Statement Of Restrictions On Equity Securities

Statement Of Restrictions On Equity Securities. The statement required by Mississippi Code Annotated 75-76-207 shall be substantially as follows: (a) “The sale, assignment, transfer, pledge or other disposition of this security is ineffective unless approved in advance by the Mississippi Gaming Commission. If at any time such commission finds that an owner of this security is unsuitable to continue to have an involvement in gaming in such state, such owner must dispose of such security as provided by the laws of the State of Mississippi and the regulations of the Mississippi Gaming Commission thereunder. Such laws and regulations restrict the right under certain circumstances: 1. To pay or receive any dividend or interest upon such security; 2. to exercise, directly or through any trustee or nominee, any voting right conferred by such security; or 3. to receive any remuneration in any form from the corporation, for services rendered or otherwise.” (Adopted: 08/20/1998.)