NDAC 111-02-01-05
Code of ethics
Cite as N.D. Admin. Code ยง 111-02-01-05
1.
The code of ethics applies to all licensees and applicants who practice marriage and family
therapy and applies to their conduct during the period of education and training required for
licensure.
2.
The code of ethics constitutes the standards by which the professional conduct of a marriage
and family therapist is measured.
3.
A violation of the code of ethics is unprofessional or unethical conduct and is a sufficient
reason for disciplinary action or denial of licensure or revocation of license.
4.
A marriage and family therapist must act in accordance with the highest standards of
professional integrity and competence. A marriage and family therapist must be honest in
dealing with clients, students, trainees, colleagues, and the public.
a.
A therapist must not perform, nor pretend to be able to perform, professional services
beyond the therapist's field or fields of competence.
b.
A therapist must not permit a trainee or intern under the therapist's supervision to
perform, nor pretend to be competent to perform, professional services beyond the
trainee's or intern's level of training.
c.
A therapist must recognize the potentially influential position the therapist may have with
respect to students, interns, employees, and supervisees, and must avoid exploiting the
trust and dependency of these persons. A therapist must make every effort to avoid dual
relationships that could impair the therapist's professional judgment or increase the risk
of exploitation. Sexual contact between the therapist and students, employees,
independent contractors, colleagues, or supervisees is prohibited for two years after the
date that the relationship is terminated, whether or not the party is informed that the
relationship is terminated. Sexual contact after two years with a former student, intern,
employee, or supervisee is prohibited:
(1)
If the former student, intern, employee, or supervisee was emotionally dependent
upon the therapist; or
(2)
If the sexual contact occurred by means of therapeutic deception.
d.
A therapist must not engage in sexual contact or other harassment, therapeutic
deception, or exploitation of students, trainees, interns, employees, independent
contractors, colleagues, research subjects, or actual or potential witnesses or
complainants in ethical proceedings.
e.
A therapist must not use or exploit the professional relationship with a student, trainee,
intern, employee, independent contractor, colleague, research subject, or actual or
potential witness or complainant in ethical proceedings in any manner for the therapist's
emotional, financial, sexual, religious, political, or personal advantage or benefit.
f.
A therapist must recognize that there are other professional, technical, and administrative
resources available to clients. The therapist must make referrals to those resources when
it is in the best interest of clients to be provided with alternative or complementary
services. The therapist must make a reasonably prompt referral when requested to do so
by the client, without consideration of limitation of third-party payers.
g.
A therapist must not offer, nor accept, payment for referrals.
h.
A therapist must not knowingly offer services to a client who is in treatment with another
professional without consultation among the parties involved. If a client refuses to allow
consultation, the therapist should delay the administration of service until the client gives
written consent to consultation. The exception to the consultation requirement would be if
the client reports ethical violations by the other professional.
i.
A therapist must understand the areas of competence of related professions and act with
due regard for the need, special competencies, and obligations of their colleagues in
other allied professions, and must not disparage the qualifications of any colleague.
j.
A therapist must seek appropriate professional assistance for the therapist's own
personal problems or conflicts that are likely to impair the therapist's work performance
and clinical judgment.
k.
A therapist must not practice under the influence of alcohol or any controlled substance
not lawfully prescribed.
l.
A therapist must not allow an individual or agency that is paying for the professional
services of a client to exert undue influence over the therapist's evaluation or treatment of
the client.
m.
A therapist must file a complaint with the board when the therapist has reason to believe
that another therapist is or has been engaged in conduct which violates this section,
North Dakota criminal statutes, or which is grounds for disciplinary proceedings in North
Dakota Century Code section 43-53-10.
n.
A therapist must not engage in any conduct likely to deceive or defraud the public or the
board.
o.
A therapist must not advertise in a way that is false, fraudulent, or misleading to the
public.
p.
