Scope

All persons that engage in providing advice as to value of or the advisability of investing in, purchasing or selling securities. [12.11.17.2 NMAC - Rp, 12.11.17.2 NMAC, 1-1-2010] 12.11.17.3 STATUTORY AUTHORITY Section 58-13C-605A NMSA 1978 authorizes the director to adopt, amend and repeal rules necessary or appropriate to carry out the provisions of the New Mexico Uniform Securities Act, Sections 58-13C-101 to 701 NMSA 1978, hereinafter referred to in this Chapter 11 as the “New Mexico Uniform Securities Act”.