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  1. US law
  2. New Mexico
  3. Regulations
  4. Title 12 โ€” TRADE, COMMERCE AND BANKING
  5. Chapter 11 โ€” SECURITIES
  6. Part 9 โ€” STANDARDS APPLICABLE TO REGISTERED OFFERINGS

New Mexico ยท Regulations

Part 9 โ€” STANDARDS APPLICABLE TO REGISTERED OFFERINGS

17 sections

17 sections

  • 12.11.9.1 NMACIssuing Agency
  • 12.11.9.2 NMACScope
  • 12.11.9.3 NMACStatutory Authority
  • 12.11.9.4 NMACDuration
  • 12.11.9.5 NMACEffective Date
  • 12.11.9.6 NMACObjective
  • 12.11.9.7 NMACDefinitions
  • 12.11.9.9 NMACImpoundment Of Proceeds
  • 12.11.9.10 NMACLoans And Other Material Affiliated Transactions
  • 12.11.9.11 NMACOptions And Warrants
  • 12.11.9.12 NMACPromoter'S Equity Investment
  • 12.11.9.13 NMACPromotional Shares
  • 12.11.9.14 NMACSpecificity In Use Of Proceeds
  • 12.11.9.16 NMACUnequal Voting Rights
  • 12.11.9.17 NMACUnsound Financial Condition
  • 12.11.9.18 NMACPreferred Stock
  • 12.11.9.19 NMACDebt Securities
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