1995-21
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Cite as N.Y. Op. Att'y Gen. No. 1995-21
VILLAGE LAW § 7-725-a(2).
The positions of village code enforcement officer and
village planning board member are compatible.
April 26, 1995
Terry Rice, Esq.
Informal Opinion
Village Attorney
No. 95-21
Village of Suffern
61 Washington Avenue
Suffern, NY 10901
Dear Mr. Rice:
You have asked whether the positions of village planning
board member and village code enforcement officer are compatible
so that one person may hold both positions. Further, you inquire
whether situations may arise creating a conflict of interests
between the two positions, necessitating recusal.
In the absence of a constitutional or statutory prohibition
against dual-officeholding, one person may hold two offices
simultaneously unless they are incompatible. The leading case on
compatibility of office is People ex rel. Ryan v Green, 58 NY 295
(1874). In that case the Court held that two offices are
incompatible if one is subordinate to the other or if there is an
inherent inconsistency between the two offices. The former can
be characterized as "you cannot be your own boss", a status
readily identifiable. The latter is not easily characterized,
for one must analyze the duties of the two offices to ascertain
whether there is an inconsistency. An obvious example is the
inconsistency of holding both the office of auditor and the
office of director of finance.
There are two subsidiary aspects of compatibility. One is
that, although the common law rule of the Ryan case is limited to
public offices, the principle equally covers an office and a
position of employment or two positions of employment. The other
is that, although the positions are compatible, a situation may
arise where one has a conflict of interests created by the
simultaneous holding of the two positions. In such a situation,
the conflict is avoided by declining to participate in the
disposition of the matter.
The code enforcement officer is locally authorized to
enforce the zoning laws and site plan regulations of the village.
The village's planning board is authorized to review and approve
proposed subdivisions, site plans, and special permit
applications and may make recommendations to the village board of
trustees on zoning amendments.
You have explained in a telephone conversation that your
primary concern is the compatibility of the two positions in the
site plan review process. Under section 7-725-a(2), the village
board of trustees by local law may authorize the planning board
to review and approve site plans. Site plans show the
arrangement, layout and design of the proposed use of land. The
local law specifies the land use that requires site plan approval
and the elements to be included on plans submitted for approval.
You explained that the code enforcement officer has a
limited role with respect to site plans. In his review of
various properties in the village, he may find that there is a
failure to obtain required site plan approval. In that case, the
code enforcement officer will refer the property owner to the
planning board for site plan approval. Once the site plan has
been approved by the planning board, the code enforcement officer
has no further role in reviewing the approved site plan. He is
authorized, however, to ensure that the development of the
property is in conformance with the site plan approved by the
planning board.
The same sequence of events would apply to the planning
board's review of subdivision applications and special permit
applications.
We see no incompatibility between these two positions. One
position is not subordinate to the other. Nor is there
inconsistency or conflict between the duties of the two
positions. These two positions work in concert to ensure that
site plan and zoning regulations are complied with in the
development of property in the village. Nor do we see any
inevitable conflicts of interests between the positions. In the
event that a conflict does arise, the remedy would be recusal.
We conclude that the positions of village code enforcement
officer and village planning board member are compatible.
The Attorney General renders formal opinions only to
officers and departments of State government. This perforce is
an informal and unofficial expression of the views of this
office.
Very truly yours,
JAMES D. COLE
Assistant Attorney General
in Charge of Opinions