1 MAC Pt. 14, R. 5.23
Agent Registration and Termination (FINRA)
Cite as 1 Miss. Admin. Code Pt. 14, R. 5.23
Agent Registration and Termination (FINRA). Registration, renewal, and termination
of agents associated with members of FINRA shall be made to the Division through the CRD
according to the CRD administrative rules governing the registration process with the CRD
system.