US lawNew MexicoRegulationsTitle 12 — TRADE, COMMERCE AND BANKINGChapter 11 — SECURITIESPart 4 — BROKER-DEALER AND AGENTS RULES OF CONDUCT AND PROHIBITED12.11.4.512.11.4.5 NMACEffective DateLast amended: 2010Year: 2026Length: 15 wordsOfficial source January 1, 2010, unless a later date is cited at the end of a section.Previous12.11.4.4 NMACNext12.11.4.6 NMAC