10 CSR 40-5.010
Prohibitions and Limitations on Mining in Certain Areas
PURPOSE: This rule sets forth the prohibitions and limitations for surface coal mining
operations on or near certain private, federal, and other public lands and sets forth procedures for these limitations and prohibitions, pursuant to sections 444.810 and
444.890, RSMo.
(1) Definitions. For the purposes of this chapter—
(A) Valid existing rights means—
1. A set of circumstances under which a
person may, subject to regulatory authority
approval, conduct surface coal mining operations on lands where section 444.890.4,
RSMo, and this rule, would otherwise prohibit such operations. Possession of valid
existing rights only confers an exception from
the prohibitions of section 444.890.4, RSMo,
and this rule. A person seeking to exercise
valid existing rights must comply with all
other pertinent requirements of the law and
2. Property rights demonstration.
Except as provided in paragraph (1)(A)4. of
this definition, a person claiming valid existing rights must demonstrate that a legally
binding conveyance, lease, deed, contract, or
other document vests that person, or a predecessor in interest, with the right to conduct
the type of surface coal mining operations
intended. This right must exist at the time
that the land came under the protection of
section 444.890.4, RSMo, or this rule.
Applicable state statutory or case law will
govern interpretation of documents relied
upon to establish property rights, unless federal law provides otherwise. If no applicable
state law exists, custom and generally accepted usage at the time and place that the documents came into existence will govern their
interpretation.
3. Except as provided in paragraph
(1)(A)4. of this definition, a person claiming
valid existing rights also must demonstrate
compliance with one (1) of the following
standards:
A. Good faith/all permits standard.
All permits and other authorizations required
to conduct surface coal mining operations
had been obtained, or a good faith effort to
obtain all necessary permits and authorizations had been made, before the land came
under the protection of section 444.890.4,
RSMo, or this rule. At a minimum, an application must have been submitted for any permit required under 10 CSR 40-6; or
B. Needed for and adjacent standard.
The land is needed for and immediately adjacent to a surface coal mining operation for
which all permits and other authorizations
required to conduct surface coal mining operations had been obtained, or a good faith
attempt to obtain all permits and authorizations had been made, before the land came
under the protection of section 444.890.4,
RSMo, or this rule. To meet this standard, a
person must demonstrate that prohibiting
expansion of the operation onto that land
would unfairly impact the viability of the
operation as originally planned before the
land came under the protection of section
444.890.4, RSMo, or this rule. Except for
operations in existence before August 3,
1977, or for which a good faith effort to
obtain all necessary permits had been made
before August 3, 1977, this standard does not
apply to lands already under the protection of
section 444.890.4, RSMo, or this rule, when
the regulatory authority approved the permit
for the original operation or when the good
faith effort to obtain all necessary permits for
the original operation was made. In evaluating whether a person meets this standard, the
agency making the determination may consider factors such as—
(I) The extent to which coal supply
contracts or other legal and business commitments that predate the time that the land came
under the protection of section 444.890.4,
RSMo, or this rule, depend upon use of that
land for surface coal mining operations;
(II) The extent to which plans used
to obtain financing for the operation before
the land came under the protection of section
444.890.4, RSMo, or this rule, rely upon use
of that land for surface coal mining operations;
(III) The extent to which investments in the operation before the land came
under the protection of section 444.890.4,
RSMo, or this rule, rely upon use of that land
for surface coal mining operations; and
(IV) Whether the land lies within
the area identified on the life-of-mine map
submitted under 10 CSR 40-6.010(5)(E)
before the land came under the protection of
section 444.890.4, RSMo, or this rule.
