The application for annual renewal registration shall also include, if

The application for annual renewal registration shall also include, if applicable, a copy of the surety bond required by Rule 6.07 and financial statements required by Rule 6.11 to be filed directly with the Division. C. Updates and Amendments. 1. The Division shall be notified within thirty (30) days whenever the information contained in any application or amendment for registration as an investment adviser or representative changes in a material way or is or becomes inaccurate or incomplete in any respect. a. Events requiring notification shall include, but are not limited to, those described in Rule 6.17. b. An investment adviser must file electronically with IARD any amendments to the investment adviser’s Form ADV. c. An amendment will be considered to be filed promptly if the amendment is filed within thirty (30) days of the event that requires the filing of the amendment. 2. Within ninety (90) days of the end of the investment adviser’s fiscal year, an investment adviser must file electronically with IARD an Annual Updating Amendment to the Form ADV. D. Withdrawal of Investment Adviser Registration. 1. Withdrawal of registration as an investment adviser shall be completed by filing Form ADV-W electronically with IARD. 2. Any investment adviser who is no longer in existence or is not engaged in business as an investment adviser shall, within thirty (30) days of such cessation, file Form ADV-W electronically with IARD. E. Completion of Filing. 1. An application for initial or renewal registration is not considered filed for purposes of Section 75-71-403(a) of the Act until the required fee and all required submissions have been received by the Division. 2. The Division is not required to issue a certification, license, or permit.