.054
Fantasy Sports Contest Hearings
PURPOSE: This rule sets forth procedures for hearings related to
Fantasy Sports Contest applicants and licensees.
(1) A person whose application for a fantasy sports contest
operator license has been denied or against whom a disciplinary
action has been initiated may request a hearing under this
chapter. The rules in this chapter shall be read together with
Chapter 536, RSMo.
(2) The commission may authorize the director to investigate
and make the initial finding of unsuitability or to issue a
proposed order for disciplinary action with regard to any
applicant for, or holder of, a license of the type that may be
issued by the director pursuant to 11 CSR 45-40.
(3) Whenever the commission finds an applicant unsuitable
or ineligible for licensing, the commission shall notify the
applicant in writing outlining the reasons for the finding.
This notice shall be sent to the party’s last known address by
certified mail, return receipt requested, or by another means
of personal service.
(4) When notified of facts sufficient to support disciplinary
action against a fantasy sports contest operator licensee under
the applicable statutes or rules, the commission may propose
disciplinary action against a licensee. If the commission
proposes disciplinary action, it shall notify the licensee of the
proposed disciplinary action, in writing, outlining the reasons
for the proposed discipline. This notice shall be sent to the
party’s last known address by certified mail, return receipt
requested, or by another means of personal service.
(5) Any licensee who receives a notice of commission action
shall respond to the commission within thirty (30) days of the
date the notice is mailed from the commission.
(A) If the licensee does not respond to the commission within
thirty (30) days of the date the notice is mailed, the commission
may petition the Administrative Hearing Commission (AHC) for
findings of fact and conclusions of law to support unsuitability,
ineligibility, or discipline.
(B) If the licensee responds to the commission within thirty
(30) days of the date the notice is mailed, the commission
may take any action it deems appropriate, including, but
not limited to, dismissing the matter, initiating settlement
negotiations pursuant to 11 CSR 45-13.065, or petitioning the
AHC for findings of fact and conclusions of law to support
unsuitability, ineligibility, or discipline.
(6) Hearings before the AHC shall be governed by Chapter
536, RSMo and the rules in 1 CSR 15-3. The AHC shall, after
opportunity for hearing, issue findings of fact and conclusion
of law and refer the matter back to the commission.
(A) If the AHC does not find a factual basis to support the
notice of commission action, the matter will be dismissed and
no action will be taken against the licensee.
(B) If the AHC issues its findings of fact and conclusions of law
supporting cause to discipline, the case will be returned to the
commission to convene a hearing to consider and determine
the appropriate disciplinary action, and enter a final order.
(7) Upon receiving findings of fact and conclusions of law
supporting cause to discipline from the AHC, the commission
shall set the matter for a hearing pursuant to 11 CSR 45-13.030
before the commission’s hearing officer in accordance with
this chapter. The notice of hearing shall be in writing and
shall notify the licensee of the time and place of the hearing,
unless a waiver of hearing is filed by the licensee or the parties
reach a settlement, negating the need for a hearing. Service
of the hearing notice shall be sent by mail to the party’s last
known address. Following the hearing the hearing officer shall
make a recommendation of discipline or other action to the
commission as authorized and set forth by 11 CSR 45-13.020.
AUTHORITY: sections 313.910, 313.935, 313.950, and 313.955, RSMo
2016.* Emergency rule filed Aug. 29, 2016, effective Sept. 8, 2016,
expired March 6, 2017. Original rule filed Aug. 29, 2016, effective
March 30, 2017.
*Original authority: 313.910, RSMo 2016; 313.935, RSMo 2016; 313.950, RSMo 2016;
and 313.955, RSMo 2016.