4. Roads. A person who claims valid
existing rights to use or construct a road
across the surface of lands protected by section 444.890.4, RSMo, or this rule, must
demonstrate that one (1) or more of the following circumstances exist if the road is
included within the definition of “surface
coal mining operations” in 10 CSR 408.010(1)(A)98.:
A. The road existed when the land
upon which it is located came under the protection of section 444.890.4, RSMo, or this
rule, and the person has a legal right to use
the road for surface coal mining operations;
B. A properly recorded right-of-way
or easement for a road in that location existed when the land came under the protection
of section 444.890.4, RSMo, or this rule,
and, under the document creating the rightof-way or easement, and under subsequent
conveyances, the person has a legal right to
use or construct a road across the right-ofway or easement for surface coal mining
operations;
C. A valid permit for use or construction of a road in that location for surface
coal mining operations existed when the land
came under the protection of section
444.890.4, RSMo, or this rule; or
D. Valid existing rights exist under
paragraphs (1)(A)2. and 3. of this definition;
(B) Significant recreational, timber, economic, or other values incompatible with surface coal mining operations means those values which could be damaged by, and are not
capable of existing together with, surface coal
mining operations because of the undesirable
effects mining would have on those values,
either on the area included in the permit
application or on other affected area. Those
values to be evaluated for their importance
include:
1. Recreation, including hiking, boating, camping, skiing, or other related outdoor activities;
2. Timber management and silviculture;
3. Agriculture, aquaculture, or production of other natural, processed, or manufactured products which enter commerce; and
4. Scenic, historic, archaeologic, esthetic, fish, wildlife, plants, or cultural interests;
(C) Surface operations and impacts incident to an underground coal mine means all
activities involved in or related to underground coal mining which are either conducted on the surface of the land, produce
changes in the land surface or disturb the surface, air, or water resources of the area,
including all activities listed in the definition
of surface coal mining operations in the law
and 10 CSR 40-8.010(1)(A);
(D) Significant forest cover means an existing plant community consisting predominantly of trees and other woody vegetation;
(E) Occupied dwelling means any building
that is currently being used on a regular or
temporary basis for human habitation;
(F) Public building means any structure
that is owned by a public agency or used principally for public business, meetings, or other
group gatherings;
(G) Community or institutional building
means any structure, other than a public
building or an occupied dwelling, which is
used primarily for meetings, gatherings, or
functions of local civic organizations or other
community groups; functions as an educational, cultural, historic, religious, scientific,
correctional, mental health, or physical
health care facility; or is used for public services, including, but not limited to, water
supply, power generation, or sewage treatment;
(H) Public park means an area dedicated
or designated by any federal, state, or local
agency for public recreational use, whether or
not this use is limited to certain times or days,
including any land leased, reserved, or held
open to the public because of that use;
(I) Public road means any thoroughfare
open to the public which has been and is
being used by the public for vehicular travel
which has been designated as a public road
pursuant to the laws of the jurisdiction in
which it is located; which is maintained with
public funds in a manner similar to other
public roads of the same classification within
the jurisdiction and which meets road construction standards for other public roads of
the same classification in the local jurisdiction;
(J) Cemetery means any area of land where
human bodies are interred;
(K) Fragile lands means geographic areas
containing natural, ecologic, scientific, or
esthetic resources that could be damaged or
destroyed by surface coal mining operations.
Examples of fragile lands include valuable
habitats for fish, wildlife, critical habitats for
endangered or threatened species of animals
or plants, uncommon geologic formations,
National Natural Landmark sites, areas
where mining may cause flooding, environmental corridors containing a concentration
of ecologic and esthetic features, areas of
recreational value due to high environmental
quality, and buffer zones adjacent to the
boundaries of areas where surface coal mining operations are prohibited under section
444.890.4, RSMo, and this rule;
(L) Historic lands means historic or cultural districts, places, structures, or objects,
including archeological and paleontological
sites, National Historic Landmark sites, sites
listed on or eligible for listing on a State or
National Register of Historic Places, sites having religious or cultural significance to native
Americans or religious groups, or sites for
which historic designation is pending;
(M) Natural hazard lands means geographic areas in which natural conditions exist
which pose or, as a result of surface coal mining operations, may pose a threat to the
health, safety, or welfare of people, property,
or the environment, including areas subject
to landslides, cave-ins, large or encroaching
sand dunes, severe wind or soil erosion, frequent flooding, avalanches, and areas of
unstable geology; and
(N) Substantial legal and financial commitments in a surface coal mining operation
means significant investments that have been
made on the basis of a long-term coal contract in power plants, railroads, coal-handling, preparation, extraction, or storage
facilities, and other capital-intensive activities. An example would be an existing mine,
not actually producing coal, but in a substantial stage of development prior to production.
