13 CSR 70-3.220
Electronic Health Record Incentive Program
PURPOSE: The Health Information Technology and Clinical Health
Act (HITECH) offers incentive payments to encourage eligible
professionals and hospitals to adopt certified Electronic Health
Records (EHRs). This rule establishes the basis on which eligible
hospitals and professionals participating in the MO HealthNet
Program will be eligible to receive payments when they successfully
demonstrate that they have adopted, implemented, or upgraded to
certified EHR technology in the first year and meaningfully use
certified electronic health record technology in subsequent years.
(1) Definitions. Patient volume shall be calculated as outlined in
42 CFR 495.302–495.306.
(2) Eligible Providers. To qualify for Medicaid incentive payments
during the first year, eligible professionals and hospitals must
complete registration and attestation requirements, meet
volume thresholds for Medicaid patients, and show that
they have adopted, implemented, or upgraded to certified
electronic health record (EHR) technology. In subsequent years,
payments require demonstration of meaningful use of certified
EHR technology. To be deemed an “eligible professional or
hospital” for the electronic health record incentive program,
a professional or hospital must satisfy the following criteria:
(A) The eligible professional or hospital must be currently
enrolled as a MO HealthNet provider, either in the fee for
service program or a managed care organization which has a
contract with the state of Missouri;
(B) The provider must be one (1) of the following:
1. An eligible professional, listed as—
A. A physician;
B. A dentist;
C. A certified nurse midwife;
D. A nurse practitioner; or
E. A physician assistant practicing in a federally-qualified
health center or rural health clinic when a physician assistant
is the primary provider, director, or owner of the site;
2. An acute care hospital, defined as a health care facility
where the average length of stay is twenty-five (25) days or
fewer, which has a Centers for Medicare and Medicaid Services
(CMS) certification number with the last four digits in the series
0001–0879 or 1300–1399; or
3. A children’s hospital, defined as a separately certified
children’s hospital, either freestanding or a hospital-withinhospital, that predominately treats individuals under twentyone (21) years of age and has a CMS certification number with
the last four digits in the series 3300–3399;
(C) For the year for which the provider is applying for an
incentive payment—
1. An eligible professional must have at least thirty percent
(30%) of the professional’s patient volume covered by Medicaid,
except that—
A. A pediatrician must have at least twenty percent (20%)
Medicaid patient volume;
B. A professional practicing at a federally-qualified
health center or rural health clinic must have at least fifty
percent (50%) of patient encounters in a federally-qualified
health center or rural health clinic, with a minimum thirty
percent (30%) patients who are medically needy, defined as
those furnished uncompensated care, or services either at no
cost or at a reduced cost based on a sliding scale or ability to
pay, or patients covered by the MO HealthNet program or the
state’s Children’s Health Insurance Program (CHIP); and
C. Professionals have the option to base their volume on
either—
(I) Their individual Medicaid patient encounters as a
percentage of their total individual encounters; or
(II) The practice’s total Medicaid encounters as a
percentage of the practice’s total patient encounters;
2. An acute care hospital must have ten percent (10%)
Medicaid patient volume; and
3. A children’s hospital is presumed to meet the Medicaid
patient volume requirement;
(D) Application and Agreement. Any eligible provider who
wants to participate in the Missouri electronic health record
incentive program must declare the intent to participate by
electronically registering with the Centers for Medicare and
Medicaid Services (CMS) using the Medicare and Medicaid
electronic health record incentive program registration and
attestation website. CMS will notify the Department of Social
Services of an eligible provider’s registration for the Medicaid
incentive payment program.
1. The department will maintain a website and secure
portal with instructions for submitting documentation of
patient volume, certified technology, and other information
required to apply for the Medicaid EHR incentive at the
website, http://mo.arraincentive.com.
2. The applicant shall use the website to—
A. Attest to the applicant’s qualifications to receive the
incentive payment; and
B. Submit an electronic copy of a signed attestation
form.
3. The department may request any missing or additional
information from the provider. If missing or additional
information is required, the department will notify the
provider by electronic mail of the specific information needed.
If the provider fails to submit the required information, the
department will determine the registration incomplete and
application will remain in an incomplete status until the
required information is submitted.
4. The department may request additional information
from sources other than the provider to validate the provider’s
attestation submitted as a result of this rule;
(E) Record Retention. Providers must retain records to support
their eligibility for the incentive payment for a minimum of
six (6) years. The department will select providers for audit
after issuance of an incentive payment. Incentive payment
recipients shall cooperate with the department by providing
proof of—
1. Eligibility for the incentive program;
2. Medicaid patient volume thresholds;
3. Purchase of certified electronic health record technology;
and
4. Meaningful use of electronic health record technology;
(F) Patient Consent Form. Providers must retain records to
support the disclosure of patient health information to all
treating providers; and
(G) Administrative Appeal. Any eligible provider or any
provider that claims to be an eligible provider and who has
been subject to adverse actions related to the electronic health
record incentive program may seek review of the department’s
action pursuant to section 621.055, RSMo. Appealable issues
include:
1. Provider eligibility determination;
2. Medicaid patient volume thresholds;
3. Incentive payment amounts; or
4. Demonstration of adopting, implementing, upgrading,
and meaningful use of technology.
(3) The department will make an incentive payment to a
provider as a result of this rule in accordance with the
requirements of 42 CFR 495.308–495.312. A provider who has
received an incentive payment as a result of this rule must
continue to meet the eligibility standards for that payment
through the entire payment year. If the department finds that
a provider is deficient, the department may take any of the
following actions:
(A) Suspend an incentive payment until the provider has
removed the deficiency to the satisfaction of the department;
(B) Require full repayment of all or a portion of an incentive
payment; or
(C) Terminate participation in the MO HealthNet electronic
health record incentive program.
AUTHORITY: section 208.201, RSMo Supp. 2010.* Original rule filed
July 1, 2011, effective Dec. 30, 2011.
*Original authority: 208.201, RSMo 1987, amended 2007.