A therapist shall use only academic degrees from regionally accredited institutions that
are related to the practice of marriage and family therapy in any situation or circumstance
related to the practice of marriage and family therapy. Those therapists holding current
North Dakota mental health professional licenses issued by other North Dakota licensing
boards may also use degrees and titles directly related to these licenses as permitted by
the other boards when the other licensure is cited with the marriage and family licensure.
q.
A therapist must correct, wherever possible, false, misleading, or inaccurate information
and representations made by others concerning the therapist's qualifications, services, or
products.
r.
A therapist must make certain that the qualifications of a person in a therapist's employ
as a student, independent contractor, or an intern are represented in a manner that is not
false, misleading, or deceptive.
s.
A therapist must not engage in any unprofessional conduct. Unprofessional conduct is
any conduct violating this section or violating those standards of professional behavior
that have become established by consensus of the expert opinion of marriage and family
therapists as reasonably necessary for the protection of the public interest.
5.
A marriage and family therapist's primary professional responsibility is to the client. A marriage
and family therapist must make every reasonable effort to advance the welfare and best
interests of families and individuals. A marriage and family therapist must respect the rights of
those persons seeking assistance and make reasonable efforts to ensure that the therapist's
services are used appropriately. A marriage therapist is bound by these ethics primarily. These
ethics supersede any policies of an employer or contractor that may be contrary.
a.
Once a client has been accepted into therapy, a therapist must not discriminate on the
basis of age, sex, race, national origin, religion, physical disability, political affiliation, or
social or economic status. In addition, a therapist must not discriminate on the basis of
affectional preference, or choice of lifestyle. When unable to offer services for any
reason, a therapist shall make an appropriate referral.
b.
A therapist must recognize the potentially influential position the therapist may have with
respect to clients, and must avoid exploiting the trust and dependency of clients. A
therapist must make every effort to avoid dual relationships with clients that could impair
the therapist's professional judgment or increase the risk of exploitation.
c.
A therapist must be careful to truthfully represent to clients facts regarding services
rendered.
d.
A therapist must recognize the importance of clear understandings on financial matters
with clients. Arrangements for fees and payments must be made at the beginning of the
therapeutic relationship.
e.
A therapist must not engage in sexual contact or other physical intimacies with a client.
Sexual contact with a former client is prohibited.
f.
A therapist must not engage in sexual or other harassment of a client, nor in any verbal
or physical behavior that is sexually seductive or sexually demeaning to the client. For
purposes of this item, sexual harassment has the meaning given it in subsection 15 of
section 111-02-01-01.
g.
A therapist must not use or exploit the professional relationship with a client in any
manner for the therapist's emotional, financial, sexual, religious, political, or personal
advantage or benefit.
h.
A therapist must not use any confidence of a client to the client's disadvantage.
i.
A therapist must terminate a client relationship when it is reasonably clear that the
treatment no longer serves the client's needs or interests.
j.
A therapist must not provide services to a client when the therapist's objectivity or
effectiveness is impaired. Whenever a therapist's objectivity or effectiveness becomes
impaired during a professional relationship with a client, the therapist must notify the
client orally and in writing that the therapist can no longer see the client professionally
and must assist the client in obtaining services from another professional.
k.
A therapist must respect the right of a client to make decisions and must help the client
understand the consequences of the decisions. A therapist must advise a client that a
decision on marital status is the responsibility of the client.
l.
A therapist must inform a client of a divergence of interests, values, attitudes, or biases
between a client and the therapist that is sufficient to impair their professional
relationship. Either the client or the therapist may terminate the relationship.
m.
In the course of professional practice, a therapist must not violate any law concerning the
reporting of abuse of children under North Dakota Century Code chapter 50-25 and
vulnerable adults under North Dakota Century Code chapter 50-25.2.
n.
