North Carolina · Statutes
Chapter 78A
46 sections
46 sections
- N.C. Gen. Stat. § 78A-1Title.
- N.C. Gen. Stat. § 78A-2Definitions.
- N.C. Gen. Stat. § 78A-3N.C. Gen. Stat. § 78A-3Reserved
- N.C. Gen. Stat. § 78A-8Sales and purchases.
- N.C. Gen. Stat. § 78A-9Misleading filings.
- N.C. Gen. Stat. § 78A-10Unlawful representations concerning registration or exemption.
- N.C. Gen. Stat. § 78A-11Unlawful telephone rooms.
- N.C. Gen. Stat. § 78A-12Manipulation of market.
- N.C. Gen. Stat. § 78A-14Advertising of Viatical Settlement Contracts.
- N.C. Gen. Stat. § 78A-15Reserved for future codification purposes.Reserved
- N.C. Gen. Stat. § 78A-16Exempt securities.
- N.C. Gen. Stat. § 78A-17Exempt transactions.
- N.C. Gen. Stat. § 78A-17.1Invest NC exemption.
- N.C. Gen. Stat. § 78A-18Denial and revocation of exemptions.
- N.C. Gen. Stat. § 78A-19N.C. Gen. Stat. § 78A-19Reserved
- N.C. Gen. Stat. § 78A-24Registration requirement.
- N.C. Gen. Stat. § 78A-25Registration by notification.
- N.C. Gen. Stat. § 78A-26Registration by coordination.
- N.C. Gen. Stat. § 78A-27Registration by qualification.
- N.C. Gen. Stat. § 78A-28Provisions applicable to registration generally.
- N.C. Gen. Stat. § 78A-29Denial, suspension, and revocation of registration.
- N.C. Gen. Stat. § 78A-30Application to exchange securities.
- N.C. Gen. Stat. § 78A-31Notice filings for securities covered under federal law.
- N.C. Gen. Stat. § 78A-32N.C. Gen. Stat. § 78A-32Reserved
- N.C. Gen. Stat. § 78A-36Registration requirement.
- N.C. Gen. Stat. § 78A-36.1Limited registration of Canadian dealers and salesmen.
- N.C. Gen. Stat. § 78A-37Registration procedure.
- N.C. Gen. Stat. § 78A-38Post-registration provisions.
- N.C. Gen. Stat. § 78A-39Denial, revocation, suspension, censure, cancellation, and withdrawal of registration.
- N.C. Gen. Stat. § 78A-40Alternative methods of registration.
- N.C. Gen. Stat. § 78A-41N.C. Gen. Stat. § 78A-41Reserved
- N.C. Gen. Stat. § 78A-45Administration of Chapter.
- N.C. Gen. Stat. § 78A-46Investigations and subpoenas.
- N.C. Gen. Stat. § 78A-47Injunctions; cease and desist orders.
- N.C. Gen. Stat. § 78A-48Judicial review of orders.
- N.C. Gen. Stat. § 78A-49Rules, forms, orders, and hearings.
- N.C. Gen. Stat. § 78A-50Administrative files and opinions.
- N.C. Gen. Stat. § 78A-51N.C. Gen. Stat. § 78A-51Reserved
- N.C. Gen. Stat. § 78A-56Civil liabilities.
- N.C. Gen. Stat. § 78A-57Criminal penalties.
- N.C. Gen. Stat. § 78A-58Obstruction of investigation.
- N.C. Gen. Stat. § 78A-59N.C. Gen. Stat. § 78A-59Reserved
- N.C. Gen. Stat. § 78A-63Scope of the Chapter; service of process.
- N.C. Gen. Stat. § 78A-64Statutory policy.
- N.C. Gen. Stat. § 78A-65Repeal and saving provisions.
- N.C. Gen. Stat. § 78A-66Jurisdictional limitations.