Missouri · Statutes
Chapter 409
58 sections
58 sections
- Mo. Rev. Stat. § 409.107Investment firms, legal firms, other persons shall not be involved with ...
- Mo. Rev. Stat. § 409.108Tampering with securities documents or impeding investigations prohibited.
- Mo. Rev. Stat. § 409.109Penalty.
- Mo. Rev. Stat. § 409.111Commissioner of securities may investigate violations.
- Mo. Rev. Stat. § 409.112Commissioner of securities may seek relief for violations, when.
- Mo. Rev. Stat. § 409.113Commissioner of securities may issue orders, when.
- Mo. Rev. Stat. § 409.114Duties and powers of commissioner of securities.
- Mo. Rev. Stat. § 409.500Short title.
- Mo. Rev. Stat. § 409.506Definitions.
- Mo. Rev. Stat. § 409.511Requirements, offeror must send registration statement — solicitations, ...
- Mo. Rev. Stat. § 409.516Registration statement, contents — material changes, notice to ...
- Mo. Rev. Stat. § 409.521Commissioner may make investigations, seek injunctions, when.
- Mo. Rev. Stat. § 409.526Penalties.
- Mo. Rev. Stat. § 409.531Commissioner may promulgate rules, establish fees.
- Mo. Rev. Stat. § 409.536Attorney general may prosecute, how.
- Mo. Rev. Stat. § 409.541Secretary of state deemed offeror's agent, when — service of process, how, ...
- Mo. Rev. Stat. § 409.546Fraudulent practices not allowed, solicitation of offerees.
- Mo. Rev. Stat. § 409.551Exceptions.
- Mo. Rev. Stat. § 409.556Construction of statutes.
- Mo. Rev. Stat. § 409.561Additional requirements, when applicable.
- Mo. Rev. Stat. § 409.566Unlawful practices, offeree may bring suit, damages, attorney fees.
- Mo. Rev. Stat. § 409.600Citation of law.
- Mo. Rev. Stat. § 409.605Definitions.
- Mo. Rev. Stat. § 409.610Financial exploitation, notification of agencies and family members.
- Mo. Rev. Stat. § 409.615Refusal of request for disbursement or transaction, when — expiration.
- Mo. Rev. Stat. § 409.620Immunity from liability, when.
- Mo. Rev. Stat. § 409.625Records, provided to agencies or law enforcement, when.
- Mo. Rev. Stat. § 409.630Website for training resources to prevent and detect financial exploitation.
- Mo. Rev. Stat. § 409.800Definitions.
- Mo. Rev. Stat. § 409.803Prohibited contracts — exemptions.
- Mo. Rev. Stat. § 409.806Exempt transaction — rules, generally, this chapter, procedure.
- Mo. Rev. Stat. § 409.808Commodity merchants — license required, boards of trade — designation required.
- Mo. Rev. Stat. § 409.810Prohibited acts.
- Mo. Rev. Stat. § 409.813Principals, agents, joint and several liability — when.
- Mo. Rev. Stat. § 409.816Applicability of other laws.
- Mo. Rev. Stat. § 409.818Intent of law.
- Mo. Rev. Stat. § 409.820Investigations by commissioner, subpoena powers — judicial enforcement.
- Mo. Rev. Stat. § 409.823Violations — powers of commissioner.
- Mo. Rev. Stat. § 409.826Violations of domestic or foreign laws, rules — legal and equitable remedies.
- Mo. Rev. Stat. § 409.828Penalties.
- Mo. Rev. Stat. § 409.830Insiders — restricted use of information, data to be public, exceptions.
- Mo. Rev. Stat. § 409.833Cooperation with other jurisdictions, agencies.
- Mo. Rev. Stat. § 409.836General authority of commissioner.
- Mo. Rev. Stat. § 409.838Service of process, appointment of commissioner as agent for service.
- Mo. Rev. Stat. § 409.840Application of sections 409.803, 409.808, 409.810, offers to sell, buy — ...
- Mo. Rev. Stat. § 409.843Administrative procedure, notice of intent, summary order, notice, hearing.
- Mo. Rev. Stat. § 409.846Judicial review of commissioner's orders — procedure — standard of review.
- Mo. Rev. Stat. § 409.848Exemptions — burden of proof.
- Mo. Rev. Stat. § 409.850Broker-dealers, sales representatives — applications for licenses — fees.
- Mo. Rev. Stat. § 409.853Examinations.
- Mo. Rev. Stat. § 409.856Licenses — effective date — expiration — classification, sales ...
- Mo. Rev. Stat. § 409.858Annual report, records — amendment, broker — dealers — capital requirements ...
- Mo. Rev. Stat. § 409.860Records — examination without notice — fees.
- Mo. Rev. Stat. § 409.863Licenses — denial, suspension, revocation, limitations, cancellation — grounds.
- Mo. Rev. Stat. § 409.950Fiduciaries and employee retirement systems, investment in certain ...
- Mo. Rev. Stat. § 409.1000Business opportunities — definitions.
- Mo. Rev. Stat. § 409.1003Practices prohibited — penalty.
- Mo. Rev. Stat. § 409.1006Civil remedies.