Costs of acquiring the coal in place or of the
right to mine it without an existing mine, as
described in the previous example, alone are
not sufficient to constitute substantial legal
and financial commitments.
(2) Areas Where Mining is Prohibited or
Limited. Surface coal mining operations may
not be conducted on the following lands
unless the permit applicant either has valid
existing rights, as determined under section
(7) of this rule or qualifies for the exception
for existing operations under section (3) of
this rule—
(A) On any lands within the boundaries of
the National Park System, the National
Wildlife Refuge System, the National System
of
Trails,
the
National
Wilderness
Preservation System, the Wild and Scenic
River System, including study rivers designated under Section 5(a) of the Wild and
Scenic Rivers Act (16 USC 1276(a)), and
National Recreation Areas designated by act
of congress;
(B) On any federal lands within the boundaries of any national forest, unless permitted
by the United States secretary of the interior;
(C) On any publicly- or privately-owned
lands which will adversely affect any publicly-owned park or any places included on
the National Register of Historic Places,
unless approved in the permit and plan and by
the federal, state, or local agency with jurisdiction over the park or places;
(D) Within one hundred feet (100'), measured horizontally, of the outside right-of-way
line of any public road, except where—
1. Mine access roads or haulage roads
join that right-of-way line; or
2. The permit and plan allows the public
road to be relocated or closed or the area
affected to be within one hundred feet (100')
of that road after—
A. Public notice and opportunity for a
public hearing in accordance with subsection
(5)(B) of this rule; and
B. A written finding is made that the
interests of the affected public and landowners will be protected;
(E) Within three hundred feet (300'), measured horizontally, from any occupied
dwelling. This prohibition does not apply
when—
1. The permit applicant submits with the
application a written waiver from the owner
of the dwelling, clarifying that the owner and
signatory had the legal right to deny mining
and knowingly waived that right. The waiver
shall act as consent to surface coal mining
operations within a closer distance of the
dwelling as specified; or
2. The part of the operation to be located closer than three hundred feet (300') to the
dwelling is an access or haul road that connects with an existing public road on the side
of the public road opposite the dwelling;
(F) Within three hundred feet (300'), measured horizontally, of any public building,
school, church, community or institutional
building, or public park; or
(G) Within one hundred feet (100'), measured horizontally, of a cemetery. This prohibition does not apply if the cemetery is relocated in accordance with all applicable laws
and regulations.
(3) Exception for Existing Operations. The
prohibitions and limitations of section (2) of
this rule do not apply to surface coal mining
operations for which a valid permit, issued
under 10 CSR 40-6, exists when the land
comes under the protection of section
444.890.4, RSMo, or this rule. This exception applies only to lands within the permit
area as it exists when the land comes under
the protection of section 444.890.4, RSMo,
or this rule.
(4) Procedures for Compatibility Findings for
Surface Coal Mining Operations on Federal
Lands in National Forests.
(A) Where the proposed operation would
include federal lands within the boundaries of
any national forest, and the applicant seeks a
determination that mining is permissible
under subsection (2)(B) of this rule, the
applicant, pursuant to 30 CFR 761.13, shall
submit a permit application to the regional
director of the office for processing under 30
CFR, subchapter D.
(B) The applicant may submit a request to
the regional director of the office for a determination before preparing and submitting an
and Areas Unsuitable for Mining
application for a permit or boundary revision.
The applicant must explain how the proposed
operation would not damage the values listed
in the definition of “significant recreational,
timber, economic, or other values incompatible with surface coal mining operations” in
subsection (1)(B). The applicant must include
a map and sufficient information about the
nature of the proposed operation for the
United States Secretary of the Interior to
make adequately documented findings. The
regional director of the office may request the
applicant to provide any additional information that it determines is needed to make the
required findings.
(C) When a proposed surface coal mining
operation or proposed boundary revision for
an existing surface coal mining operation
includes federal lands within a national forest, the commission or director may not issue
the permit or approve the boundary revision
before the United States Secretary of the Interior makes the findings required by subsection (2)(B) of this rule.
