New Mexico · Regulations
Part 6 — INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
11 sections
11 sections
- 12.11.6.1 NMACIssuing Agency
- 12.11.6.2 NMACScope
- 12.11.6.3 NMACStatutory Authority
- 12.11.6.4 NMACDuration
- 12.11.6.5 NMACEffective Date
- 12.11.6.6 NMACObjective
- 12.11.6.7 NMACDefinitions
- 12.11.6.8 NMACRecordkeeping Requirements For Investment Advisers
- 12.11.6.9 NMACRecordkeeping Requirements Continued
- 12.11.6.10 NMACDirector May Order Exemption
- 12.11.6.11 NMACExemption For Principal Place Of Business In Another State