Notice Filers

Notice Filers A. Notice Filings for Federal Covered Securities Under Section 18(b)(2) 1. Initial. Filers shall submit to the Division a nonrefundable initial filing fee of One Thousand Dollars ($1,000.00). 2. Renewal. Filers shall submit to the Division a nonrefundable renewal filing fee of Three Hundred Dollars ($300.00) annually. 3. Termination. Filers shall submit to the Division a nonrefundable termination filing fee of Fifty Dollars ($50.00). B. Notice Filings for Federal Covered Securities 1. Initial. Filers shall submit to the Division a nonrefundable filing fee of Three Hundred Dollars ($300.00). 2. Late. If the filing fee is not submitted to the Division on or before the date prescribed by the Rules, the Division may impose a late filing fee of one percent (1%) of the amount sold in this state up to a maximum penalty of Five Thousand Dollars ($5,000.00). 3. Renewal. Filers shall submit to the Division a nonrefundable filing fee of Three Hundred Dollars ($300.00) annually. 4. Termination. Filers shall submit to the Division a nonrefundable termination filing fee of Fifty Dollars ($50.00).