11 CSR 45-1.030
No Opinion or Approval by the Commission
PURPOSE: This rule establishes the meaning of a licensing
decision.
(1) Any action of the commission relating to an applicant or
a licensee shall not indicate or suggest that the commission
has considered or passed in any way on the marketability of
the applicant or licensee securities, or any other matter, other
than the applicant or licensee’s suitability for licensure under
Missouri law.
AUTHORITY: sections 313.004 and 313.805, RSMo Supp. 1993.*
Emergency rule filed Sept. 1, 1993, effective Sept. 20, 1993, expired
Jan. 17, 1994. Emergency rule filed Jan. 5, 1994, effective Jan.
18, 1994, expired Jan. 30, 1994. Original rule filed Sept. 1, 1993,
effective Jan. 31, 1994.
*Original authority: 313.004, RSMo 1993 and 313.805, RSMo 1991, amended 1993.