07-001
Constitutionality of audiovisual court appearances conducted without a written waiver
Cite as Neb. Op. Att'y Gen. No. 07-001
I
l
JON BRUNING
ATTORNEY GENERAL
SUBJECT:
STATE OF NEBRASKA
~ffice of tbe ~tto rnep ~eneral
2115 STATE CAPITOL BUILDING
LINCOLN, NE 68509·8920
(402) 471·2682
TDD (402) 471·2682
CAPITOL FAX (402) 471·3297
TIERONE FAX (402) 471·4725
NO.
..., St<A
STATE OF NEBnA :
ou=~:.:acsAL
JAN 16 2007.
DEPT. OF JUSTICE
Constitutionality of audiovisual court appearances conducted
without a written waiver.
REQUESTED BY: Senator Lavon Heidemann
Nebraska State Legislature
WRITTEN BY:
Jon Bruning, Attorney General
J. Kirk Brown, Solicitor General
You inquire whether the Sixth Amendment of our federal constitution would be
violated if the mandatory written and oral waiver provisions of Neb. Rev. Stat. §§29-
4203 (1) and (2) (2006 Cum.Supp.) were to be repealed. Section 49-4203 is a part of a
series of statutes which authorize audiovisual court appearances under certain
circumstances. See, §29-4201 et.seq. For the reasons set forth below, we conclude
that repeal of the mandatory waiver provisions of §29-4203 (1) and (2) would not violate
· the Sixth Amendment or its state counterpart, Article I, Section 11 of the Nebraska
Constitution .1
The Sixth Amendment to the United States Constitution provides: "In all criminal
prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses
against him .... " This clause, known as the Confrontation Clause, guarantees the
defendant a face-to-face meeting with witnesses appearing before the trier of fact."
United States v. Yates, 438 F.3d 1307, 1312 (2006).
1 The analysis for the Nebraska Constitution is the same as the analysis under the federal constitution.
State v. Hembertt, 269 Neb. 840, 847, 696 N.W.2d 473, 480 (2005).
Printed with soy Ink on recycled paper
Senator Lavon Heidemann
Page 2
However, audiovisual court appearances are not authorized to occur for trials or
any other form of evidentiary hearing in a criminal case. See, §29-4202. By its very
definition a criminal defendant would not have the need or opportunity to "confront"
witnesses in the course of an appropriate audiovisual col:Jrt appearance. Therefore, we
observe no Sixth Amendment Confrontation Clause issues raised by the audiovisual
court appearance process generally. See, Maryland v. Craig, 497 U.S. 836 (1990).
"We fail to see how Anderson's or Hochstein's absence at a time when their attorneys
were arguing matters of law to the court could frustrate the fairness of the proceedings."
State v. Anderson and Hochstein, 207 Neb. 51 , 68-69, 296 N.W.2d 440, 451-452
(1980). In the instance of an audiovisual court appearance, the criminal defendant is
not "absent", just not physically present at the same location as the court.
We certainly observe no Sixth Amendment basis for the current requirement of
§29-4203(1) and (2) that a written and oral waiver must be obtained from a criminal
defendant before conducting an audiovisual court appearance.
Even if a Sixth
Amendment right were implicated by the audiovisual court appearance process, waivers
of any such right are not required to be reduced to writing or specifically inquired into by
the trial court before proceeding. United States v. Gagnon, 470 U.S. 522, 105 S.Ct.
1482, 84 L.Ed.2d 486 (1985) (holding that defendant must assert right of confrontation
and right to be present at trial and cannot claim those rights for first time on appeal);
State v. Bjorklund 258 Neb. 432, 469-470, 604 N.W.2d 169, 205 (2000); State v.
Bradley 236 Neb. 371 , 380-381 , 461 N.W.2d 524, 533- 534 (1990).
Approved:
cc: Patrick O'Donne I
Clerk of the Legislature
Sincerely,
JON BRUNINy~
Att~rney ~~nera~_)
/
J. Ki
Brown
Solicitor General