N.C. R. Settlement Proc. Fam. Fin. Rule 8
Rule 8. Mediator Certification and Decertification
Cite as Rules for Settlement Procedures in District Court Family Financial Cases, Rule 8
(a)
The Commission may receive and approve applications for certification
of persons to be appointed as mediators for family financial matters in district court.
In order to be certified, an applicant must satisfy the requirements of this subsection.
(1)
The applicant for certification must have a basic understanding
of North Carolina family law and have completed the
requirements of this subsection prior to taking the forty hours of
Commission-certified family and divorce mediation training or
the sixteen hours of Commission-certified supplemental family
and divorce mediation training under subsection (a)(2)(b) of this
rule. Applicants shall demonstrate that they have completed at
least twelve hours of basic family law education by:
a.
attending workshops or programs on topics such as
separation and divorce, alimony and postseparation
support, equitable distribution, child custody and support,
and domestic violence;
b.
completing an independent study on these topics, such as
viewing or listening to video or audio programs on family
law topics; or
c.
having equivalent North Carolina family law experience,
including work experience that satisfies one of the
categories set forth in the Commission’s policy on
interpreting Rule 8(a)(1) (e.g., the applicant is an
experienced family law judge or a North Carolina State
Bar board certified family law specialist).
(2)
The applicant for certification must:
a.
have been designated a Family Mediator Advanced
Practitioner by the Association for Conflict Resolution
(ACR) and have earned an undergraduate degree from an
accredited four-year college or university; or
b.
have
completed
either
(i)
forty
hours
of
Commission-certified
family
and
divorce
mediation
training; or (ii) forty hours of Commission-certified trial
court
mediation
training
and
sixteen
hours
of
Commission-certified supplemental family and divorce
mediation training; and be
1.
a member in good standing of the North Carolina
State Bar or a member similarly in good standing of
the bar of another state and eligible to apply for
admission to the North Carolina State Bar under
Chapter 1, Subchapter C, of the North Carolina
State Bar Rules and the Rules Governing the Board
of Law Examiners and the Training of Law
Students, 27 N.C. Admin. Code 1C.0105, with at
least five years of experience after the date of
licensure as a judge, practicing
attorney, law
professor, or mediator, or must possess equivalent
experience;
2.
a licensed psychiatrist under N.C.G.S. § 90-9.1, with
at least five years of experience in the field after the
date of licensure;
3.
a licensed psychologist under N.C.G.S. §§ 90-270.1
to -270.22, with at least five years of experience in
the field after the date of licensure;
4.
a licensed marriage and family therapist under
N.C.G.S. §§ 90-270.45 to -270.63, with at least five
years of experience in the field after the date of
licensure;
5.
a
licensed
clinical
social
worker
under
N.C.G.S. § 90B-7, with at least five years of
experience in the field after the date of licensure;
6.
a
licensed
professional
counselor
under
N.C.G.S. §§ 90-329 to -345, with at least five years of
experience in the field after the date of licensure; or
7.
an accountant certified in North Carolina, with at
least five years of experience in the field after the
date of certification.
(3)
If the applicant is not licensed to practice law in one of the United
States, then the applicant must have, as a prerequisite for the
forty hours of Commission-certified family and divorce mediation
training under subsection (a)(2)(b) of this rule, completed six
hours of training on North Carolina legal terminology, court
structure, and civil procedure, provided by a Commission-certified trainer. An attorney licensed to practice law in a state
other than North Carolina shall satisfy this requirement by
completing a self-study course, as directed by Commission staff.
(4)
If the applicant is not licensed to practice law in North Carolina,
then the applicant must provide three letters of reference to the
Commission about the applicant’s good character, including at
least one letter from a person with knowledge of the applicant’s
professional practice and experience qualifying the applicant
under subsection (a) of this rule.
(5)
The applicant must have observed, as a neutral observer and with
the permission of the parties, two mediations involving a custody
or family financial issue conducted by a mediator who (i) is
certified under these rules, (ii) has a Family Mediator Advanced
Practitioner Designation from the ACR, or (iii) is a mediator
certified by the NCAOC for custody matters.
If the applicant is not an attorney licensed to practice law
in one of the United States, then the applicant must observe three
additional mediations involving family financial issues conducted
by a Commission-certified family financial mediator.
Mediations eligible for observation under this subsection
may include mediations conducted in matters prior to litigation
of family financial cases that are mediated pursuant to an
agreement of the parties incorporating these rules.
