12.11.4.13 NMAC

Customer Copies Of Contracts

Last amended: 2010Year: 2026Length: 53 wordsOfficial source
Each broker-dealer shall provide each customer with a conformed copy of all contracts or agreements between the broker-dealer and the customer, and a copy of the customer information forms prescribed under Subsections J and K of 12.11.3.9 NMAC, not later than 15 days after the initial securities transaction effected in the customerโ€™s account.
12.11.4.13 NMAC: Customer Copies Of Contracts | Justis AI