19 MAC Pt. 1, R. 12.18Schedule
B: Information to Be Included In Statements Filed By Or On Behalf Of a
Cite as 19 Miss. Admin. Code Pt. 1, R. 12.18Schedule
B: Information to Be Included In Statements Filed By Or On Behalf Of a
Participant (Other Than the Issuer) In a Proxy Solicitation inan Election Contest
A. Issuer
State the name and address of the Issuer.
B. Identity and Background
1. State the following:
a. Your name and business address.
b. Your present principal occupation or employment and the name, principal
business and address of any corporation or other organization in which such
employment is carried on.
2. State the following:
a. Your residence address.
b. Information as to all material occupations, positions, offices or employments
during the last ten years, giving starting and ending dates of each and the
name, principal business and address of any business corporation or other
business organization in which each such occupation, position, office or
employment was carried on.
3. State whether or not you are or have been a participant in any other proxy contest
involving this company or other companies within the past ten years. If so,
identify the principals, the subject matter and your relationship to the parties and
the outcome.
4. State whether or not, during the past ten years, you have been convicted in a
criminal proceeding (excluding traffic violations or similar misdemeanors) and, if
so, give dates, nature of conviction, name and location of court, and penalty
imposed or other disposition of the case. A negative answer to this sub-item need
not be included in the proxy statement or other proxy soliciting material.
C. Interest in Securities of the Issuer
1. State the amount of each class of securities of the issuer which you own beneficially,
directly or indirectly.
2. State the amount of each class of securities of the issuer which you own of record but
not beneficially.
3. State with respect to all securities of the issuer purchased or sold within the past two
years, the dates on which they were purchased or sold and the amount purchased or
sold on each such date.
4. If any part of the purchase price or market value of any of the securities specified in
paragraph (c) is represented by funds borrowed or otherwise obtained for the purpose
of acquiring or holding such securities, so state and indicate the amount of the
indebtedness as of the latest practicable date. If such funds were borrowed or obtained
otherwise than pursuant to a margin account or bank loan in the regular course of
business of a bank, broker or dealer, briefly describe the transaction, and state the
names of the parties.
5. State whether or not you are a party to any contracts, arrangements or understandings
with any person with respect to any securities of the issuer including but not limited
to joint ventures, loan or option arrangements, puts or calls guarantees against losses
or guarantees or profits, division of losses or profits, or the giving or withholding of
proxies. If so, name the persons with whom such contracts, arrangements, or
understandings exist and give the details thereof.
6. State the amount of securities of the issuer owned beneficially directly or indirectly,
by each of your associates and the name and address of each such associate.
7. (g) State the amount of each class of securities of any parent, subsidiary or
affiliate of the issuer which you own beneficially directly or indirectly.
D. Further Matters.
1. Describe the time and circumstances under which you became a participant in the
solicitation and state the nature and extent of your activities or proposed activities as a
participant.
2. Describe briefly, and where practicable state the approximate amount of, any material
interest, direct or indirect, of yourself and of each of your associates in any material
transactions since the beginning of the company’s last fiscal year, or in any material
proposed transactions, to which the company or any of its subsidiaries or affiliates
was or is to be a party.
3. State whether or not you or any of your associates have any arrangement or
understanding with any person:
a. With respect to any future employment by the issuer or its subsidiaries or
affiliates; or
b. With respect to any future transactions to which the issuer or any of its
subsidiaries or affiliates will or may be a party.
If so, describe such arrangement or understanding and state the names of the parties
thereto.
E. Signature
The statement shall be dated and signed in the following manner:
I certify that the statements made in this statement are true, complete, and correct, to the
best of my knowledge and belief.
_______________ _______________________________________________
(Date)
(Signature of participant or authorized representative)