Records Required for Purposes of Market Conduct Examinations (Rescinded January 30, 2009)

AUTHORITY: sections 144.027, 287.350, 354.190, 354.465, 354.717, 374.045, 374.190, 374.202, 374.205, 374.210, 375.013, 375.149, 375.150, 375.151, 375.932, 375.938, 375.948, 375.1002, 375.1009, 375.1018, 379.343, 379.475, and 536.016, RSMo 2000 and sections 375.012, 375.022, and 375.158, RSMo Supp. 2004. This rule was previously filed as 4 CSR 19011.050. Original rule filed Dec. 20, 1974, effective Dec. 30, 1974. Amended: Filed Sept. 5, 1975, effective Sept. 15, 1975. Amended: Filed April 4, 1991, effective Oct. 31, 1991. Amended: Filed Dec. 1, 1998, effective July 30, 1999. Amended: Filed July 12, 2002, effective Feb. 28, 2003. Emergency amendment filed Feb. 14, 2003, effective Feb. 24, 2003, expired Aug. 22, 2003. Amended: Filed Feb. 14, 2003, effective July 30, 2003. Amended: Filed March 18, 2005, effective Oct. 30, 2005. Emergency rescission filed June 23, 2008, effective July 30, 2008, expired Feb. 26, 2009. Rescinded: Filed June 23, 2008, effective Jan. 30, 2009.