(5) Procedures for Relocating or Closing a
Public Road or Waiving the Prohibition on
Surface Coal Mining Operations Within the
Buffer Zone of a Public Road.
(A) This section does not apply to—
1. Lands for which a person has valid
existing rights, as determined under section
(7) of this rule;
2. Lands within the scope of the exception for existing operations in section (3) of
this rule; and
3. Access or haul roads that join a public road, as described in paragraph (2)(D)1.
of this rule.
(B) Where the proposed mining operation
is to be conducted within one hundred feet
(100'), measured horizontally, of the outside
right-of-way line of any public road or where
the applicant proposes to close or relocate
any public road, the commission or director
or the appropriate public road authority designated by the director shall—
1. Require the applicant to obtain necessary approvals of the public road authority
with jurisdiction;
2. Provide public notice in a newspaper
of general circulation in the affected locale;
3. Provide a public comment period and
an opportunity for a public hearing in the
locality of the proposed mining operations at
which any member of the public may participate for purpose of determining whether the
interests of the public and affected landowners will be protected;
4. Publish, if a hearing is requested, a
public notice of the location, date, and time
of the hearing in a newspaper of general circulation in the affected locale two (2) weeks
prior to the hearing; and
5. Make a written finding based upon
information received from the public as to
whether the interests of the public and affected landowners will be protected from the proposed mining operations. If a hearing was
held, make this finding within thirty (30) days
after the hearing. If no hearing is held, make
this finding within thirty (30) days after the
end of the public comment period.
(6) Procedures for Waiving the Prohibition on
Surface Coal Mining Operations Within the
Buffer Zone of an Occupied Dwelling.
(A) This section does not apply to—
1. Lands for which a person has valid
existing rights, as determined under section
(7) of this rule;
2. Lands within the scope of the exception for existing operations in section (3) of
this rule; and
3. Access or haul roads that connect
with an existing public road on the side of the
public road opposite the dwelling, as provided in paragraph (2)(E)2. of this rule.
(B) Where the proposed surface coal mining operations would be conducted within
three hundred feet (300'), measured horizontally, of any occupied dwelling, the applicant
shall submit with the application a written
waiver from the owner of the dwelling, consenting to these operations within a closer
distance of the dwelling as specified in the
waiver. The waiver must be made knowingly
and separate from a lease or deed unless the
lease or deed contains an explicit waiver. The
waiver must clarify that the owner and signatory had the legal right to deny mining and
knowingly waived that right. The waiver will
act as consent to surface coal mining operations within a closer distance of the dwelling
as specified.
(C) If the permit applicant obtained a valid
waiver before August 3, 1977, from the
owner of an occupied dwelling to conduct
operations within three hundred feet (300') of
the dwelling, the permit applicant need not
submit a new waiver.
(D) If the permit applicant obtains a valid
waiver from the owner of an occupied
dwelling, that waiver will remain effective
against subsequent purchasers who had actual or constructive knowledge of the existing
waiver at the time of purchase. A subsequent
purchaser will be deemed to have constructive knowledge if the waiver has been properly filed in public property records pursuant to
state laws or if surface coal mining operations
have entered the three hundred (300)-foot
zone before the date of purchase.
(7) Submission and Processing of Requests
for Valid Existing Rights Determinations.
(A) Agency Responsible for Valid Existing
Rights Determinations. An applicant must
request a valid existing rights determination
from the director of the office for federal
lands protected under subsections (2)(A) and
(B) of this rule and for those features on federal lands protected under subsections (2)(C)
through (G) of this rule. An applicant must
request a valid existing rights determination
from the regulatory authority for non-federal
lands protected under subsection (2)(A) of
this rule and for those features on non-federal lands protected under subsections (2)(C)
through (G) of this rule. The regulatory
authority must use the federal definition of
valid existing rights at 30 CFR 761.5 when
making a determination for non-federal lands
protected under subsection (2)(A) of this rule
and the definition of valid existing rights at
subsection (1)(A) of this rule when making a
determination for those features protected
under subsections (2)(C) through (G) of this
rule.
