UJI 14-4301 NMRA
UJI 14-4301. Offer or sale of unregistered securities; essential elements.
For you to find the defendant guilty of the [offer to sell][or][sale of]1 unregistered
securities [as charged in Count __________]2, the State must prove to your satisfaction
beyond a reasonable doubt each of the following elements of the crime:
1. The defendant [offered to sell] [or] [sold]1 a security;3
2. The security was required by the New Mexico Uniform Securities Act to be
registered with the State of New Mexico prior to the [sale] [or] [offer for sale];1, 4
3. The security was not registered as required under the New Mexico Uniform
Securities Act;
4. This happened in New Mexico on or about the __________ day of
______________, __________.5