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  1. US law
  2. New Mexico
  3. Regulations
  4. Title 12 โ€” TRADE, COMMERCE AND BANKING
  5. Chapter 11 โ€” SECURITIES
  6. Part 13 โ€” UNIFORM LIMITED OFFERING EXEMPTION

New Mexico ยท Regulations

Part 13 โ€” UNIFORM LIMITED OFFERING EXEMPTION

17 sections

17 sections

  • 12.11.13.1 NMACIssuing Agency
  • 12.11.13.2 NMACScope
  • 12.11.13.3 NMACStatutory Authority
  • 12.11.13.4 NMACDuration
  • 12.11.13.5 NMACEffective Date
  • 12.11.13.6 NMACObjective
  • 12.11.13.7 NMACDefinitions
  • 12.11.13.8 NMACUniform Limited Offering Exemption
  • 12.11.13.9 NMACNotice
  • 12.11.13.10 NMACSuitability
  • 12.11.13.11 NMACAdequate Disclosure
  • 12.11.13.12 NMACExemption Not Available
  • 12.11.13.13 NMACKnow-Your-Customer Standards
  • 12.11.13.14 NMACExemption Available Only To Issuers
  • 12.11.13.15 NMACAvailability Of Other Exemptions
  • 12.11.13.16 NMACDirectorโ€™S Discretion
  • 12.11.13.17 NMACCitation
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