US lawNew MexicoRegulationsTitle 12 — TRADE, COMMERCE AND BANKINGChapter 11 — SECURITIESPart 4 — BROKER-DEALER AND AGENTS RULES OF CONDUCT AND PROHIBITED12.11.4.212.11.4.2 NMACScopeLast amended: 2010Year: 2026Length: 24 wordsOfficial source All persons, whether natural or legal entities, that transact business in New Mexico as a broker-dealer or an issuer of securities, and their agents.Previous12.11.4.1 NMACNext12.11.4.3 NMAC