(B) Request for a Valid Existing Rights
Determination. An applicant must request a
valid existing rights determination from the
appropriate agency under subsection (7)(A)
of this rule if he or she intends to conduct
surface coal mining operations on the basis of
valid existing rights under section (2) of this
rule or wishes to confirm the right to do so.
The applicant may submit this request before
preparing and submitting an application for a
permit or boundary revision for the land. If
the regional director of the office is the
appropriate agency, the applicant must
request the determination in accordance with
the requirements of the federal regulations at
30 CFR 761.16. If the regulatory authority is
the appropriate agency, the applicant must
request the determination in accordance with
the requirements of this section.
1. Requirements for property rights
demonstration. The applicant must provide a
property rights demonstration under paragraph
(1)(A)2. of this rule if the request relies upon
the good faith/all permits standard or the
needed for and adjacent standard in paragraph
(1)(A)3. of this rule. This demonstration must
include the following items:
A. A legal description of the land to
which the request pertains;
B. Complete documentation of the
character and extent of the applicant’s current
interests in the surface and mineral estates of
the land to which the request pertains;
C. A complete chain of title for the
surface and mineral estates of the land to
which the request pertains;
D. A description of the nature and
effect of each title instrument that forms the
basis for the request, including any provision
pertaining to the type or method of mining or
mining-related surface disturbances and facilities;
E. A description of the type and
extent of surface coal mining operations that
the applicant claims the right to conduct,
including the method of mining, any miningrelated surface activities and facilities, and an
explanation of how those operations would be
consistent with state property law;
F. Complete documentation of the
nature and ownership, as of the date that the
land came under the protection of section
444.890.4, RSMo, or this rule, of all property rights for the surface and mineral estates of
the land to which the request pertains;
G. Names and addresses of the current owners of the surface and mineral estates
of the land to which the request pertains;
H. If the coal interests have been severed from other property interests, documentation that the owners of other property interests in the land to which the request pertains
have been notified and provided reasonable
opportunity to comment on the validity of the
property rights claims; and
I. Any comments received in response
to the notification provided under subparagraph (7)(B)1.H. of this rule.
2. Requirements for good faith/all permits standard. If the request relies upon the
good faith/all permits standard in subparagraph (1)(A)3.A. of this rule, the applicant
must submit the information required under
paragraph (7)(B)1. of this rule. Also, the
applicant must submit the following information about permits, licenses, and authorizations for surface coal mining operations on
the land to which the request pertains:
A. Approval and issuance dates and
identification numbers for any permits,
licenses, and authorizations that the applicant
obtained or that a predecessor in interest
obtained before the land came under the protection of section 444.890.4, RSMo, or this
rule;
B. Application dates and identification numbers for any permits, licenses, and
authorizations that the applicant submitted or
a predecessor in interest submitted in an
application before the land came under the
protection of section 444.890.4, RSMo, or
this rule; and
C. An explanation of any other good
faith effort that the applicant made or a predecessor in interest made to obtain the necessary permits, licenses, and authorizations as
of the date that the land came under the protection of section 444.890.4, RSMo, or this
rule.
3. Requirements needed for and adjacent
standard. If the request relies upon the needed for and adjacent standard in subparagraph
(1)(A)3.B. of this rule, the applicant must
submit the information required under paragraph (7)(B)1. of this rule. In addition, the
applicant must explain how and why the land
is needed for and immediately adjacent to the
operation upon which the request is based,
including a demonstration that prohibiting
expansion of the operation onto that land
would unfairly impact the viability of the
operation as originally planned before the
land came under the protection of section
444.890.4, RSMo, or this rule.
4. Requirements for standards for mine
roads. If the request relies upon one (1) of the
standards for roads in subparagraphs
(1)(A)4.A. through C. of this rule, the applicant must submit satisfactory documentation
that—
A. The road existed when the land
upon which it is located came under the protection of section 444.890.4, RSMo, or this
rule, and the applicant has a legal right to use
the road for surface coal mining operations;
B. A properly recorded right-of-way
or easement for a road in that location existed when the land came under the protection
of section 444.890.4, RSMo, or this rule,
and, under the document creating the rightof-way or easement, and under any subsequent conveyances, the applicant has a legal
right to use or construct a road across that
right-of-way or easement to conduct surface
coal mining operations; or
C. A valid permit for use or construction of a road in that location for surface
coal mining operations existed when the land
came under the protection of section
444.890.4, RSMo, or this rule.
