1 MAC Pt. 14, R. 5.23

Agent Registration and Termination (FINRA)

Year: 2026Length: 39 wordsOfficial source

Cite as 1 Miss. Admin. Code Pt. 14, R. 5.23

Agent Registration and Termination (FINRA). Registration, renewal, and termination of agents associated with members of FINRA shall be made to the Division through the CRD according to the CRD administrative rules governing the registration process with the CRD system.
1 MAC Pt. 14, R. 5.23: Agent Registration and Termination (FINRA) | Justis AI