A therapist must display prominently on the premises of the therapist's professional
practice or make available as a handout the bill of rights of clients, including a statement
that consumers of marriage and family therapy services offered by marriage and family
therapists licensed by the state of North Dakota have the right to:
(1)
Expect that a therapist has met the minimal qualifications of training and experience
required by state law;
(2)
Examine public records maintained by the marriage and family therapy licensure
board which contain the credentials of a therapist;
(3)
Obtain a copy of the code of ethics from the marriage and family therapy licensure
board;
(4)
Report complaints to the marriage and family therapy licensure board;
(5)
Be informed of the cost of professional services before receiving the services;
(6)
Privacy as defined by rule and law;
(7)
Be free from being the object of discrimination on the basis of race, religion, gender,
or other unlawful category while receiving services;
(8)
Have access to their records; and
(9)
Be free from exploitation for the benefit or advantage of a therapist.
o.
A therapist must, upon request from the client, provide information regarding the
procedure for filing a complaint with the board.
6.
A marriage and family therapist must hold in confidence all information obtained in the course
of professional services. A marriage and family therapist must safeguard client confidences as
required by law.
a.
A therapist, and employees and professional associates of the therapist, must not
disclose any private information that the therapist, employee, or associate may have
acquired in rendering services except as provided by law. All other private information
must be disclosed only with the informed consent of the client.
b.
A therapist must be responsible for informing clients of the limits of confidentiality.
c.
For purposes of safeguarding confidentiality, when seeing a couple or a family, a
therapist must define who the "client" is as soon as it is possible to determine the client.
For example, a therapist must define whether the couple or family, as a unit, is the client
or whether the individuals who make up the couple or family are the clients.
d.
When seeing a couple or a family, a therapist must inform the client, at the beginning of
the relationship, what the therapist's procedures are for handling confidences from
individual members of the family and for protecting individuals' privacy while
safeguarding the integrity of the therapy process.
e.
Whenever marriage and family therapy services are requested or paid for by one client
for another, the therapist must inform both clients of the therapist's responsibility to treat
any information gained in the course of rendering the services as private information.
f.
A therapist must limit access to client records and must inform every individual
associated with the agency or facility of the therapist, such as a staff member, student, or
volunteer, that access to client records must be limited to only the therapist with whom
the client has a professional relationship, an individual associated with the agency or
facility whose duties require access, and an individual authorized to have access by the
informed written consent of the client.
g.
A therapist must continue to maintain as private information the records of a client for ten
years after the professional relationship between the therapist and the client has ceased.
The therapist must store and dispose of records in ways that maintain confidentiality.
h.
A therapist must disclose to the board and its agents client records that the board and its
agents consider to be germane to a disciplinary proceeding.
i.
A therapist must obtain written, informed consent from each client before electronically
recording sessions with that client or before permitting third-party supervisory
observation of their sessions. The consent form should specify the purpose and
proposed audience for the recording.
j.
A therapist must disguise adequately the identity of a client when using material derived
from a counseling relationship for purposes of training, research, professional meetings,
or publications.
k.
A client who is the recipient of marriage and family therapy services has the right to
access the records related to the service maintained by the licensee on that client,
provided the records are not classified as confidential by North Dakota law.
l.
A marriage and family therapist must maintain an accurate record for each client. Each
record must minimally contain:
(1)
A client personal data record which shall include the presenting problem;
(2)
A treatment plan with a diagnosis and justification for it and treatment goals;
(3)
An accurate chronological listing of all client contacts and a summary of each;
(4)
Records of any consultation or supervision received in relation to the client;
(5)
A termination statement indicating the date and reason for termination, the client's
condition at the time, and any recommendations made to the client;
(6)
Copies of all client authorization for release of information and any other legal forms
pertaining to the client; and
(7)
A chronological listing of all fees or charges for services related to the client and to
whom the fees were charged. This record may be kept separate from the client's
clinical file.
7.
A marriage and family therapist must conduct research activities with full respect for the rights
and dignity of participants and with full concern for their welfare according to the requirements
of the "Ethical Principles of Psychologists, General Principle 9: Research With Human
Participants", American psychological association, as amended June 2, 1989. These
requirements are incorporated by reference. The requirements were published in "American
Psychologist", March 1990, volume 45, number 3, pages 390-395. Participation in research is
voluntary.