(C) Initial Review of Request.
1. The commission or director must
conduct an initial review to determine
whether the request includes all applicable
components of the submission requirements
of subsection (7)(B) of this rule. This review
pertains only to the completeness of the
request, not the legal or technical adequacy of
the materials submitted.
2. If the request does not include all
applicable components of the submission
requirements of subsection (7)(B) of this rule,
the commission or director must notify the
applicant and establish a reasonable time for
submission of the missing information.
3. When the request includes all applicable components of the submission requirements of subsection (7)(B) of this rule, the
commission or director must implement the
notice and comment requirements of subsection (7)(D) of this rule.
4. If the information that the commission or director requests under paragraph
(7)(C)2. of this rule is not provided within the
time specified or as subsequently extended,
the commission or director must issue a
determination that the applicant has not
demonstrated valid existing rights, as provided in paragraph (7)(E)4. of this rule.
(D) Notice and Comment Requirements
and Procedures.
1. When the completeness requirements
of subsection (7)(C) of this rule are satisfied,
the commission or director must publish a
notice in a newspaper of general circulation
in the county in which the land is located.
This notice must invite comment on the merits of the request. Alternatively, the commission or director may require that the applicant
publish this notice and provide the commission or director with a copy of the published
notice. Each notice must include:
A. The location of the land to which
the request pertains;
B. A description of the type of surface
coal mining operations planned; and
C. A reference to and brief description of the applicable standard(s) under the
definition of valid existing rights in subsection (1)(A) of this rule.
(I) If the request relies upon the
good faith/all permits standard or the needed
for and adjacent standard of the definition of
valid existing rights in paragraph (1)(A)3. of
this rule, the notice also must include a
description of the property rights that are
claimed and the basis for the claim.
(II) If the request relies upon the
standard of the definition of valid existing
rights in subparagraph (1)(A)4.A. of this
rule, the notice also must include a description of the basis for the claim that the road
existed when the land came under the protection of section 444.890.4, RSMo, or this
rule. In addition, the notice must include a
description of the basis for the claim that the
applicant has a legal right to use that road for
surface coal mining operations.
(III) If the request relies upon the
standard of the definition of valid existing
rights in subparagraph (1)(A)4.B. of this rule,
the notice also must include a description of
the basis for the claim that a properly recorded right-of-way or easement for a road in that
location existed when the land came under
the protection of section 444.890.4, RSMo,
or this rule. In addition, the notice must
include a description of the basis for the
claim that, under the document creating the
right-of-way or easement, and under any subsequent conveyances, the applicant has a
and Areas Unsuitable for Mining
legal right to use or construct a road across
the right-of-way or easement to conduct surface coal mining operations.
(IV) If the request relies upon one
or more of the standards in paragraph
(1)(A)3., and subparagraphs (1)(A)4.A. and
(1)(A)4.B. of the definition of valid existing
rights in subsection (1)(A) of this rule, a
statement that the commission or director
will not make a decision on the merits of the
request if, by the close of the comment period under this notice or the notice required by
paragraph (7)(D)3. of this rule, a person with
a legal interest in the land initiates appropriate legal action in the proper venue to resolve
any differences concerning the validity or
interpretation of the deed, lease, easement, or
other documents that form the basis of the
claim.
(V) A description of the procedures
that the commission or director will follow in
processing the request.
(VI) The closing date of the comment period, which must be a minimum of
thirty (30) days after the publication date of
the notice.
(VII) A statement that interested
persons may obtain a thirty (30)-day extension of the comment period upon request.
(VIII) The name and address of the
commission or director’s office where a copy
of the request is available for public inspection and to which comments and requests for
extension of the comment period should be
sent.
2. The commission or director must
promptly provide a copy of the notice
required under paragraph (7)(D)1. to—
A. All reasonably locatable owners
of surface and mineral estates in the land
included in the request; and
B. The owner of the feature causing
the land to come under the protection of section 444.890.4, RSMo, or this rule, and,
when applicable, the agency with primary
jurisdiction over the feature with respect to
the values causing the land to come under the
protection of section 444.890.4, RSMo, or
this rule. For example, both the landowner
and the state historic preservation officer
must be notified if surface coal mining operations would adversely impact any site listed
on the National Register of Historic Places.