All
mediations shall be observed from their beginning until
settlement, or until the point that an impasse has been declared,
and shall be reported by the applicant on a Certificate of
Observation - Family Financial Settlement Conference Program,
Form AOC-DRC-08. All observers shall conform their conduct to
the Commission’s policy on Guidelines for Observer Conduct.
(6)
The applicant must demonstrate familiarity with the statutes,
rules, standards of practice, and standards of conduct governing
mediated settlement conferences conducted in North Carolina.
(7)
The applicant must be of good moral character and adhere to the
Standards of Professional Conduct for Mediators when acting
under these rules. On his or her application(s) for certification or
application(s) for certification renewal, an applicant shall disclose
any:
a.
pending criminal charges;
b.
criminal convictions;
c.
restraining orders issued against him or her;
d.
failures to appear;
e.
closed grievances or complaints filed with a professional
licensing, certifying, or regulatory body, whether in North
Carolina, another state, or another country;
f.
disciplinary action taken against him or her by a
professional licensing, certifying, or regulatory body,
whether in North Carolina, another state, or another
country, including, but not limited to, disbarment,
revocation,
decertification,
or
suspension
of
any
professional
license
or
certification,
including
the
suspension or revocation of any license, certification,
registration, or qualification to serve as a mediator in
another state or country, even if stayed;
g.
judicial sanctions imposed against him
jurisdiction;
or her in any
h.
civil judgments, tax liens, or bankruptcy filings that
occurred within the ten years preceding the date that the
initial or renewal application was filed with the
Commission; or
i.
pending grievances or complaints filed with a professional
licensing, certifying, or regulatory body, whether in North
Carolina, another state, or another country.
If a matter listed in subsections (a)(7)(a) through (a)(7)(h)
of this rule arises after a mediator submits his or her initial or
renewal application for certification, then the mediator shall
report the matter to the Commission no later than thirty days
after receiving notice of the matter.
If a pending grievance or complaint described in subsection
(a)(7)(i) of this rule is filed after a mediator submits his or her
initial or renewal application for certification, then the mediator
shall report the matter to the Commission no later than thirty
days after receiving notice of the matter or, if a response to the
grievance or complaint is permitted by the professional licensing,
certifying, or regulatory body, no later than thirty days after the
due date for the response.
As referenced in this subsection, criminal charges or
convictions (excluding infractions) shall include felonies,
misdemeanors, or misdemeanor traffic violations (including
driving while impaired) under the law of North Carolina or
another state, or under the law of a federal, military, or foreign
jurisdiction, regardless of whether adjudication was withheld
(prayer for judgment continued) or the imposition of a sentence
was suspended.
(8)
The applicant must submit proof of the qualifications set out in
this rule on a form provided by the Commission.
(9)
The applicant must pay all administrative fees established by the
NCAOC upon the recommendation of the Commission.
(10)
The applicant must agree to accept the fee ordered by the court
under Rule 7 as payment in full of a party’s share of the
mediator’s fee.
(11)
The applicant must comply with the requirements of the
Commission for completing and reporting continuing mediator
education or training.
(12)
The applicant must agree, once certified, to make reasonable
efforts to assist applicants for mediator certification in completing
their observation requirements.
(b)
No mediator who held a professional license and relied upon that license
to qualify for certification under subsection (a)(2)(b) of this rule shall be decertified
or denied recertification because the mediator’s license lapses, is relinquished, or
becomes inactive; provided, however, that this subsection shall not apply to a
mediator whose professional license is revoked, suspended, lapsed, or relinquished,
or whose professional license becomes inactive due to disciplinary action, or the threat
of disciplinary action, from the mediator’s licensing authority. Any mediator whose
professional license is revoked, suspended, lapsed, relinquished, or whose
professional license becomes inactive shall report the matter to the Commission.
(c)
A mediator’s certification may be revoked or not renewed at any time if
it is shown to the satisfaction of the Commission that a mediator no longer meets the
qualifications set out in this rule or has not faithfully observed these rules or those of
any judicial district in which he or she has served as a mediator. Any person who is
or has been disqualified by a professional licensing authority of any state for
misconduct shall be ineligible for certification under this rule. No application for
certification renewal shall be denied on the ground that the mediator’s training and
experience does not satisfy a training and experience requirement promulgated after
the date of the mediator’s original certification.
Comment
Comment to Rule 8(a)(3).
Commission
demonstrate sufficient familiarity with North
staff has discretion to waive the requirements set
Carolina legal terminology, court structure, and
out in Rule 8(a)(3) if an applicant can
civil procedure.
History Note.
373 N.C. 708; 374 N.C. 1009; 378 N.C. 801; 384 N.C. 745; Order Dated 11 December 2024.