Rule 1-079. Public inspection and sealing of court records.

A. Presumption of public access; scope of rule. Court records are subject to public access unless sealed by order of the court or otherwise protected from disclosure under the provisions of this rule. This rule does not prescribe the manner in which the court shall provide public access to court records, electronically or otherwise. No person or entity shall knowingly file a court record that discloses material obtained from another court record that is sealed, conditionally under seal, or subject to a pending motion to seal under the provisions of this rule. B. Definitions. For purposes of this rule, the following definitions apply: (1) “court record” means all or any part of a document, paper, exhibit, transcript, or other material filed or lodged with the court, and the register of actions and docket entries used by the court to document the activity in a case; (2) “lodged” means a court record that is temporarily deposited with the court but not filed or made available for public access; (3) “protected personal identifier information” means all but the last four (4) digits of a social security number, taxpayer-identification number, financial account number, or driver’s license number, and all but the year of a person’s date of birth; (4) “public” means any person or entity, except the parties to the proceeding, counsel of record and their employees, and court personnel; (5) “public access” means the inspection and copying of court records by the public; and (6) “sealed” means a court record for which public access is limited by order of the court or as required by Paragraphs C or D of this rule. C. Limits on public access. In addition to court records protected under Paragraphs D and E of this rule, all court records in the following proceedings are confidential and shall be automatically sealed without motion or order of the court: (1) proceedings commenced under the Adoption Act, Chapter 32A, Article 5 NMSA 1978. The automatic sealing provisions of this subparagraph shall not apply to persons and entities listed in Section 32A-5-8(A) NMSA 1978; (2) proceedings to detain a person commenced under Section 24-1-15 NMSA 1978; (3) proceedings for testing commenced under Section 24-2B-5.1 NMSA 1978; (4) proceedings commenced under the Adult Protective Services Act, Sections 27-7-14 to 27-7-31 NMSA 1978, subject to the firearm-related reporting requirements in Section 34-9-19 NMSA 1978; (5) proceedings commenced under the Mental Health and Developmental Disabilities Code, Chapter 43, Article 1 NMSA 1978, subject to the disclosure requirements in Section 43-1-19 NMSA 1978 and the firearm-related reporting requirements in Section 34-9-19 NMSA 1978; (6) wills deposited with the court under Section 45-2-515 NMSA 1978 that have not been submitted to informal or formal probate proceedings. The automatic sealing provisions of this subparagraph shall not apply to persons and entities listed in Section 45-2-515 NMSA 1978; (7) proceedings commenced for the appointment of a person to serve as guardian for an alleged incapacitated person under Chapter 45, Article 5, Part 3 NMSA 1978, as provided in Rule 1-079.1 NMRA; (8) proceedings commenced for the appointment of a conservator under Chapter 45, Article 5, Part 4 NMSA 1978, as provided in Rule 1-079.1 NMRA; (9) proceedings commenced to remove a firearm-related disability under Section 34-9-19(D) NMSA 1978, subject to the firearm-related reporting requirements in Section 34-9-19 NMSA 1978; (10) proceedings commenced under the Assisted Outpatient Treatment Act, Chapter 43, Article 1B NMSA 1978, subject to the disclosure requirements in Section 43-1B-14 NMSA 1978 and the firearm-related reporting requirements in Section 34-9-19 NMSA 1978; and (11) proceedings commenced under Section 29-3A-4 (Expungement of records upon release without conviction) of the Criminal Record Expungement Act, Sections 29- 3A-1 to -9 NMSA 1978. The provisions of this paragraph notwithstanding, the docket number and case type for the categories of cases listed in this paragraph shall not be sealed without a court order. D. Protection of personal identifier information. (1) The court and the parties shall avoid including protected personal identifier information in court records unless deemed necessary for the effective operation of the court’s judicial function. If the court or a party deems it necessary to include protected personal identifier information in a court record, that is a non-sanctionable decision. Protected personal identifier information shall not be made available on publicly accessible court websites. The court shall not publicly display protected personal identifier information in the courthouse. Any attorney or other person granted electronic access to court records containing protected personal identifier information shall be responsible for taking all reasonable precautions to ensure that the protected personal identifier information is not unlawfully disclosed by the attorney or other person or by anyone under the supervision of that attorney or other person. Failure to comply with the provisions of this subparagraph may subject the attorney or other person to sanctions or the initiation of disciplinary proceedings. (2) The court clerk is not required to review documents for compliance with this paragraph and shall not refuse for filing any document that does not comply with this paragraph. The court clerk is not required to screen court records released to the public to prevent disclosure of protected personal identifier information. (3) Any person requesting public access to court records shall provide the court with the person’s name, address, and telephone number, along with a government-issued form of identification or other acceptable form of identification. E. Motion to seal court records required. Unless provided in Paragraphs C and D of this rule, no part of a court record shall be sealed except by court order. Any party or member of the public may file a motion for an order sealing the court record. If applicable, the motion should identify any statute, regulation, rule, or other source of law that addresses access to court records in the particular type of proceeding. Any party or member of the public may file a response to the motion to seal. The movant