As another example, both the surface owner
and the National Park Service must be notified if the request includes non-federal lands
within the authorized boundaries of a unit of
the National Park System.
3. The letter transmitting the notice
required under paragraph (7)(D)2. of this
rule must provide a thirty (30)-day comment
period, starting from the date of service of
the letter, and specify that another thirty (30)
days is available upon request. At its discretion, the commission or director may grant
additional time for good cause upon request.
The commission or director need not necessarily consider comments received after the
closing date of the comment period.
(E) How a Decision Will be Made.
1. The commission or director must
review the materials submitted under subsection (7)(B) of this rule, comments received
under subsection (7)(D) of this rule, and any
other relevant, reasonably available information to determine whether the record is sufficiently complete and adequate to support a
decision on the merits of the request. If not,
the commission or director must notify the
applicant in writing, explaining the inadequacy of the record and requesting submittal,
within a specified reasonable time, of any
additional information that the commission or
director deems necessary to remedy the inadequacy.
2. Once the record is complete and adequate, the commission or director must determine whether the applicant has demonstrated
valid existing rights. The decision document
must explain how the applicant has or has not
satisfied all applicable elements of the definition of valid existing rights in subsection
(1)(A) of this rule. It must contain findings
of fact and conclusions, and it must specify
the reasons for the conclusions.
3. Impact of property rights disagreements. This paragraph applies only when the
applicant’s request relies upon one (1) or
more of the standards of the definition of
valid existing rights in paragraph (1)(A)3.,
and
subparagraphs
(1)(A)4.A.
and
(1)(A)4.B. of this rule.
A. The commission or director must
issue a determination that the applicant has
not demonstrated valid existing rights if the
property rights claims are the subject of
pending litigation in a court or administrative
body with jurisdiction over the property
rights in question. The commission or director will make this determination without prejudice, meaning that the applicant may refile
the request once the property rights dispute is
finally adjudicated. This paragraph applies
only to situations in which legal action has
been initiated as of the closing date of the
comment period under paragraph (7)(D)1. or
(7)(D)3. of this rule.
B. If the record indicates disagreement as to the accuracy of the applicant’s
property rights claims, but this disagreement
is not the subject of pending litigation in a
court or administrative agency of competent
jurisdiction, the commission or director must
evaluate the merits of the information in the
record and determine whether the applicant
has demonstrated that the requisite property
rights exist under the definition of valid existing rights in paragraph (1)(A)3., and subparagraphs (1)(A)4.A. and (1)(A)4.B. of this
rule, as appropriate. The commission or
director must then proceed with the decision
process under paragraph (7)(E)2. of this rule.
4. The commission or director must
issue a determination that the applicant has
not demonstrated valid existing rights if the
applicant does not submit information that
the commission or director requests under
paragraph (7)(C)2. or (7)(E)1. of this rule
within the time specified or as subsequently
extended. The commission or director will
make this determination without prejudice,
meaning that the applicant may refile a
revised request at any time.
5. After making a determination, the
commission or director must—
A. Provide a copy of the determination, together with an explanation of appeal
rights and procedures, to the applicant, to the
owner or owners of the land to which the
determination applies, to the owner of the
feature causing the land to come under the
protection of section 444.890.4, RSMo, or
this rule, and, when applicable, to the agency
with primary jurisdiction over the feature
with respect to the values that caused the land
to come under the protection of section
444.890.4, RSMo, or this rule; and
B. Publish notice of the determination
in a newspaper of general circulation in the
county in which the land is located.
Alternatively, the commission or director
may require that the applicant publish this
notice and provide a copy of the published
notice to the commission or director.
(F) A determination of the commission or
director that a person holds or does not hold
a valid existing right or that the surface coal
mining operations did or did not exist on the
date of enactment shall be subject to administrative and judicial review under 10 CSR
40-6.080(1)(B) and (2)(B).
