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  1. US law
  2. New Mexico
  3. Regulations
  4. Title 12 โ€” TRADE, COMMERCE AND BANKING
  5. Chapter 11 โ€” SECURITIES
  6. Part 15 โ€” FRAUDULENT PRACTICES

New Mexico ยท Regulations

Part 15 โ€” FRAUDULENT PRACTICES

14 sections

14 sections

  • 12.11.15.1 NMACIssuing Agency
  • 12.11.15.2 NMACScope
  • 12.11.15.3 NMACStatutory Authority
  • 12.11.15.4 NMACDuration
  • 12.11.15.5 NMACEffective Date
  • 12.11.15.6 NMACObjective
  • 12.11.15.7 NMACDefinitions
  • 12.11.15.8 NMACApplication Of Proceeds
  • 12.11.15.9 NMACStock Distribution
  • 12.11.15.10 NMACSecurities Transfers
  • 12.11.15.11 NMACBroker-Dealer Activities
  • 12.11.15.12 NMACMarket Manipulation
  • 12.11.15.13 NMACInside Information
  • 12.11.15.14 NMACApplication Of Part Not Exclusive
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