shall lodge the court record with the court under Paragraph F when the motion is made, unless the court record was previously filed with the court or good cause exists for not lodging the court record under Paragraph F. Pending the court’s ruling on the motion, the lodged court record will be conditionally sealed. If necessary to prevent disclosure, any motion, response or reply, and any supporting documents, shall be filed in a redacted version that will be subject to public access and lodged in a complete, unredacted version that will remain conditionally sealed pending the court’s ruling on the motion. If the court denies the motion, the clerk shall return any lodged court records and shall not file them in the court file. F. Procedure for lodging court records. A court record that is the subject of a motion filed under Paragraph E of this rule shall be secured in an envelope or other appropriate container by the movant and lodged with the court unless the court record was previously filed with the court, or unless good cause exists for not lodging the court record. The movant shall label the envelope or container lodged with the court “CONDITIONALLY UNDER SEAL,” and affix to the envelope or container a cover sheet that contains the information required under Rules 1-008.1 and 1-010 NMRA, and which states that the enclosed court record is subject to a motion to seal. On receipt of a lodged court record, the clerk shall endorse the cover sheet with the date of its receipt and shall retain, but not file, the court record unless the court orders it filed. If the court grants an order sealing a court record, the clerk shall substitute the label provided by the movant on the envelope or container with a label prominently stating “SEALED BY ORDER OF THE COURT ON (DATE),” and shall attach a file-stamped copy of the court’s order. Unless otherwise ordered by the court, the date of the court order granting the motion shall be deemed the file date of the lodged court record. G. Requirements for order to seal court records. (1) The court shall not permit a court record to be filed under seal based solely on the agreement or stipulation of the parties. The court may order that a court record be filed under seal only if the court by written order finds and states facts that establish the following: (a) the existence of an overriding interest that overcomes the right of public access to the court record; (b) the overriding interest supports sealing the court record; (c) a substantial probability exists that the overriding interest will be prejudiced if the court record is not sealed; (d) the proposed sealing is narrowly tailored; and (e) no less restrictive means exist to achieve the overriding interest. (2) The order shall require the sealing of only those documents, pages, or parts of a court record that contain the material that needs to be sealed. All other parts of each document or page shall be filed without limit on public access. If necessary, the order may direct the movant to prepare a redacted version of the sealed court record that will be made available for public access. (3) The order shall state whether the order itself, the register of actions, or individual docket entries are to be sealed. (4) The order shall specify who is authorized to have access to the sealed court record. (5) The order shall specify a date or event on which it expires or shall explicitly state that the order remains in effect until further order of the court. (6) The order shall specify any person or entity entitled to notice of any future motion to unseal the court record or modify the sealing order. H. Sealed court records as part of record on appeal. (1) Court records sealed in the magistrate, metropolitan, or municipal court, or records sealed in an agency proceeding in accordance with the law, that are filed in an appeal to the district court shall remain sealed in the district court. The district court judges and staff may have access to the sealed court records unless otherwise ordered by the district court. Requests to unseal the records or modify a sealing order entered in the magistrate, metropolitan, or municipal court shall be filed in the district court under Paragraph I of this rule if the case is pending on appeal. (2) Court records sealed under the provisions of this rule that are filed in the appellate courts shall remain sealed in the appellate courts. The appellate court judges and staff may have access to the sealed court records unless otherwise ordered by the appellate court. I. Motion to unseal court records. (1) A sealed court record shall not be unsealed except by court order or under the terms of the sealing order itself. A party or member of the public may move to unseal a sealed court record. If applicable, the motion should identify any statute, regulation, rule, or other source of law that addresses access to court records in the particular type of proceeding. A copy of the motion to unseal shall be served on all persons and entities who were identified in the sealing order under Subparagraph (G)(6) for receipt of notice. If necessary to prevent disclosure, the motion, any response or reply, and supporting documents shall be filed in a redacted version and lodged in a complete and unredacted version. (2) In determining whether to unseal a court record, the court shall consider the matters addressed in Subparagraph (G)(1). If the court grants the motion to unseal a court record, the order shall state whether the court record is unsealed entirely or in part. If the court’s order unseals only part of the court record, or unseals the court record for only certain persons or entities, the order shall specify the particular court records that are unsealed, the particular persons or entities who may have access to the court record, or both. If, in addition to the court records in the envelope or container, the court has previously ordered the sealing order, the register of actions, or individual docket entries to be sealed, the unsealing order shall state whether those additional court records are unsealed. J. Failure to comply with sealing order. Any person or entity who knowingly discloses any material obtained from a court record sealed or lodged under this rule may be held in contempt of court or subject to other sanctions as the court deems appropriate.