(G) Availability of Records. The commission or director must make a copy of the
request subject to notice and comment under
subsection (7)(D) of this rule available to the
public in the same manner as the commission
or director makes permit applications available to the public under 10 CSR 40-6.070(6).
In addition, the commission or director must
make records associated with that request,
and any subsequent determination under subsection (7)(E) of this rule, available to the
public in accordance with the requirements
and procedures of 10 CSR 40-8.030(3).
(8) Regulatory Authority Obligations at Time
of Permit Application Review.
(A) Upon receipt of an administratively
complete application for a surface coal mining and reclamation operation permit, or an
administratively complete application for
revision of the boundaries of a surface coal
mining operation permit, the commission or
director shall review the application to determine whether the proposed surface coal mining operation would be located on any lands
protected under section 444.890.4, RSMo, or
this rule.
(B) The commission or director must reject
any portion of the application that would
locate surface coal mining operations on land
protected under section 444.890.4, RSMo, or
this rule, unless—
1. The site qualifies for the exception for
existing operations under section (3) of this
rule;
2. A person has valid existing rights for
the land, as determined under section (7) of
this rule;
3. The applicant obtains a waiver or
exception from the prohibitions of section
444.890.4, RSMo, or this rule, in accordance
with sections (4) through (6) of this rule; and
4. For lands protected by subsection
(2)(C) of this rule, both the commission or
director and the agency with jurisdiction over
the park or place jointly approve the proposed
operation in accordance with subsection
(8)(D) of this rule.
(C) Location Verification. If the commission or director has difficulty determining
whether an application includes land within
an area specified in subsection (2)(A) of this
rule or within the specified distance from a
structure or feature listed in subsection (2)(F)
or (G) of this rule, the commission or director shall request that the federal, state, or
local governmental agency with jurisdiction
over the protected land, structure, or feature
verify the location.
1. The request for location verification
must—
A. Include relevant portions of the
permit application;
B. Provide the agency with thirty (30)
days after receipt to respond, with a notice
that another thirty (30) days is available upon
request; and
C. Specify that the commission or
director will not necessarily consider a
response received after the comment period
provided under subparagraph (8)(C)1.B. of
this rule.
2. If the agency does not respond in a
timely manner, the commission or director
may make the necessary determination based
on available information.
(D) Procedures for Joint Approval of Surface Coal Mining Operations that will
Adversely Affect Publicly-Owned Parks or
Historic Places.
1. If the commission or director determines that the proposed surface coal mining
operation will adversely affect any publiclyowned park or any place included in the
National Register of Historic Places, the
director shall request that the federal, state,
or local agency with jurisdiction over the park
or place either approve or object to the proposed operation. The request must—
A. Include a copy of applicable parts
of the permit application;
B. Provide the agency with thirty (30)
days after receipt to respond, with a notice
that another thirty (30) days is available upon
request; and
C. State that failure to interpose an
objection within the time specified under subparagraph (8)(D)1.B. of this rule will constitute approval of the proposed operation.
2. The commission or director may not
issue a permit for a proposed operation subject to paragraph (8)(D)1. of this rule unless
all affected agencies jointly approve.
3. Paragraphs (8)(D)1. and 2. of this
rule do not apply to—
A. Lands for which a person has valid
existing rights, as determined under section
(7) of this rule; and
B. Lands within the scope of the
exception for existing operations in section
(3) of this rule.
AUTHORITY: section 444.530, RSMo 2000.*
Original rule filed Oct. 12, 1979, effective
Feb. 11, 1980. Amended: Filed Dec. 10,
1980, effective April 11, 1981. Amended:
Filed Feb. 9, 1981, effective July 11, 1981.
Amended: Filed Sept. 15, 1988, effective Jan.
15, 1989. Amended: Filed March 2, 1989,
effective May 15, 1989. Amended: Filed July
3, 1990, effective Nov. 30, 1990. Amended:
Filed May 15, 1992, effective Jan. 15, 1993.
Amended: Filed March 21, 2000, effective
Oct. 30, 2000. Amended: Filed June 29,
2011, effective Jan. 30, 2012.
*Original authority: 444.530, RSMo 1971, amended 1983,
1990, 1993, 1995.